Annexation Handbook
Annexation Handbook
Revised November 2004 - Report No. 19
Copyright © 1995 by the Municipal Research and Services Center of Washington.
All rights reserved. Except as permitted under the Copyright Act of 1976, no
part of this publication may be reproduced or distributed in any form or by
any means or stored in a data base or retrieval system without the prior permission
of the publisher, however, government entities in the State of Washington are
granted permission to reproduce and distribute this publication for official
use
Contents
Chapter One - Why Annex?
I. Introduction
II. Growth Management Act and Annexations
III. The Pro and Con Arguments
Chapter Two - The Evaluation of Annexation Proposals
I. Evaluation in the Context of Growth Management Planning
II. The Statement of Annexation Goals and Policies (Non-GMA Cities)
III. Guidelines for Evaluating Proposed Annexations
IV. The Annexation Study
V. The Plan of Service
Chapter Three - The Annexation Information Program
Chapter Four - Consequences of Annexation
I. Special Districts
II. Franchises
III. Transfer of County Sheriff's Employees
IV. Financial Impacts
V. Costs of Not Annexing
Chapter Five - Preliminary Matters
I. State Environmental Policy Act
II. Comprehensive Planning/Zoning
III. Assumption of Indebtedness
IV. Community Municipal Corporations
Chapter Six - Methods of Annexation in First and Second Class Cities and
in Towns
I. Election Method, Initiated by Twenty Percent Petition
II. Election Method, Initiated by Resolution
III. Seventy-Five Percent Petition Annexation Method
IV. Alternative Petition Annexation Method
V. Annexation for Municipal Purposes (RCW 35.13.180)
VI. Annexation of Federally Owned Areas
VII. Annexation of Unincorporated Islands
VIII. Alternative Unincorporated Island-Interlocal Method of Annexation
IX. Boundary Line Adjustments
Chapter Seven - Methods of Annexation in Code Cities
I. Election Method, Initiated by Ten Percent Petition
II. Election Method, Initiated by Resolution
III. The Sixty Percent Petition Annexation Method
IV. Alternative Petition Annexation Method
V. Annexation for Municipal Purposes (RCW 35A.14.300)
VI. Annexation of Federally Owned Areas
VII. Annexation of Unincorporated Islands
VIII.Alternative Unincorporated Island-Interlocal Method of Annexation
IX. Boundary Line Adjustments
Chapter Eight - Review Boards
I. Introduction
II. The Statutory Boundary Review Board
III. The Ad Hoc Annexation Review Board
IV. The County Annexation Review Board for Code Cities
Chapter Nine - Annexation Questions and Answers
Preface
This publication is designed to address the general topic of municipal annexation
and to provide assistance with the statutory procedures for annexation for the
various classes of cities and for towns in Washington State. It also provides
answers to some of the recurring legal questions on annexation.
This is a revision of the original Annexation Handbook for Cities
and Towns in Washington State, published by the Municipal Research
& Services Center in 1979. This version is current with the 2004 Revised
Code of Washington (RCW).
We caution that subsequent state legislatures may make major changes to the
statutory annexation procedures, and readers should be aware of this as future
legislatures complete their business. There is certainly room for clarification
and change in the annexation laws. Readers should also be aware that not all
the questions and problems that may arise in any given annexation can be anticipated
and addressed in a publication such as this.
Richard Yukubousky, Director
Municipal Research and Services Center of Washington
Chapter One - Why Annex?
I. Introduction
Proper annexation of areas adjacent to cities1
is often crucial to establishing and maintaining urban order and effective government.
Rapid development and population growth frequently occur just outside city boundaries
where property is cheaper and zoning laws may be less restrictive. Small and
large cities alike are surrounded by fringe areas. With the development
of fringe communities come the problems that concentrations of people createincreased
traffic congestion on inadequate roads, the need for improved police and fire
protection, and inadequate land use planning resulting in disorderly growth.
These problems, unfortunately, cross boundary lines and become a city's problem
too. Lack of safe streets spreads traffic congestion into the city. Lack of
necessary police protection encourages the spread of crime throughout the entire
urban community. Lack of proper planning and land use control allows uses that
may threaten the social and economic life and cohesiveness of the community.
The growth of separate fringe areas may produce a complex pattern of government
by multiple jurisdictionscity, county, and special districtsthat
can lead to administrative confusion, inefficiency, duplication, and excessive
costs. The urban community can become a tangle of small competitive governmental
units that lack the administrative, jurisdictional, or financial ability to
provide the essential services and facilities necessary for sound development.
Once this complex pattern becomes established, vested interests and sectional
jealousies make change difficult, if not impossible.
At the same time, economic and social ties between cities and their fringe
areas can be strong. Outlying areas benefit in many ways from city parks and
recreational facilities, streets, utilities, and other facilities and programs,
often without contributing a proportionate share of the cost to the city. Moreover,
suburban people may request services equivalent to those provided within the
city and may recognize that their taxes and other costs (including utility costs
and fire insurance premiums) in an unincorporated area are not necessarily lower
and are often equal to, or greater than, those within the city.
A logical solution may be annexation. Properly used, annexation preserves a
growing urban area as a unified whole. It enables urbanized and urbanizing areas
to unite with the core city to which the fringe is socially and economically
related. It facilitates the full utilization of existing municipal resources.
City administrative and technical personnel are able to address the fringe area's
municipal needs, and do this in a manner consistent with policies of the annexing
city. Annexation is often preferable to the incorporation of new cities, since
new incorporations in urban areas may cause conflicts of authority, the absence
of cooperation, duplication of facilities, and an imbalance between taxable
resources and municipal needs. Industrial, commercial, and high-income residential
areas may offer a high level of urban services, while the low and moderate income
residential satellite city may strain to provide minimal services. In both instances,
satellite city residents draw on the resources of the core city without contributing
toward the cost of these resources.
Annexation, therefore, may be appropriate when the central city is surrounded
by a growing area, when the need for orderly planning and governmental services
in fringe areas increases, and when neededservices can best be supplied by the
central city. In general, annexation is a solution in instances when a central
city is able to address emerging fringe area concerns.
Knowledgeable local government officials have long recognized that what is
urban should be municipal. Urban growth without central
planning and control becomes urban sprawl. If cities are to continue to be effective
units for urban services, they must be allowed to follow natural growth patterns
into those fringe areas where there is urban development. They must be able
to guide development in an orderly manner, and avoid the need to extend costly
urban services to distant and scattered pockets of development.
Annexation can guarantee to a city a measure of responsible control over its
future.
II. Growth Management Act and Annexations
The 1990 Growth Management Act (GMA), recognizing many of the above considerations,
imposes limitations on and establishes a territorial framework for the annexation
authority of cities located in counties subject to GMA requirements.2
A major goal of the GMA is to reduce urban sprawl by encouraging development
in urban areas where adequate public facilities already exist or where such
facilities can be more efficiently provided. RCW 36.70A.020(1), (2). To help
implement this goal, the GMA requires that counties designate urban growth areas
within which urban growth shall be encouraged and outside of which growth
can occur only if it is not urban in nature. RCW 36.70A.110(1). Urban
growth areas are to include territory sufficient to accommodate the twenty-year
population growth projected for the county. RCW 36.70A.110(2). Every city must
be included within an urban growth area. Urban growth areas may include territory
outside of cities if that territory already is characterized by urban
growth whether or not the urban growth area includes a city, or is adjacent
to territory already characterized by urban growth. RCW 36.70A.110(1).
Significantly, the GMA further states that it is appropriate that urban
government services be provided by cities, and urban government services should
not be provided in rural areas. RCW 36.70A.110(3).
Consistent with this goal of controlling the spread of urban growth, the GMA
limits the territory that a city may annex to that which lies within its urban
growth area. RCW 35.13.005, 35A.14.005. Nevertheless, while limiting the territorial
extent of annexations, the GMA facilitates the process of annexation through
the comprehensive planning process it mandates.3
A city's comprehensive plan should address planning policies within its urban
growth area. As such, a city subject to the GMA forms its annexation policy
and planning in the context of complying with the GMA. The local and regional
planning requirements of the GMA thus serve to integrate city annexations into
a county-wide or regional planning scheme.
The ultimate effect of the GMA on annexation procedures is that the statutory
procedures for review of a city's decision to annex (by boundary review boards,
county annexation review boards for code cities, or ad hoc annexation review
boards)4 will no longer be needed to assess
the suitability of annexations. The GMA expressly recognizes this effect, at
least in part, by allowing a county to disband the boundaryreview board after
the county and the cities and towns within it have adopted comprehensive plans
and consistent development regulations that comply with the GMA.5
RCW 36.93.230.
Thus, the GMA makes annexations a part of the overall planning process and
essentially eliminates much of the annexation decision-making process in cities
within its purview. The annexation issue facing cities in GMA counties will
not be so much whether to annex as when to annex. Ultimately, a city will annex
to the limits of its urban growth area, assuming that the population projections
prove accurate. The timing of that expansion will depend on a number of factors,
including population growth within the urban growth area and the city's ability
to provide urban-type services in that area.
However, even in the context of the GMA, cities will still need the consent
of either property owners or voter/residents within areas they desire to annex.
The following discussion of the pro and con arguments will therefore still be
relevant to annexations in GMA counties, as well as to those in non-GMA counties.
III. The Pro and Con Arguments
There are certain basic arguments, pro and con, that invariably surface during
the course of an annexation attempt. Some of these may be based on fact, such
as, the annexing city, by extending its services to the new area, can
avoid duplication of facilities. Some concerns may be more difficult to
demonstrate, such as, urban areas must develop as a unit because their
social and economic parts are interrelated. Others may be related to partisan
interests, such as, special districts and their attendant influence must
be retained. Still other arguments may reflect fear of change: the
community to be annexed may lose its individuality and identity. As noted
above, however, many of these arguments will no longer be applicable in GMA
counties after the establishment of urban growth areas.
The following list of arguments should assist in anticipating issues that may
arise during annexation proceedings. City officials may want to carefully consider
what facts exist to prove or disprove each argument, what special interests
underlie some arguments, and what misconceptions may require correction.
A. Arguments Favoring Annexation
- After annexation, the new territory will obtain its necessary services
from city departments that are professionally staffed and experienced. Duplication
of services can be avoided. Considerable economies can result from the coordination
of services over a larger area.
- When the interrelationship between the city and the fringe area is close,
there is need for unified planning and zoning. By means of annexation, a
city's zoning ordinances can be extended to adjacent areas in a logical
manner, thus helping to assure orderly growth. Coordinated action is much
easier to achieve if the fringe community becomes part of the city.
- Annexation gives suburban residents a voice in the government of the larger
community in which they live. County dwellers can be substantially affected
by actions of the central city, but they have no participation in its affairs.
- Business, professional, and community leaders who live in the fringe area
can have a more direct role in community affairs by being elected or appointed
to public office in the city.
- Annexation eliminates the need to form a new city government with its
attendant start-up costs, or to continue reliance on costly
special districts.
- Annexation leads to a unified community and can prevent the fragmentation
of local governmental authority among a large number of special districts.
Fragmentation may cause conflicts of authority and the absence of
cooperation, political irresponsibility, a long ballot, duplication of services,
inadequate service levels, lack of effective area-wide planning and programming,
financial inequities and other problems.6
- Political boundaries will, after annexation, more nearly reflect the true
and existing sociological, economic, cultural, and physical boundaries of
the city. The fringe and the city are inextricably bound together.
- Annexation increases a city's size and population, and in some instances
raises its level of political influence, its prestige, and its ability to
attract desirable commercial development. It may also increase its ability
to attract grant assistance.
- Annexation can protect, or enhance, a city's tax base. The increased valuation
of the city will result in a greater bonding capacity.
- Annexation may force new industry to develop in the city, and thus create
additional jobs, revenues, and commercial opportunities.
- Unified political representation, sound economic development, enhancement
of property values, and high service levels at minimum costs can best come
from total comprehensive planning that avoids duplication and conflict of
authority.
- City and county boundaries can be squared off and made orderly and logical,
eliminating a hodgepodge and resulting confusion as to whether a particular
parcel should look to a city or to the county to obtain services. Fire and
police departments, in particular, can determine whether calls are within
their respective jurisdictions.
- Annexation may bring about lower utility rates, since city utility surcharges
to unincorporated territory would be lifted. Annexation also often results
in lower fire insurance premiums. As more improvements and urban utilities
are made available, real estate values and marketability may improve.
- Additional services may become available, such as sewer, water, ambulance,
transit, and drainage control.
B. Arguments Opposing Annexation
- Annexation may be considered unnecessary if the community's needs, or
resources, are limited. It may be unwise if the community is not physically,
economically, or socially related to the annexing city.
- Residents outside the city may argue that they chose to build and live
there in order to avoid taxes for services they do not want. Industry and
commercial businesses may state that they located outside the city to avoid
certain business and property taxes.
- Residents may wish to retain the community's rural character
and, for this reason, may oppose annexation as a step toward greater urbanization.
There may, for example, be a strong opposition to municipal animal controlsboth
leash laws and restrictions on large animals.
- The city's ordinances, regulations, and license requirements may not be
appropriate for a particular fringe community.
- Residents may desire a higher degree of community identity than they believe
they will enjoy as part of a large city. They may want to retain special
districts and their attendant influence. A larger municipal government may
be less accessible to the people.
- There may be distrust of the government and politics of the city to which
annexation is proposed.
- The city may not be able to finance the additional services expected by
residents of the area proposed for annexation, and territory that is annexed
to a city may be a financial drain upon it for many years. Services may
not be available for extension without adversely affecting in-city service
levels or without utility rate increases. Existing police or fire forces
may be overextended, reducing the level of protection to the entire community.
- There may be fear that annexation may lead to a geometric progression
of municipal problems. It cannot be presumed that it will be more economical
for a city to provide services to a larger area. Extending the service area
may cost much more for each unit than the existing per unit cost.
- Since most annexations are very small, annexation does not satisfactorily
address community and regional concerns.
- Interest in annexation may be limited to a select group of citizens and
not shared at the grass roots level.
Chapter Two - The Evaluation of Annexation Proposals
I. Evaluation in the Context of Growth Management Planning
As discussed in Chapter One, the Growth Management Act (GMA) imposes planning
requirements that influence the ability of a city to annex and the territorial
extent of its authority to annex. As part of its comprehensive planning responsibilities
under the GMA, a city must have adopted, or will need to adopt, policies dealing
with land use, housing, capital facilities, utilities, and transportation. RCW
36.70A.070. These policies must address lands within the city's urban growth
area, because the city will be the provider of urban-type services in that area
upon annexation to the city. As the Central Puget Sound Growth Planning Hearings
Board emphasized, cities are the focal points of urban growth, governmental
service delivery, and governance within UGAs [urban growth areas]. Association
of Rural Residents v. Kitsap County, CPSGPHB Case No. 93-3-0010,
at 433 (1994).
Consequently, cities in GMA counties will evaluate annexation in
the context of their GMA comprehensive planning responsibilities. Some cities
include in their comprehensive plans an annexation element to provide
policy guidance for annexation of territory within urban growth areas.
II. The Statement of Annexation Goals and Policies (Non-GMA Cities)
It is desirable for individual cities to prepare written guidelines for the
logical direction of future growth and addressing how annexation proposals will
be evaluated. This is recommended for non-GMA cities that do not address annexation
issues in the context of comprehensive planning. A statement of annexation goals
and policies may be particularly desirable for cities experiencing growth pressure.
Annexation policies should be considered by a city apart from specific annexation
requests. They should be developed after a city has considered its goals for
growth in light of its ability to provide municipal services to additional areas
of land. Such a statement can settle in the minds of suburban residents the
question of whether or not a city is willing to serve the entire metropolitan
area when needed. A statement that supports the promise of annexation may weaken
the desire exhibited in some areas toward alternative service arrangements,
such as special districts or incorporation. The objective of written criteria
should not be to annex land simply to become larger in size than neighboring
municipalities. Rather, a statement of annexation goals and policies should
seek to delineate what the city considers to be its sphere of influence,
and under what conditions it will be interested in pursuing particular annexation
proposals.
The following elements should be considered in determining the components of
a statement of annexation goals and policies:
- Identification of a city's sphere of influence area, which will
establish boundaries of logical expansion and minimize potential conflicts
with neighboring cities and with the county.
- Adoption of a meaningful set of goals and policies that will inform citizens
and organized groups regarding the city's position and philosophy concerning
annexation.
- Development of policies that will benefit residents of both the city and
the fringe area.
- Development of goals that will preserve individual area identity and citizen
participation in city government.
- Provision for departmental staff review and development of cost figures
for any area showing an interest in annexation.
- Reappraisal of annexation goals and policies on a continuing basis.
- Maintenance of an awareness of the needs and problems that exist within
suburban areas.
- Support of state legislation beneficial to orderly growth through annexation.
An important element of an annexation policy statement is an indication of
the city's policies on the three key items which, when applicable, must be included
in annexation petitions, resolutions, or ordinances. These items are: (a) the
simultaneous adoption of a comprehensive plan and/or a zoning regulation, (b)
the assumption of a proportionate share of the outstanding city indebtedness,
and (c) the formation of a community municipal corporation. These matters are
separately provided for in state law and are addressed individually in this
publication. A written policy on these key elements assists city legislative
bodies and officials considering annexation to apply consistent principles to
actual annexation proposals.
MRSC has assembled a compilation of annexation materials, available on loan,
that includes several written annexation policies, including annexation elements
from comprehensive plans of GMA cities.
III. Guidelines for Evaluating Proposed Annexations
Whether or not a city has formally adopted an annexation policy statement,
it is important to establish criteria for evaluating specific annexation proposals.
City policymakers should be consistent in dealing with annexation interests,
and apply uniform standards when making decisions regarding annexation. City
officials should be particularly concerned about the consequences of accepting
an annexation proposal. In some fringe areas, the problems of utilities, sanitation,
traffic, and law enforcement are so severe that solving them may place a great
strain on the city's resources and may result in increased costs to all residents.
Once again, GMA cities should address these issues in the context of comprehensive
plan policies.
To be certain that each annexation is in the city's best interest, city officials
should establish a set of guidelines by which to review and measure every proposed
annexation.
These basic principles should be carefully considered in the selection of any
area for annexation:
- The boundaries of the annexation area should be drawn in accordance with
the ability (both from a geographic and economic standpoint) of the city to
provide services. The need for services should be taken into account. The
general terrain of the area should allow for expansion of utilities without
prohibitive costs.
- The population and assessed valuation of the area should be sufficient to
allow the area to pay its fair share of the cost of providing services.
- The area should contribute to the logical growth pattern of the city and
should encourage orderly growth. Where possible, irregular boundaries should
be avoided.
- It should be no larger than what the city is able to service adequately
with capital improvements and services within a reasonable time.
- The area should be adaptable to anticipated expansion requirements of the
city for residential or commercial/industrial purposes.
- The boundaries of an area should be drawn to include residents who are generally
favorable toward annexation or where annexation can be demonstrated to be
advantageous to the residents of both the fringe area and the city.
- In drawing boundaries of an annexation area, due regard should be given
to special districts in the area. (See Chapter Four, Section I, on the consequences
of annexation on special districts.)
If a proposed annexation can meet all or most of these criteria, the chances
of a successful completion of the annexation will be greatly increased and the
effect upon the city will be positive.
IV. The Annexation Study
After the general guidelines for a municipality's annexation policy have been
established, a city will be in a better position to evaluate individual annexations.
When residents of a fringe area indicate an interest in annexing to a city,
or the city itself considers the area part of its natural growth pattern and
desires to guide its development, a careful and thorough study of the area should
be made, particularly for larger annexations. Such a study should gather information
on these major points:
A. Statistical Data
Necessary facts including acreage, number of residential units, businesses,
industries, estimated population, street mileage, assessed valuations, existing
utility services, existing parks and playgrounds, schools, and public buildings.
B. Maps
Preparation of maps to show present and proposed city boundaries, general
land use patterns, existing and proposed zoning, present major trunk water
mains and proposed extensions, present sewer interceptors and proposed extensions,
existing streets, and existing public areas such as playgrounds and schools.
C. Existing Public Services
Public services to the area's residents should be surveyed and evaluated.
The methods of providing such services should be described, and their costs
determined. These would include: police protection, fire protection, water
service, sewage collection and disposal, garbage disposal, street maintenance,
street lighting, storm sewers, animal control, planning, building inspection,
public health protection, recreation, and library services.
D. Urban Service Needs
Estimates of urban service needs should be made. The extent to which such
services are already being provided within the area will determine the degree
to which additional services may be required. The city should determine the
service shortages in the area proposed for annexation. Service needs should
be evaluated by priority of importance. In determining such priorities, prevailing
sentiments of residents in the area should be seriously considered.
In GMA cities, service needs, including those within urban growth areas eligible
for annexation, should be addressed in the comprehensive plan. The mandatory
capital facilities plan element must include, among other things, a
forecast of the future needs for such capital facilities, the proposed
locations of new capital facilities, and at least a six-year plan for financing
the future capital facilities. Thus, if a city anticipates annexation of all
or part of its urban growth area within the six-year period addressed by the
capital facilities plan element, that element should identify needed facilities
within the area or areas that the city anticipates annexing.
Similarly, the utilities element and the transportation element should consider
needs in a city's urban growth area. Importantly, the transportation element
must contain level of service standards to implement the requirement of concurrency
with respect to city streets. See RCW 36.70A.070(6). That concurrency requirement
mandates that the transportation element identify specific actions and
requirements for bringing into compliance any facilities or services that
are below an established level of service standard. Thus, a GMA city
may not be able to approve new development if current service levels in the
area are deficient. Before a city annexes territory within its urban growth
area, it should therefore analyze how services in that area measure up to
level of service standards and how the city can address any identified deficiencies.
(Under the GMA, a city may not require developers to finance improvements
to address existing system deficiencies.) A city may not wish to annex territory
until it has the capacity to correct service deficiencies.
E. Service Requirement Costs
The cost of extending or improving services should be determined. Anticipated
expenditures should be contrasted with anticipated revenues that would be
derived from the area. Considerations of service costs should include:
- Police protection (additional personnel, equipment, police stations);
- Fire protection (additional personnel, equipment, hydrants, fire stations);
- Public works (additional street lighting, maintenance, construction, storm
drainage, garbage collection);
- Parks and recreation (additional park acreage, recreational programs,
new facilities);
- Water (water main construction, maintenance, replacement of old lines);
and
- Sewers (new interceptor lines, additional treatment plant capacity, pump
stations).
The difference between revenues and expenditures required in the extension
of urban services may be stated as the city's service liability. The question
that logically follows is whether or not the city has the physical and financial
capability to provide the required services in areas to be annexed.
F. Estimate of Revenues
A complete estimate of potential revenues to accrue from the area should
be made. All existing methods of raising revenue that the city now has should
be applied to the area being considered for annexation. These would include
property taxes, state shared revenues, sales taxes, business and occupation
taxes, and inspection and license fees.
G. Social and Economic Characteristics
It is important to know the character of the fringe area, for this will indicate
much about present needs and potential future problems. Is it an industrial
area with blue collar workers? Is it a bedroom community of management and
professional people? Is it an area of unstable population with an unusual
number of vacant housing units?
H. Special Problems
In making an inventory of existing services, an annexing city should also
be certain that it knows what special problems might exist. What is the condition
of utility lines? Will the pipe size fit in with the city's system? Is the
drainage system adequate or lacking entirely? Are there special police problems,
such as a tavern with a bad reputation?
The annexation study should be thorough and accurate so as to allow the city
officials to make sound decisions on the proposed annexation. If annexation
is attempted, the study will furnish information by which both citizens and
city officials may evaluate the relative advantages and disadvantages of the
proposal.
V. The Plan of Service
An annexation study should serve as a basis for preparing a Plan of Service.
Such a plan should identify those municipal services proposed to be extended,
and establish a time schedule for so doing. People in an annexed area are to
be treated in all respects like other residents of the city as soon as is reasonably
possible.
The first step is to consider the cost of extending all services being provided
in the city. If the full package of services exceeds the city's financial capability,
relative priorities should be established and each service should be extended
when it is financially possible. The proposed date for doing this should be
shown in a time schedule.
Services that will require no extensive capital outlay, such as street maintenance
and cleaning, may be provided within a short time. Police protection should
be provided immediately, even though this might require spreading out existing
manpower and equipment. Fire protection should also be provided as soon as possible;
either by the city or by arrangement with the applicable fire protection district.7
Providing the desired level of fire protection may require an additional fire
station, fire truck, and other equipment and personnel.
With respect to other services involving capital outlays, such as streets and
utilities, it should be remembered that: (1) extension of improvements should
be commensurate with that in other parts of the city and related to the needs
of present settlement and future growth, and (2) extensions should bebased on
previously approved policies and standards. For example, if water and sewer
lines, streets, or sidewalks are built by local improvement districts with a
contribution by the city, this policy should be applied to the annexed area.
Residents in the annexed area do not expect to be taxed without benefits, but
they should also not expect disproportionate improvements at the expense of
the other residents. Thus, the service plan should take into consideration the
tax contribution of the property owners in the area of need, as well as other
sources of revenue, to determine the amount of annual expenditures to be made
in the annexed area.
The service plan should be scheduled over several years. It should serve to
accurately advise people in the annexation area, who must approve the annexation,
when they can expect to receive the new or improved services they desire. It
should also point out very clearly when the city will require direct payments
from property owners in the annexation area to receive the services desired.
If property owners in the annexed area are to assume their proportionate share
of the city's bonded indebtedness, the report should so state. Reference should
also be made to preplanning and zoning of the area, if this is a condition of
annexation. (See Chapter Five of this report for details of Washington law as
they relate to these subjects.)
Another matter which should be clearly stated in the Plan of Service is whether,
or the extent to which, the city will subsidize the introduction of a new service
or the improvement of an existing one in the annexed area. Such subsidization
might be desirable or necessary if there is a serious service deficiency requiring
immediate capital expenditures. Or, it may be politically desirable for the
city to assume the cost of immediate improvements in certain services if it
is confident that over a longer period of time the costs will prove to be a
good investment for the city. However, the decision to subsidize any need of
the annexed area should be approached with caution.
Chapter Three - The Annexation Information Program
The success of an annexation program is often directly dependent on public
attitudes. Accordingly, it is important that members of the public be fully
informed on the issues involved so that the final decision truly reflects the
general will. An annexation information program can help to dispel false rumors,
misunderstandings, and incorrect information. Annexations can then be more readily
judged on their own merits.
Public Relations. A carefully planned public relations program is essential
in communicating annexation facts to the public. However, when an election
is involved, caution must be exercised not to use public facilities for promoting
the ballot proposition, in violation of state law. Specific statutory provisions
will be discussed below.
The public relations program can be initiated by sharing factual information
pertaining to the annexation proposal with local newspapers, radio stations,
and television stations. A speakers' bureau, which might include city officials
and other civic leaders, could furnish speakers to service clubs, business groups,
and professional organizations.
An effective way to reach the people is through a coffee hour on each block,
where one or several city officials (other than the governing body) can sit
down with a group of residents and answer direct questions. To the extent that
the meeting is a one-to-one exchange, it will be far more influential than large
public meetings.
When the annexation involves a considerable residential population or an annexation
election, a committee of citizens for annexation is desirable. The
residents of the area will be less likely to feel that the big city is trying
to gobble them up if their own friends are sponsoring the annexation.
Any printed material for distribution would be prepared and signed by such a
committee.
Cost/Benefit. There are two very important questions for which the people
in the annexation area will want answers: (1) what benefits will the annexation
provide? and (2) what will it cost? These questions require clear and definitive
answers. Persons contemplating annexation normally base their final decision
on their understanding of the answers to these questions. While many benefits
are quantifiable, others are difficult or impossible to measure in terms of
dollars. For example, improved police protection may reduce property loss and
bodily injury which in turn results in savings on medical expense and loss of
wages. It would be unrealistic to attempt to predetermine a dollar value for
such possible losses.
The Fact Sheet. A fact sheet, a pamphlet describing the annexation and
its consequences, is helpful. The pamphlet should have at least a map of the
annexation area, a list of the benefits and improvements that will result from
annexation, and a clear statement of the financial implications of the annexation.
The financial statement should include a simple chart showing comparative costs
for residents in the fringe area and in the city, listing such differences as
property tax rates, utility costs, fire insurance rates, and service charges.
These costs should be computed at the time the annexation is proposed, and should
be so labeled, since costs may vary over time.
Examples of brief fact sheets and cost comparisons are reproduced in the compilation
prepared to supplement this report. Several cities and interested citizen groups
have also prepared extensive information pamphlets on annexation. Due to their
length, they are not included in this publication. Examples may be obtained
on a loan basis from the Municipal Research and Services Center at the address
listed on the cover page.
Community Identity. Community organizations such as improvement clubs,
service clubs, and social clubs may also be valuable in informing residents
of annexation issues. Such organizations often promote community spirit and
provide arenas for involvement in local issues and affairs. The support or opposition
of such organizations can be very important to a city's annexation program.
Apprehension is often expressed that once an area annexes it will lose its
identity. Therefore, some city officials dispel such concern by publicly supporting
individual area identity and group citizen involvement. The community municipal
corporation might be a possible answer to this apprehension in some areas, as
examined in detail in Chapter Five of this publication.
How ambitious the public relations effort needs to be will depend, of course,
on the size and character of the population involved. In any annexation publicity
program, however, the two most effective elements are ready access to cost/benefit
information and the direct public encounter, preferably with small groups of
people in neighborhood homes.
Caution Applicable to Election Method. If the election method of annexation
is to be used, a word of caution is necessary. Since a ballot proposition is
involved, the public information program must be tailored to comply with RCW
42.17.130:8
No elective official nor any employee of his office nor any person appointed
to or employed by any public office or agency may use or authorize the use of
any of the facilities of a public office or agency, directly or indirectly,
for the purpose of assisting a campaign for election of any person to any office
or for the promotion of or opposition to any ballot proposition. Facilities
of public office or agency include, but are not limited to, use of stationery,
postage, machines, and equipment, use of employees of the office or agency during
working hours, vehicles, office space, publications of the office or agency,
and clientele lists of persons served by the office or agency: PROVIDED, That
the foregoing provisions of this section shall not apply to the following activities:
(1) Action taken at an open public meeting by members of an elected legislative
body to express a collective decision, or to actually vote upon a motion,
proposal, resolution, order, or ordinance, or to support or oppose a ballot
proposition so long as (a) any required notice of the meeting includes the
title and number of the ballot proposition, and (b) members of the legislative
body or members of the public are afforded an approximately equal opportunity
for the expression of an opposing view;
(2) A statement by an elected official in support of or in opposition to
any ballot proposition at an open press conference or in response to a specific
inquiry;
(3) Activities which are part of the normal and regular conduct of the office
or agency.
The state's Public Disclosure Commission has adopted administrative regulations
aimed at clarifying the intent of the statute:
WAC 390-05-271 General Applications of RCW 42.17.130. (1) RCW
42.17.130 does not restrict the right of any individual to express his or her
own personal views concerning, supporting, or opposing any candidate or ballot
proposition, if such expression does not involve a use of the facilities of
a public office or agency.
(2) RCW 42.17.130 does not prevent a public office or agency from (a) making
facilities available on a nondiscriminatory, equal access basis for political
uses or (b) making an objective and fair presentation of facts relevant to
a ballot proposition, if such action is part of the normal and regular conduct
of the office or agency.
WAC 390-05-273 Definition of Normal and Regular Conduct. Normal
and regular conduct of a public office or agency, as that term is used in
the proviso to RCW 42.17.130, means conduct which is (1) lawful, i.e., specifically
authorized, either expressly or by necessary implication, in an appropriate
enactment, and (2) usual, i.e., not effected or authorized in or by some extraordinary
means or manner. No local office or agency may authorize a use of public facilities
for the purpose of assisting a candidate's campaign or promoting or opposing
a ballot proposition, in the absence of a constitutional, charter, or statutory
provision separately authorizing such use.
The conclusion to be drawn from these regulations is that cities and towns
should not publish promotional material urging a favorable vote in an
annexation election. City employees should not use city facilities and resources
to actively attempt to influence voter response.
However, a distinction may be drawn between promoting an annexation and merely
providing factual information directed at enabling voters to make their own
decisions based on factual data, rather than uninformed speculation. The annexation
statutes specifically authorize a city or town to provide factual public
information on the effects of a pending annexation. See RCW 35.13.350,
35.21.890, 35A.14.550, and WAC 390-05-271, -273, reproduced above.
If a private citizen group is involved, any legal ambiguities as to the information
that can be provided may be avoided when the citizens group, rather than the
city, prepares, finances, publishes, and distributes the annexation information
pamphlets. Citizen groups may not only provide factual information, but also
advocate positions. Any such group would be well advised to check with the Public
Disclosure Commission (711 Capitol Way, Room 403, Olympia, WA 98504; telephone
(360) 753-1111) early in its formation stages, to learn whether any campaign
financing information or forms will be expected of the committee.
Chapter Four - Consequences of Annexation
I. Special Districts
Anticipating the consequences of annexations on special districts requires
careful analysis on a district by district basis, since there are few general
rules that apply to all districts. Some districts are not affected by annexations,
others continue exercising jurisdiction only over areas not annexed, and still
others may go out of existence altogether when all or parts of their territory
are absorbed by cities.
In beginning such an analysis, it is desirable to prepare a list of the special
districts that function in the area proposed for annexation. Among the major
special districts to be considered are:
- Fire protection districts
- Water-sewer districts
- School districts
- Road districts
- Port districts
- Public utility districts
- Cemetery districts
- Hospital districts
- Library districts
Because of the many differences in the statutes and legal precedents governing
each kind of district, this publication will individually review the consequences
of annexation on these major districts.
There are numerous other special purpose districts and limited governmental
entities that may have been established in an area proposed for annexation,
and accordingly should be included in a special district analysis, such as:
flood control districts, ferry districts, park and recreation districts, county
airport districts, mosquito control districts, and metropolitan municipal corporations.
Since only a few of each of these types of districts operate within Washington
State, the consequences of an annexation on them are not addressed in this report.
Working with a list of special districts, one can outline what the consequences
of annexation will be for each district, what boundary changes will occur, whether
and when the city will be responsible for the provision of new services, whether
assets and liabilities of the districts will be subject to distribution, and
other relevant matters.
All issues on the consequences of city annexation on special districts are
not fully resolved by statutes, case law, or opinions of the Attorney General.
Therefore, it may be helpful early in the annexation process for city officials
to meet with administrators of potentially affected districts to resolve as
many of these issues as possible and to reach an understanding, consistent with
law, as to how the transfer of jurisdiction, if required, will occur.
Remaining issues may be appropriate to bring before a boundary review board,
if one has been established within the county, or otherwise an annexation review
board, if review is required. In addition to changes in city, town, and special
district boundaries, a boundary review board is authorized to review the assumption
by any city or town of all or part of the assets, facilities, or indebtedness
of a specialpurpose district which lies partially within such city or town.
RCW 36.93.090(2). Moreover, the board considers the delivery of municipal services
as a factor in its review of proposals. RCW 36.93.170. More details on the boundary
review board process are contained in Chapter Eight.
One matter that is never an issue in a municipal annexation is whether property
removed from special district jurisdiction remains subject to that district's
outstanding bonded indebtedness. It is generally true for all types of districts
that the annexed property remains liable for retiring such indebtedness just
as if the annexation had not taken place. Some statutes also require annexed
property to remain subject to other, non-bonded, indebtedness. These statutes
protect the integrity of bonds and the ability of a special district to retire
indebtedness. If a district tax base were subject to shrinkage, districts could
find themselves unable to meet their responsibilities. Future issues of bonds
would then not be marketable, since repayment would not be assured.
Specific statutes relating to indebtedness, along with information helpful
to analyzing the consequences of an annexation on each of the major districts,
follows.
A. Fire Protection Districts
- Automatic Removal of Territory
Annexation to a city automatically removes territory from a fire protection
district and renders the annexing city responsible for fire protection
in the annexed area. RCW 52.08.025.9 A
fire protection district continues to service what remains of its district
outside of the city. However, since the territory within the newly annexed
area is obligated to pay the property taxes that have already been levied
for a particular year by the fire protection district, statutes provide
that when less than 60 percent of the real property valuation of the district
is annexed, the district is to continue to provide fire protection to
the annexed area as long as it continues to receive the regular property
taxes it levied in the annexed area. RCW 35.02.200 and RCW 35A.14.400.
If the area annexed includes all of a fire protection district, the fire
protection district, for purposes of imposing regular property taxes,
continues in existence until January 1st of the year in which the annexing
city or town will collect property taxes imposed on the newly annexed
area. The members of the city or town or governing body must act as the
board of commissioners to impose, receive, and expend the property taxes.
RCW 52.08.025.
Even after a district no longer receives property tax revenue from property
annexed to the city, it may still provide fire protection to an annexed
area by agreement between the district and the annexing city. Likewise,
a city by contract may provide fire protection to the remainder of the
district outside the city. The Interlocal Cooperation Act, chapter 39.34
RCW, contains a very broad grant of authority to cities and special districts
to reach agreements with each other that best meet both of their needs.
(See also RCW 52.12.031(3), which contains similar authority.)
- Effect on District Assets
Since after annexation the annexing city becomes responsible for fire
protection within the annexed area, statutes provide for an equitable
division of the net assets,10 and in
some cases liabilities, of the fire protection district based upon the
percentage of the annexed value of the district that has been annexed
to the city. If 60 percent or more of the assessed real property valuation
of a fire district is annexed to a city, the city will own all of the
districts assets after it pays the district a sum equal to the percentage
of the value of the real property in the entire district that remains
outside the annexed area. (However, if the annexing city or town has been
itself annexed by another fire protection district, that other district
will be vested with ownership of the assets.) The payment is to be made
within one year of the annexation, in cash, property, or contracts for
fire protection services. RCW 35.02.190 and RCW 35A.14.380. The fire protection
district may elect by a vote of the persons residing outside the annexed
area to require the annexing city (or fire protection district) to assume
responsibility for providing fire protection and for operating and maintaining
district property, facilities, and equipment. If such an election is approved,
the district must pay a reasonable fee to the city (or district) for the
services it provides.
Also, under this 60 percent or more scenario, a proportionate share of
the liabilities of the fire district at the time of the annexation, equal
to the percentage of the total value of real property of the district
that is annexed, must be transferred to the city. RCW 35.02.190.
If all of a fire protection district is included in the annexing city,
all of the assets and liabilities of the district are to be transferred
to the city (or fire protection district, if the district has annexed
the city) upon annexation. Id.
If five percent or more but less than 60 percent of the area of a fire
district is annexed to a city, the district maintains ownership of its
assets. However, the district is to pay the city (in cash, properties,
or contracts for fire protection services) a percentage of the value of
its assets equal to the percentage of the value of the real property in
the district that has been annexed into the city. This payment is to be
made within one year, or within the time the district continues to collect
taxes in the annexed area. RCW 35.02.200 and 35A.14.400.
If less than five percent of the area of the fire protection district
is included in the area annexed, no payment is due the annexing city from
the district, except in certain circumstances. RCW 35.02.205, RCW 35A.14.400.
A transfer of assets must occur if, within 60 days of the annexation,
the city or town adopts a resolution with a finding that it will incur
a significant increase in fire suppression responsibilities, with a corresponding
reduction of district responsibilities, as a result of the annexation,
and the district concurs in the finding. An agreement for the transfer
of assets must be entered into within 90 days of the district's concurrence.
The agreement will take the increase and decrease of responsibilities
into account, and will consider the impact of any debt obligation of the
annexed or incorporated area. If the district does not concurin the citys
finding, or if an agreement is not reached within 90 days of the district's
concurrence in the finding, the matter will be decided in arbitration.
The arbitrators will decide whether a significant increase and decrease
in responsibilities occurred and, if so, the percentage of district assets
that will be transferred to the city or town. RCW 35.02.205.
As indicated above, the outstanding indebtedness of the fire protection
district, bonded or otherwise, remains an obligation of the taxable property
annexed to the city, just as if the annexation had not occurred. RCW 35.13.249
and RCW 35A.14.500.
- Transfer of District Employees
Annexation of any portion of the territory of a fire district triggers
requirements concerning employment of fire district employees that are
terminated as a direct consequence of the annexation. Any such employee
may transfer to the civil service system of the city if he or she can
perform the duties and meet the minimum qualifications of the position
to be filled. This transfer is subject to the requirements and limitations
in RCW 35.13.225 and .235, which are applicable to all cities and towns.
B. Water-Sewer Districts
Unlike the situation involving fire protection districts, there are no automatic
consequences when a city annexes an area that includes all or part of a water-sewer district or a combination of both.
Upon annexation, the city may either allow the district to continue operations
as before, or it may assume jurisdiction over the district in whole or in
part, depending upon the circumstances. Ch. 35.13A RCW. Of course, a city
may assume jurisdiction over a water-sewer district any time after
annexation. Since assumption of jurisdiction over a water-sewer district
is not a consequence of annexation, it will not be addressed in this publication.
See chapter 35.13A RCW for procedures to assume jurisdiction.
C. School Districts
In most annexations, no school district boundary changes result. The school
district statutes specify several categories of annexations that may result
in school district boundary changes, but they also allow for a great deal
of discretion in making any changes, so that school district boundaries will
be structured to reflect community needs. Even when school district boundary
changes occur, it is another school district that assumes educational responsibilities.
Cities do not assume school district functions.
A school district boundary change may occur when a city located in one school
district annexes territory in a second school district, when the second school
is very small (i.e., it operates a school or schools on one site only or operates
only elementary schools on two or more sites). When this happens, the educational
service district superintendent declares the newly annexed territory that
had been included in the second school district to be part of the school district
containing the city. If the territory that changes school districts contains
a school building ofthe second school district, then the educational service
district superintendent also presents a proposal to the regional school districting
committee for the disposition of some or all of the remaining territory of
the second school district. RCW 28A.315.250.
Another instance in which there may be a change in school district boundaries
arises when the annexation involves a town, and the school district in the
area annexed to the town operates, on more than one site, one or more elementary
schools and one or more junior high schools or high schools. In this case,
the regional school districting committee, in its discretion, is to prepare
proposals for the school district, which includes the town, to annex the territory
that the town has annexed. The school districting committee is also to prepare
proposals for any or all of the territory remaining in the second school district
to be annexed to the school district in which the town is located or to another
school district. Alternatively, if 75 percent of the registered voters in
the annexed territory petition for the transfer of the annexed territory to
the school district in which the town is located (and no school or school
site is located within the territory), the educational service district superintendent
is to declare the territory to be part of the school district containing the
town. RCW 28A.315.250.
School district statutes also provide for the transfer of territory between
school districts or the annexation of part or all of a school district by
another district. RCW 28A.315.160 et seq. Thus, if an annexation by a city
is not one of the small classes of annexations that otherwise leads to a school
district boundary change but yet leads to the need for an adjustment of school
district lines, procedures are available for such adjustments to be made.
The educational service district superintendent may be contacted for additional
information on how laws on school district boundaries may apply in particular
instances. As previously stated, however, in the overwhelming number of annexations,
school district boundaries do not change as a result.
D. Road Districts
County road districts are established by county legislative bodies to aid
in the administration of the county road construction and maintenance program.
By statute, county road districts embrace territory outside of cities. RCW
36.75.060.
When a county road is part of an area annexed by a city, the road becomes
a city street and the city assumes full responsibility for it. Evergreen
Trailways, Inc. v. Renton, 38 Wn.2d 82 (1951). The city also becomes
entitled to receive, when collected, the road district taxes that have been
levied but not yet collected on property within the annexed territory. When
collected by the county treasurer, these funds are to be paid to the city
and placed in the city street fund. RCW 35.13.270, RCW 35A.14.801, and AGO
61-62 No. 16. However, road district taxes that were delinquent before the
date of annexation are to be placed in the county road fund. RCW 35.13.270,
RCW 35A.14.801.
A code city does not receive the portion of the county road district property
taxes that are attributable to special assessments due on behalf of annexed
property. RCW 35A.14.801. The statutes are silent on the disposition of special
assessments collected from territory annexed to other classes of cities, but
it may be presumed that these funds would also be retained by the county for
purposes of retiring the outstanding indebtedness.
E. Port Districts
Port district boundaries may be either coextensive with the county's boundaries,
or may include an area less than the entire county. State law does not require
city and town boundaries to be observed when port district boundaries are
established or altered. Thus, when a port district is coextensive with a county,
all cities and towns in the county are within the port district. Where an
area less than the entire county comprises the port district, the district
boundaries may or may not include particular cities and towns. See chapter
53.04 RCW.
A city annexation does not alter port district boundaries. However, where
a port district has been established in an area less than the entire county,
a city annexation may result in part of a city being included within the district,
while the remainder of the municipality is excluded. As a consequence, some
city property owners would be responsible for paying the port's property tax
assessment, while others would not. To correct this situation, state law provides
a procedure to add territory to an established port district. The procedure
requires a favorable majority of the votes cast in an election in the area
proposed for inclusion. RCW 53.04.080 - .100. However, the statutes do not
provide an expeditious procedure for territory to be removed from a port district.
F. Public Utility Districts
Statutes, court decisions, and opinions of the attorney general deal directly
with some of the questions that arise with respect to public utility districts
(PUDs) as a consequence of annexation, but they leave other questions unanswered.
Generally, a municipal annexation will not cause changes in PUD jurisdiction.
When a PUD already includes both the annexing city and the territory to be
annexed, no changes occur due to the annexation. Likewise, when a city that
operates its own electric utility annexes territory served by a county-wide
PUD, the district may continue to serve the annexed territory. See AGO 65-66
No. 33. This is true even though the annexing city also has the right to provide
the same service in the same territory.
A PUD may be established county-wide, in which case it includes all of the
cities within the county (even though city property in cities having their
own utilities may not be subject to all or some of the PUD property tax).
PUDs may also be established in areas smaller than an entire county. In this
case, their precise boundaries should be ascertained as a preliminary step
in analyzing whether a municipal annexation will impact a PUD.
Laws governing PUDs are ambiguous on some issues that arise in an annexation.
However, the courts and the attorney generals office have addressed
some questions concerning city and PUD interrelationships. The state supreme
court held in PUD
No. 1 of Pend Oreille County v. Town of Newport, 38 Wn.2d 221 (1951),
that two municipal corporations may serve the same geographic area simultaneously
in the exercise of proprietary functions, such as providing electrical service.
However, another case has held that when a city had established, owned, and
operated its own utilities before the establishment of a county-wide PUD,
property within the city could not be subjected to the portion of the PUD
property tax used to provide duplicate utilities for the remainder of the
PUD. PUD No. 1 of Whatcom County v. Superior Court, 199 Wash. 146
(1939). A 1948 attorney general's opinion concluded that, under the laws in
effect at the time, no means exist by which an area once properly included
within a public utility district may withdraw therefrom. Thus, an area
served by a private power company remained subject to the public utility district's
property tax levy, even though it did not receive benefit from the district.
AGO 1948 No. 101.
The statutes do not directly provide for changes in PUD boundaries because
of a city annexation. However, should a municipal annexation bring about the
need for PUD boundary changes, existing PUD boundary change statutes could
be invoked. For example, PUDs may add additional territory and may consolidate
with other PUDs. RCW 54.32.010. Complete disincorporation is also possible.
RCW 54.08.080. However, as stated above, annexation by a city will generally
not bring about any changes in PUD boundaries and functions.
G. Cemetery Districts
Cemetery districts may include any city with a population of less than 10,000.
RCW 68.52.210. When both an annexing city and an area proposed for annexation
are included in a cemetery district, the annexation will have no consequences
on the district boundaries.11
However, when either an annexing city or the area proposed for annexation
is included in a cemetery district, but the other is not within the district,
questions may arise for which there are no ready answers. The statutes do
not contain provisions as to (1) property within a cemetery district annexing
to a city not within a cemetery district, or (2) the reverse situation, i.e.
property not within a cemetery district annexing to a city that is part of
a cemetery district. Moreover, the statutes do not contain provisions for
cemetery districts to expand or to delete territory, even when an annexation
is not in the picture. Because of the absence of authority to the contrary,
the practice has been that a municipal annexation does not result in changes
to a cemetery district, and the existence of the district has no bearing on
the city's annexation.
If review of an annexation is required, either by a boundary review board,
ad hoc annexation review board, or county annexation review board for code
cities, then issues involving a cemetery district may be appropriate to bring
before it. Otherwise, pending the enactment of legislation to clarify these
consequences of annexation, judicial proceedings appear to be the readiest
means for ascertaining the impact of an annexation on a cemetery district.
H. Public Hospital Districts
Public hospital districts can include or exclude cities, and may be comprised
of several counties, be coextensive with a county's boundaries, or be less
than an entire county. RCW 70.44.020 -.035.
The statutes governing public hospital districts are much the same as those
for cemetery districts. They do not directly deal with many of the questions
that arise when a city annexesterritory situated within a public hospital
district. Because of this lack of authority, it is generally understood that
a municipal annexation will have no impact on hospital district boundaries.
The result of an annexation can be that only part of the city is included
in a district, or that two public hospital districts each have jurisdiction
over portions of one city.
I. Library Districts
Upon annexation of territory consisting of all or part of a library district
to a city or town, that territory automatically is withdrawn from the district.
See AGO 1949 No. 54. Library services in the area annexed then become the
responsibility of the city or town. A city may, however, contract with a library
district for library services in part or in all of the city, or it may annex
to the library district. (If a city annexes to a library district, its levy
lid becomes $3.60 per thousand dollars of assessed value (up from $3.375 per
thousand), less any regular levy (up to $.50 per thousand dollars assessed
value) of the library district. RCW 27.12.390.)
Summary
Annexation to cities and towns will result in boundary changes for fire protection
district, road district, and library district boundaries. Changes in water-sewer district boundaries do not result directly from an annexation. It is probable
that no boundary alterations will result to school, port, public utility, cemetery,
and hospital districts. Yet, due to the complexity of state statutes and the
variety of local circumstances, cities and towns contemplating annexation may
want to review the situations involving the special districts that potentially
may be affected by an annexation.
II. Franchises
As of the effective date of an annexation, certain utility and transportation
franchises are automatically canceled.12 However,
the annexing city must grant the holder of a canceled franchise or permit another
franchise to continue the business within the annexed territory for a term of
at least seven years.13 The annexing city may
not allow the extension of similar or competing services to the annexed territory,
unless it can show that the preexisting franchise or permit holder is unable
or has refused to adequately service the annexed territory at a reasonable price.
RCW 35.13.280 and 35A.14.900.
There are special rules for solid waste franchises. A solid waste franchise
in an area annexed is not automatically cancelled upon annexation. After annexation,
the Washington Utilities and Transportation Commission (WUTC), which has jurisdiction
over solid waste franchises in unincorporated territory, continues to regulate
solid waste collection in the area annexed until the city notifies the WUTC
in writing of its decision to either contract for solid waste collection in
the annexed area or to provide for that collection itself. If and when the city
provides this notification to the WUTC, then the existing solid waste franchise
is canceled and the city must issue the franchisee a new franchise to continue
business in the annexed area for the remaining term of the original franchise
or not less than seven years, whichever is the shorter period. As with other
franchises, there are restrictions on the ability of a city to provide similar
or competing services.
The city does have the option of purchasing the franchise or business either
by a negotiated sale or by condemnation. The payment through the condemnation
process would include an amount to cover the damages for the loss of the franchise.
Id.
Another statute may also impact franchises or permits in annexations subject
to review by a boundary review board. RCW 36.93.190 provides:
For a period of ten years from the date of the final decision [of the boundary
review board], no proceeding, approval, action, or decision on a proposal or
an alternative shall be deemed to cancel any franchise or permit theretofore
granted by the authoritiesgoverning the territory to be annexed, nor shall it
be deemed to supersede the application as to any territory to be annexed, of
such construction codes and ordinances (including but not limited to fire, electrical,
and plumbing codes and ordinances) as shall have been adopted by the authorities
governing the territory to be annexed and in force at the time of the decision.
It is unclear what construction should be placed on this statute in light of
seemingly contrary statutes summarized above. The appellate courts have not
yet construed this statute.
III. Transfer of County Sheriff's Employees
Statutes enacted in 1993 require and establish procedures for the lateral transfer
to a city of qualified county sheriff's office employees who would otherwise
be laid off as a result of the annexation of unincorporated territory into that
city. RCW 35.13.360, .370, .380, .390, .400. As discussed below, the requirements
do not, however, mean that the city must immediately put on the police department
payroll all transferring employees. These requirements and procedures apply
to all cities and towns.
A. When Authorized (RCW 35.13.370)
A sheriff's office employee may transfer his or her employment to the police
department of a city annexing unincorporated territory in the county if the
employee:
- Was, at the time of the annexation, employed exclusively or principally
in performing the powers, duties, and functions of the county sheriff's
office;
- Will, as a direct consequence of the annexation, be terminated from county
employment; and
- Can perform the duties and meet the city's minimum standards and qualifications
of the position to be filled within the city police department.
B. Procedure for Transfer (RCW 35.13.380(1), RCW 35.13.400)
An eligible employee of the county sheriff's office may transfer into the
citys civil service system by doing the following:
- Filing a written request with the civil service commission of the city,
within 90 days of the effective date of the annexation; and
- Giving written notice to the county legislative authority.
Upon city receipt of the request, the transfer to the citys civil service
system must be made.
C. City Responsibilities (RCW 35.13.380(2))
- The city is not required to put all transferring employees on the police
department payroll. It is required to put on the payroll only as many employees
as the city determines are needed to provide an adequate level of law enforcement
service. It is within the city's discretion to determine what is an adequate
level of law enforcement service.
- The employees needed by the city and placed on the city payroll must be
taken in order of seniority.
- Transferring employees who are not immediately placed on the city payroll
are placed in order of seniority at the top of the list of their respective
class or job listing, regardless of rank in the civil service system, so
that they must be hired first as vacancies arise. The city retains the right
to select its police chief regardless of seniority.
- Transferring employees not immediately placed on the city payroll must
be placed on the city reemployment list for a period not to exceed 36 months,
unless a longer period is authorized in a collective bargaining agreement
between representatives of the police department and sheriff's office employees
and the police department and sheriff's office. The 36-month period begins
on the effective date of the annexation.
- The city civil service commission must enact rules necessary for the orderly
integration of county sheriff's office employees who transfer to the city
as a consequence of annexation. RCW 35.13.390.
D. County Responsibilities (RCW 35.13.380)
- When an unincorporated area is annexed to a city and layoffs in the county
sheriff's office will result, the sheriff's office must notify affected
employees of their right to transfer.
- Upon receipt of the employee's notice concerning transfer to the city
police department, the county must transfer to the city civil service commission
a record of the employee's service with the county, which must be credited
by the city to the employee as part of his or her period of employment with
the police department.
- The county is responsible for compensating the employee for benefits accrued
while employed by the sheriff's office, unless a different agreement is
reached between the county and the city.
- The county sheriff's office must rehire former employees placed on the
city's reemployment list before it can hire anyone else to perform the same
duties previously performed by the laid-off employees.
E. Conditions of Transfer (RCW 35.13.380(1))
The transferring employee who is placed on the city police department payroll
will:
- Be on probation for the same period as are new employees in the same classification;
- Be eligible for promotion after completing the probationary period in
compliance with civil service rules pertaining to lateral transfer based
upon combined service time;14
- Receive a salary at least equal to that of other new employees in the
same classification; and,
- Have all the rights, privileges, and benefits (e.g., sick leave and vacation)
within the civil service system that he or she would have been entitled
to had he or she been a member of the police department from the beginning
of his or her employment with the county.
IV. Financial Impacts
Every annexation will have some financial impact on the annexing city. It may
be positive (anticipated new revenues are greater than the additional service
costs) or negative. It may be small (in which case it will not weigh heavily
in the decisionmaking process) or it may be large. As part of an annexation
study, every city needs to do at least a back of the envelope calculation
to determine whether an additional, more detailed analysis should be done.
A. Revenue
The revenue increases that will come to the city treasury because of an annexation
depend substantially on the character of the area to be annexed. Factors such
as the population of the area, its assessed valuation, and current and future
land use patterns will affect most of the city's current revenue sources.
In making its estimates, the city finance department needs to be aware that
the date chosen for the annexation will have an impact on when new revenues
are received and, in some cases, how much is received. This date is particularly
important for property tax and sales and use tax revenues.
- Timing of Property Tax Receipts
The property tax has the longest lag between annexation and the receipt
of the first tax revenues. The boundaries of a city for property tax purposes
are the officially established boundaries that exist on March
1 of the year in which the property taxes are levied.15
RCW 84.09.030. Thus, a city may levy taxes during the current year for
receipt during the next year for any annexation that is officially
completed by March 1. If the annexation is completed after March
1, the city will have to wait until the following year to levy the
tax to apply in the annexed area. For example, if an annexation is completed
by March 1 of Year 1, the city can levy taxes in November of Year 1 and
receive its first substantial property tax revenue after April 30 of Year
2. If the annexation is not completed until March 2 (or later) of Year 1,
the city will have to wait until November of Year 2 to levy its property
tax and will not receive its first revenues until the spring of Year 3.
Upon annexation, the city does receive the revenue from the levied but uncollected
county road district taxes (RCW 35.13.270, 35A.14.801), but this may be
less money than the city would get if it were levying its own tax. Also,
the road district tax revenues must be placed in the city street fundrather
than the general fund, and the city might find that a drawback. For property
tax purposes, it definitely pays to plan ahead when considering an annexation.
To receive the levied but uncollected county road taxes beginning on the
effective date of the annexation, the city must notify the county treasurer
and assessor of the annexation at least 30 days before the effective date.
The notice must be by certified mail and must include a list of annexed
parcel numbers. RCW 35.13.270, 35A.14.801.
- Timing of State-Shared Revenues
The state-shared revenues (gasoline tax, liquor board profits, and the
liquor excise tax) are distributed to cities on the basis of population.
For a city to have its population adjusted for an annexation for purposes
of state-shared revenue distributions, the Office of Financial Management
(OFM) must certify the annexation, after which it will notify the appropriate
state agencies of the population change. For purposes of state shared revenues,
the revised city boundaries and the new population are not recognized until
the date that OFM approves the annexation certificate submitted to it by
the city.
To initiate this certification process, a city must send an annexation
certificate and certain required supplemental documents16
within 30 days of the annexation to OFM's Forecasting Division. See RCW
35.13.260; 35A.14.700. (See Chapter Six, Section I.O., or Chapter Seven,
Section I.M. for the needed address and telephone number.) OFM then processes
the documents for certification and, following certification, informs the
state agencies that make revenue distributions to cities what population
figures to use in the next quarter's distributions. The relevant quarterly
periods begin on January 1, April 1, July 1, and October 1.
However, in order for a city or town to receive state-shared revenues in
the coming quarter that reflect its new population, OFM and the relevant
state agencies need to know about the annexation population addition well
before the beginning of these quarterly periods. OFM must notify
the other agencies more than 30 days prior to the beginning of a quarterly
period for the population of the annexed area to be included for purposes
of revenue distributions. RCW 35.13.260; 35A.14.700. The state agencies
must thus be notified, as the case may be, by November 30, February 28,
May 31, or August 31. For OFM to make timely notification to the other agencies,
it must receive the annexation certificate and required supplemental documents
even sooner. OFM has indicated that, for an annexation of less than 100
people, one week before this notification date is probably soon enough.
For annexations of 100 to 500 people, OFM wants two weeks notice. For annexations
of 500 to 10,000 people, OFM must be notified at least a month before the
notification date. For those with a population of over 10,000, OFM must
receive the necessary paperwork at least six months before.
An example may be helpful. Assume that an annexation involves 2,000 people
and the city submits the necessary annexation documents to OFM on January
28. That gives OFM a month to work with the city before the February 28
date by which OFM needs to notify the other state agencies. The city should
receive its additional state-shared revenues beginning in the second quarter
of the year, which begins April 1. If OFM does not receive the annexation
documents until February 5, say, chances are that, since the annexation
is greater than 500 people, OFM will not be able to include it by theFebruary
28 deadline, and the city will have to wait until the third
quarter to begin receiving its additional distributions for the annexed
area.
- Timing of Sales and Use Tax Receipts
Effective July 1, 2000, sales tax changes may take effect only on January
1, April 1, July 1, or October 1.17 Sales
tax changes, for purposes of this new legislation, includes changes resulting
from annexation. See RCW 82.14.005. Additionally, this
law provides that local governments must notify the Department of Revenue
(DOR) at least 75 days before the change takes place. Previously,
a tax rate could be changed effective the first day of any month and there
was no mandatory 75-day notice period.
Cities may want to take these dates into account when planning annexations.
To maximize its sales tax revenue from a newly annexed area, the effective
date of an annexation should now be the first day of a quarter - January
1, April 1, July 1, or October 1. (Of course, where the annexation is of
residential or undeveloped land, these dates are of no significance.) Here
are some examples of how things worked in the past and will change under
this new law.
- Effective date of annexation, January 1. Before the passage of this
new law, DOR changed the tax code for the businesses in the annexed area
on January 1, the retailers remitted the tax to DOR in February, and the
city received its distribution at the end of March. Under the new law,
exactly the same events will occur. The new law has had no effect on when
the city gets its first sales tax from the annexed area. The lag in the
receipt of sales tax revenues is simply a function of the time it takes
to collect and distribute the money.
- Effective date of annexation, February 1. In the past, DOR changed the
tax codes on February 1 and, after receiving the tax receipts from the
merchants in March, distributed to the city at the end of April. Now,
a city that annexes effective February 1 will not be able to levy its
sales tax in that area until April 1 (the first day of the next quarter)
and will not receive any distributions from the annexed area until the
end of June. Therefore, under the new law, the city receives two months
less revenue from the annexed area if it annexes on February 1.
- Effective date of annexation, March 1. Before the new law took effect,
a city that annexed on March 1 had the tax codes in the annexed areas
changed effective March 1 and got a distribution at the end of May from
taxes DOR received in April. Now, a city that annexes at the beginning
of March will receive one month's less revenue than in the past. The tax
codes will not be changed until April 1 (the first day of the next quarter)
and revenue collected during that month will not be distributed by DOR
until the end of June.
To summarize, in the past, the date of the annexation had no effect on
when the city received its sales tax from the annexed area - the lag between
the time the tax was first levied and when it was distributed to the city
was always the same. Under the new law, if a city annexes effective the
first day of the second month of any quarter, it will receive two months
less revenue than it would have under the old law. If it annexes effective
the first day of the third month in a quarter, it will receive one month's
less revenue. Only if it annexes on the first day of a quarter will this
new law have no effect on its revenues compared to the prior law.
Note also that the new requirement that DOR be notified 75 days before
first day of the month in which the city wants taxes to be collected further
complicates matters. To start collecting sales tax on January 1, for example,
the city council must pass an ordinance approving the annexation and notify
DOR by October 18. It may make sense in many cases (but it is not required
by the new law) to set the effective date of the annexation at January 1
(in the example given here), rather than some earlier date, so that the
city does not incur the expenses of serving the annexed area until it starts
collecting the sales tax at the earliest possible date under the law. Under
prior practice, the notice period for submitting reports of annexations
and sales tax rate changes to DOR was much shorter.
A city should inform the Department of Revenue, Local Sales Tax Section,
at the following address, about an annexation, so that the department can
make certain that the jurisdiction receives its proper amount in the local
distribution of the sales and use tax:
Local Tax Supervisor
Department of Revenue
General Administration Building
PO Box 47476
Olympia, WA 98504-7476
Telephone: (360) 902-7103
The information that a city should provide includes:
- The effective date of the annexation;
- A legal description of the area;
- A map of the annexed area; and
- A copy of the annexation ordinance.
The city is responsible for informing the businesses in the annexed area
about their new tax code and new tax rate. The city should give the department
as much information as possible on the names of businesses in the annexed
area, their addresses, and their unified business identifier (UBI). This
information will assist the department in checking its records to make certain
that the businesses are reporting properly and that the city is getting
the proper amount of taxes from the annexed area.
B.Costs of Annexation
Analyzing annexation costs to a municipality is, at best, difficult. There
are no magic formulas that can be easily manipulated to arrive at an accurate
prediction for all annexations of what the costs will beeither in
the short term or the long term. Each annexation has unique characteristics.
Short term costs tend to vary with the immediate need for services, such
as the anticipated costs of police, fire, planning, utility, and street
maintenance. Long term costs may include the capital improvement obligations
a city may assume after an annexation. The current status of land development
has substantial bearing on the cost element, together with size, character
of the population, and unique municipal concerns, if any, of the area to
be annexed.
To anticipate total annexation costs, city department heads are typically
asked to develop estimates of what the increased cost, if any, will be to
the department when it properly integrates services to the annexed area
into the existing program. This should be done both on a short term and
a long term basis, taking the Plan of Service (Chapter Two, Section V) into
account. These cost estimates may be particularly useful when the department
heads have surveyed the area and are well acquainted with its unique characteristics.
For example, the chief of police may be able to estimate, based on professional
experience, whether additional police officers or patrol cars will be required.
Existing patrol cars may be adequate to serve the annexed area in the short
term, but the additional duty may require equipment replacement sooner than
otherwise anticipated. Likewise, the parks and recreation director may estimate
that a short term consequence of annexation may be more participants in
recreation programs, but a long term consequence will be the need to procure
and develop a new city park to meet the needs of the area annexed. The city
engineer may provide estimates on the routine costs of street and utility
maintenance, and also on the cost of major capital improvements such as
street paving or utility installation. Costs of providing other municipal
services may be similarly analyzed. Not only does this approach to anticipating
annexation costs result in knowledgeable cost estimates, but department
heads can begin planning for provision of services after the annexation
is complete.
Another, perhaps less accurate, method of systematically analyzing the
cost of annexation is to take the adopted city budget for the current year,
and analyze for each item whether the needs of the territory considered
for annexation will increase previous allocations. However, estimating requirements
solely on population or area may be inaccurate, unless local conditions
are also considered. Applying established formulas to cost calculations
may yield only approximate information.
V. Costs of Not Annexing
Although the costs of annexation may be substantial, the costs of not annexing
territory that comprises part of a core city's urban area may also be surprisingly
high. A study published in July, 1973, entitled Economic Implications
of Fringe Developments Adjacent to Major Cities18
analyzed the cost to the city of Eugene, Oregon, of services it provided to
an unincorporated fringe area known as River Road, a contiguous community having
7.8 percent of the total Eugene urbanized area population. In doing so, the
study developed a methodology for analyzing these types of costs that could
be applicable in other communities. The conclusion was that the City of Eugene
was providing a subsidy to the River Road community in six of the seven services
studied. The subsidies were through the following:
- Fire department (providing fire protection at a contractual price which
was less than actual cost)
- Police department (providing crime protection/prevention to fringe residents
working in and using city; cost of arresting and processing fringe residents
committing crimes in city)
- Library (in spite of a charge for out-of-city book borrowers, library operating
expenses allocated to the out-of-city library users exceeded revenues collected
from them)
- Special care centers, such as detoxification halfway house, socio-medical
aid stations (cost of providing services to fringe community residents)
- Park and recreation facilities (use of city parks and recreation programs,
as fringe area had not developed its own facilities)
- Public works department (oversizing utilities to meet future growth needs)
The one service area not reporting a subsidy was the city airport, since user
fees covered costs. However, it was thought that when additional capital expenditures
were made, funded by the city, the city would then be subsidizing the fringe
community in this service also.
Thus, not only is annexation sometimes expensive to a core city, non-annexation
may be equally costly. This may be true particularly when a city is bordered
by an urban area that draws upon the services and facilities of the core city,
even when the fringe area pays for some of the benefits it receives. All of
the services and facilities provided by a core city simply cannot be billed
to fringe residents; it is difficult to collect actual expenditures for those
services that do lend themselves to some cost recovery.
Thus, the cost issue in an annexation is complex. It is generally agreed that
cities should not annex territory solely because the area may provide additional
city revenue. On the other hand, municipal officials may easily justify an annexation
on grounds unrelated to cost in instances in which it is anticipated that the
annexed area may not initially pay its own way. While the cost issue is certainly
important to an annexing city, it is by no means the only issue to be considered
in determining the ultimate question of whether or not an area should be annexed
to a city or town.
Chapter Five - Preliminary Matters
I. State Environmental Policy Act
The 1994 legislature eliminated the requirement that annexations are subject
to review under the State Environmental Policy Act (SEPA). RCW 43.21C.222. Nevertheless,
planning and zoning decisions made in conjunction with an annexation are subject
to SEPA review.
II. Comprehensive Planning/Zoning
Different considerations are involved for a city with respect to planning and
zoning for areas to be annexed or potentially annexed depending upon whether
or not the city is required to plan under the Growth Management Act (GMA), chapter
36.70A RCW.
A. Cities Subject to the GMA: Comprehensive Planning for Annexation Areas
As noted in Chapter One, GMA counties must designate urban growth areas (UGAs)
that, among other things, define the territorial extent of annexation by cities
within the counties. Since the GMA contemplates that cities will generally
be the providers of urban-type services and that urban-type services will
be provided within urban growth areas in conjunction with urban growth, GMA
cities must include within their comprehensive planning process areas of potential
annexation, i.e. their UGAs. However, since the UGAs will consist of unincorporated
territory, the counties still retain jurisdiction. Consequently, the GMA requires
that counties adopt, in cooperation with the cities in the counties, county-wide
planning policies that must include, among other things, policies for
joint county and city planning within urban growth areas. RCW 36.70A.210(3)(f).
The Department of Economic, Trade, and Community Development (formerly the
Department of Community Development) recommends that cities and counties enter
into interlocal agreements to establish joint planning responsibilities within
UGAs. Such agreements should address key issues such as:
- Sewer system connection and septic tank policies;
- Water rights, water system connection policies, and water supply for various
uses;
- Zoning, subdivision, and development design standards;
- Development review procedures;
- Water and sewer service areas;
- Stormwater management practices;
- Transportation concurrency and level of service;
- Capital facilities planning and financing;
- Densities within and outside UGAs;
- Relationship to special districts;
- Joint planning;
- Annexation policy;
- Relationship to Indian tribes, if appropriate;
- Critical areas and resource lands protection; and
- Neighborhood preservation.19
The comprehensive planning process under the GMA should, thus, provide for
the coordination of a city's planning and annexation policies and a framework
for a city's annexation efforts.20
B. Cities Not Subject to the GMA: Comprehensive Planning for Annexation
Areas
Cities are authorized under RCW 35.13.177 and 35.13.178 (RCW 35A.14.330 and
35A.14.340 for code cities) to prepare a comprehensive land use plan and/or
zoning regulation21 for areas that the city
might reasonably expect to annex at any future time. Preparation of the comprehensive
plan or zoning regulations for future annexations is essential in a city that
will want to adopt meaningful zoning measures for its new territory simultaneously
with annexation. If appropriate zoning provisions are not adopted at the time
of annexation, it is possible that uses of land may become established in
a newly annexed territory that are incompatible with neighboring uses and
with sound land use management in the city.
Although the statutes speak of adopting a comprehensive plan for areas that
may be annexed in the future, the comprehensive planning for future annexations
should be integrated with the existing city comprehensive plan. The statutes
(RCW 35.13.177 and RCW 35A.14.330) do provide a list of matters (not included
here) that may be included within a comprehensive plan or, for code cities,
a zoning regulation for future annexation areas. However, these do not differ
appreciably from those matters identified in the planning enabling acts (chapters
35.63 and35A.63 RCW), and they should not be interpreted as imposing any different
comprehensive planning or zoning requirements for future annexations.
However, the statutes authorizing planning and zoning in future annexation
areas allow cities to provide in the plan or regulations for a time interval
following an annexation during which the ordinance or resolution adopting
the plan or regulations must remain in effect before they may be amended,
supplemented, or modified.22
C. Procedure for Adoption of Comprehensive Plans and/or Zoning Regulations
for Future Annexation Areas - All Cities
The annexation statutes establish specific procedures for adoption of comprehensive
plans and/or zoning regulation for areas to be annexed in the future. These
requirements supersede those that apply generally to adoption of plans or
regulations that are identified in the planning statutes, but they actually
differ only with respect to the number of hearings and to filing requirements.
Thus, if a city is adopting a new comprehensive plan under the GMA that addresses
territory included in the UGAs, it is advisable that the adoption procedures
comply with those identified below.
- Hearings (RCW 35.13.178, RCW 35A.14.340)
After a proposed comprehensive plan or zoning regulation is prepared,
the legislative body of the city must hold at least two public
hearings on it. These hearings must be held at least 30 days apart.
- Notice (RCW 35.13.178, RCW 35A.14.340)
Notice of each hearing must be published in a newspaper of general circulation
in the annexing city and in the area to be annexed. The notice must give
the time and place of hearing.
- Filing, Certification, and Recording (RCW 35.13.178, RCW 35A.14.340, RCW
35.63.100, RCW 35A.63.072)
A copy of the ordinance or resolution adopting the proposed plan, any
part of the proposed plan, or any amendment, together with any map referred
to or adopted by the ordinance or resolution, must be filed with the county
auditor and the city clerk (or, in code cities, other appropriate
official).
The ordinance, resolution, and map must be duly certified as a true copy
by the clerk of the annexing city.
The county auditor is to record the ordinance or resolution and keep
the map on file.
D. Coordination of Adoption Procedures with Other Annexation Procedures
Questions frequently arise as to how the foregoing procedure may be coordinated
with other sections of the annexation laws. These questions arise in situations
where an annexation is proposed and the city involved has not previously provided
for comprehensive planning and zoning regulations to apply to the proposed
annexation area. While each situation must be individually analyzed, there
is a time, fairly soon after an annexation is initiated, when the annexation
procedures are too far advanced to allow for a time-out during
which a comprehensive plan/zoning regulation for the area proposed for annexation
can be prepared. For example, if the petition method is used for an annexation
(which is the case in a large majority of annexations), the statutes require
the legislative body to set a date, not later than 60 days after the filing
of the initial ten percent notice of intent to commence annexation procedures,
for a meeting with the parties initiating the annexation. RCW 35.13.125 and
RCW 35A.14.120. The governing body at this meeting makes a preliminary decision
as to whether it is interested in the proposed annexation and, if so, whether
it will require the simultaneous adoption of a comprehensive plan/zoning regulation
if one has been previously prepared and filed. Thus, under a strict
interpretation of the statutes, the preplanning/prezoning must have been completed
prior to the first meeting between the initiators of the annexation and the
legislative body.
However, as noted above, prezoning statutes require at least two public hearings,
at least 30 days apart, with proper notice of the hearing published in a newspaper
before the hearings are held. If a comprehensive plan/zoning regulation has
not been prepared and filed before the annexation is initiated, the city must
take immediate action after receipt of the annexation notice of intent to
prepare the plan/zoning proposal, schedule and give notice of the first hearing,
hold the hearing, schedule and give notice of the second hearing, hold the
hearing (at least 30 days after the first hearing), adopt the comprehensive
plan/zoning regulation, and file it. This is all to be done before the legislative
body meets with the initiators of the annexation, which is to be within 60
days after the filing of their notice of intent. It is highly unlikely that
a city could comply with this timeline.
Cities can avoid this problem by preplanning and prezoning for all areas
surrounding their boundaries that are logical growth directions of the city.
GMA cities are essentially required to do this. The statutes on preplanning
and prezoning permit the utilization of the procedures outlined above for
any area which might reasonably be expected to be annexed by the city
or town at any future time. RCW 35.13.177; see also RCW 35A.14.330.
There is no requirement that an annexation proposal be imminent before consideration
is given to planning and zoning. The most satisfactory use of the prezoning
authority permits completing orderly planning and zoning before specific annexation
proposals are presented.
E. Zoning for Annexation in Areas Not Prezoned
The foregoing procedures are directed at having proper zoning prepared prior
to annexation, to be in place simultaneously with annexation. However, frequently
the procedure outlined is not utilized, since the time requirements of the
various statutes may be impossible to reconcile in individual cases. What
happens in these cases? Cities now take several approaches to zoning newly
annexed areas that have not been preplanned and prezoned. (Presumably, GMA
cities that have complied with the planning and zoning requirements of the
GMA will have no need for these approaches.)
Some cities provide, by ordinance, that all newly annexed territory that
is not otherwise zoned shall be automatically zoned into the city's least
dense residential zone, or into a generalholding zone. This approach
avoids having property being annexed into a city with no zoning designation.
An example is 17.88.010 of the Gig Harbor Municipal Code:23
Any lands annexed to the city...shall be deemed to be included in the zoning
map as being in the R-1 residential district . . . . Within 60 days following
annexation, the planning commission shall hold a public hearing to determine
the best application of this title to the annexed territory. Following the
hearing, the commission shall make its recommendation to the city council
for the zoning of the area; provided, however, any land which has been or
is included in a comprehensive land use plan provided for in the following
provision and adopted pursuant to RCW 35.13.177 and RCW 35.13.178 shall be
annexed with the zoning district classification as provided for in such comprehensive
land use plan.
An ordinance such as this has the advantage of avoiding a time period in
which no zoning is applicable to a newly annexed area. Moreover, it requires
the city to take action soon after annexation to properly commence the zoning
process.
However, automatic designation of a temporary zone may also have significant
drawbacks. Any one zone may be entirely inappropriate to a particular tract,
although that fact may not present a problem if the city acts quickly after
annexation to change the zone to one more appropriate. Another drawback is
that the automatic change from previous county zoning effectively constitutes
a rezone, subject to specific legal, procedural requirements. The guidance
of the city attorney is important in dealing with these issues.
Another approach to the question of temporary zoning following annexation
is to provide, by ordinance, that the zoning regulations of the county shall
remain applicable pending further review and rezoning in due course by the
city. Again, a time limitation on the duration of the county zoning carry-over
is desirable, since it requires the city to take action almost immediately
to bring the annexed area under its own zoning ordinance. This approach avoids
rezoning at the time of annexation.
Nevertheless, there are also potential legal problems with this approach.
First, it is not specifically authorized by state law. Second, if the county's
zoning regulation is to become part of the city's ordinance and is to be enforced
by city personnel, even temporarily, it may be argued that the actual zoning
provisions of the county code should be incorporated into the city ordinances.
This can be done by adopting the applicable county zoning provisions pursuant
to the adoption by reference statutes (RCW 35A.12.140, RCW 35A.13.180 and
RCW 35.21.180). The alternative would be to enact an ordinance containing,
word-for-word, each relevant provision of the county zoning regulation. In
any event, an ordinance adopting prior county zoning should stress the temporary,
and perhaps emergency nature of the regulation. The city attorney's advice
and assistance should be obtained.
Another approach to zoning newly annexed territory that has not been planned
and zoned prior to annexation is to automatically zone newly annexed territory
into the city or town zone which is most similar to the prior county zone.24
While this technique may result in a more appropriate temporary designation,
it may still be challenged on grounds similar to those mentioned above.
Pending statutory or judicial guidance, any of the foregoing temporary methods
may be more desirable than the complete absence of a zoning provision when
territory is annexed to a city. However, all of these temporary measures still
require appropriate zoning to be provided soon after annexation. The inadequacies
of each of these methods of zoning newly annexed territory make a strong case
for utilizing the procedures outlined above for appropriate planning and zoning
of an area prior to annexation.
III. Assumption of Indebtedness
The annexation statutes authorize the city council to require property in an
area being annexed to assume, as a condition of annexation, a pro rata share
of the annexing city's then outstanding indebtedness that had been approved
by the voters, contracted, or incurred prior to, or existing at, the date of
annexation.
In each city there will be different factors that should be considered in deciding
whether to require debt assumption. Some of the issues a city should examine
in reaching a decision on this question are:
- Was the outstanding indebtedness incurred to finance an improvement or facility
that will benefit the newly annexed area?
- Will assumption of a proportionate share of the city's outstanding indebtedness
place an excessive financial burden on annexed property in light of other
indebtedness previously placed on the property through the county or special
districts, which will remain on the property after annexation?
- Will the property to be annexed be forming an expensive LID for special
improvements, such that requiring assumption of the outstanding indebtedness
would not be equitable?
- To what extent does the annexing city desire to encourage (or subsidize)
the annexation?
Most cities do require the assumption of indebtedness as a condition of annexation,
unless in a particular circumstance this would not be equitable. This issue
may be addressed in a city's annexation goals and policies, so that the city
is consistent in its requirements, and all potential annexation areas are aware
of them.
IV. Community Municipal Corporations
Chapter 35.14 RCW authorizes the formation of community municipal corporations
in certain annexed territory for the purpose of preserving the community identity
of the annexed territory. This purpose is to be accomplished by allowing the
community municipal corporation to have an effective veto power
with respect to application of city planning and land use laws to the area it
encompasses. To qualify to organize as a community municipal corporation, the
area must have one of the following characteristics:
- It would be eligible for incorporation as a city or town, or
- It has a population of at least 300, and it has at least ten percent of
the population of the annexing city, or
- It has a minimum population of 1,000 inhabitants.
RCW 35.14.010. Community municipal corporations may be formed only through
the election methods of annexation.
Formation of a community municipal corporation is the exception, rather than
the rule, when cities annex territory. Often, annexations are not of sufficient
size to allow for establishment of these organizations, or the area annexed
is not sufficiently cohesive. Currently, community municipal corporations exist
only in the cities of Bellevue (which has two) and Kirkland.
Moreover, cities generally do not encourage the formation of community municipal
corporations. The statutes purport to give these bodies the authority to veto
city council enactments relating to land use matters within the community municipal
corporation service area. In theory, the result of a community municipal corporation's
veto authority with respect to land use matters could be two or more different
planning, zoning, or subdivision standards within one city.
With the passage of the Growth Management Act (GMA), an issue has been raised
concerning the continued authority of community municipal corporations in GMA
counties to veto city land use enactments. Cooperative and coordinated planning
is a basic GMA policy. Moreover, the GMA requires consistency between comprehensive
plans of cities and counties that have common borders. Consistency is also required
between a city's comprehensive plan and its zoning regulations. The disapproval
authority of a community municipal corporation is contrary to and can frustrate
this basic policy of consistency and coordination in land use planning. The
city attorneys of both Bellevue and Kirkland opined shortly after passage of
the GMA that a community municipal corporation no longer has the authority to
disapprove a comprehensive plan provision or zoning regulation enacted for the
purpose of complying with GMA mandates of coordination and consistency.
There are other legal issues with respect to community municipal corporations,
including whether the statutory scheme for them is even constitutional. A number
of arguments can be made to challenge community municipal corporations, including
the lack of standards and procedures in the statute, the lack of a clear legislative
intent that the corporation should have more than advisory authority, violation
of the equal protection clause of the state constitution, and the conflict with
other statutes on the authority of the city legislative body, city planning
commission, and the board of adjustment. On the other hand, the courts apply
a presumption of constitutionality to legislative enactments. Anyone challenging
community municipal corporation statutes would have the burden of convincing
a court of the alleged constitutional infirmity.
The validity of the community municipal corporation laws may not be resolved
until this issue is squarely addressed by a state appellate court. However,
any group forming a community municipal corporation should be aware of the potential
for legal challenge.
Statutory procedures for forming and operating a community municipal corporation
are outlined below. Due to the infrequent formation of community municipal corporations,
the statutes governing them, contained in chapter 35.14 RCW, are only briefly
summarized.
- The community municipal corporation is to be governed by a community council
composed of five members, who are qualified electors residing within the service
area of the corporation. They are to be elected at the same election at which
the annexation is decided.
A. Procedures of Governing Body (Community Council) (RCW 35.14.030)
- Voting:
A community municipal corporation takes action by resolution, approved
by a vote of the majority of all community council members.
- Meetings:
Meetings are held at the times and places as provided in the community
council's rules.
- Expenses:
The city budgets and pays for the necessary expenses of a community council;
the city provides clerical and technical assistance.
B. Jurisdiction/Authority (RCW 35.14.040)
Subject to the above reservations, the community municipal corporation has
jurisdiction over the adoption, amendment, or granting of the following by
the city council or planning commission with respect to land, buildings, or
structures within the corporation's service area:
- Comprehensive plan
- Zoning ordinance
- Conditional use permit, special exception, or variance
- Subdivision ordinance
- Subdivision plat
- Planned unit development
C. Procedures for Action (RCW 35.14.040)
Any enactment of the city council or commission on these matters is to be
effective within the community municipal corporation,
- On approval by the community council, or
- By failure of the community council to disapprove it within 60 days of
its final enactment.
(Disapproval does not affect the application of any ordinance or resolution
outside the community municipal corporation.)
D. Advisory Powers and Duties (RCW 35.14.050)
The community municipal corporation, through its community council, may also:
- Make recommendations concerning any proposed comprehensive plan or other
proposal which directly or indirectly affects the use of property within
the service area;
- Provide a forum for consideration of the conservation, improvement, or
development of property or land within the service area; and
- Advise, consult, and cooperate with the legislative authority of the city
on any local matters directly or indirectly affecting the service area.
E. Term of Existence (RCW 35.14.060)
- The original term of a community municipal corporation is at least four
years, and until the first Monday in January following the next regular
municipal election in the city.
- The term of the community municipal corporation may be extended for four-year
periods pursuant to voter approval at an election. The election may be held
if:
a. A resolution petitioning continuation of the community municipal corporation
is adopted by the community council and filed with the city legislative
body at least seven months before the end of its term; or
b. A petition for continuation, signed by at least ten percent of the
registered voters within the service area, is filed with the city legislative
body at least six months before the end of the term.
- Successive members of the community council are to be elected at the election
involving continuation of the corporation.
- Additional technical details on election procedures are contained in RCW
35.14.060.
F. Public Disclosure
Candidates for positions on the community municipal corporation council must
file financial disclosure and campaign registration statements with the Public
Disclosure Commission in most instances. Annual filing of financial disclosure
forms would also be required of corporation community council members.
Chapter Six - Methods of Annexation in First and Second Class Cities and in
Towns
Of the seven methods of annexation available to first and second class cities
and towns, the 75 percent petition method is, by far, the most frequently used.
Cities have found the election method to be extremely cumbersome. Because of
this and the expense of conducting an election, annexation elections are infrequent.
Statutes authorizing summary annexations for municipal purposes are much more
straightforward, but may be utilized only when a legitimate municipal reason
for annexation can be shown, such as the use of the annexed land for a city
park or water tower. Finally, the statutes authorizing the annexation of federal
areas are of very limited application. The statutes relating to each of the
methods of annexation are summarized in detail below.
Note that in counties subject to the Growth Management Act, annexation may only occur with an urban growth area. RCW 35.13.005.
I. Election Method, Initiated by Twenty Percent Petition
The annexation of contiguous,25 unincorporated
territory may be initiated by a petition signed by 20 percent of the number
of voters living in the area to be annexed who voted in the last election.26
(Important Note: If a county road separates a city from territory it proposes
to annex, the road must also be annexed or the territory will not be contiguous.
Noncontiguous property cannot be legally annexed, except when it is annexed
for municipal purposes, as discussed later in this chapter.)
A. Contents of Petition - Mandatory (RCW 35.13.030)
The petition must:
- Comply with the technical rules for petitions in RCW 35.21.005;
- Describe in detail the boundaries of the area proposed to be annexed;
- State the number of voters in that area as nearly as possible;
- State any provisions as to the assumption of debt by the owners of property
of the area proposed to be annexed, and as to the simultaneous adoption
of a comprehensive plan for the area to be annexed; and
- Petition for the calling of an annexation election among the qualified
voters in the area to be annexed.
B. Contents of Petition - Optional (RCW 35.13.020, RCW 35.13.030)
The petition may also provide for the simultaneous creation of a
community municipal corporation and for the election of community council
members pursuant to RCW 35.14.010 -060. If the petition does so provide, it
must also describe the boundaries of the proposed servicearea, state the number
of voters residing in that area as nearly as possible, and ask for the election
of community council members by the qualified voters residing in the service
area.
C. Signing of the Petition (RCW 35.13.020)
The petition must be signed by qualified voters residing in the area proposed
for annexation equal in number to 20 percent of the votes cast in the last
election.
D. Review by Prosecuting Attorney (RCW 35.13.020)
The petition is first submitted to the county prosecuting attorney for review.
The prosecuting attorney has twenty-one days after submission to certify or
refuse to certify the petition, although it is unclear what rules govern this
review process.27
E. Filing of petition with city and determination of sufficiency of petition
After certifying the petition, the prosecuting attorney files it with the
city council. Within three working days of the filing of the petition with
the city, the petition must be transmitted to the county auditor for a determination
of sufficiency. RCW 35.21.005.28 The officer
whose duty it is to determine petition sufficiency must file with the city
officer who received the petition a certificate stating the date on which
the determination was begun. This date, called the "terminal date," is the
cut-off point for adding signatures to or withdrawing them from the petition.
Id.
F. Approval by City Council29
- Prior Approval Required (RCW 35.13.020, RCW 35.13.040)
Once the petition has been certified by the prosecuting attorney, it
is to be filed with the city council. The council must either approve
or reject the proposed annexation by resolution within 60 days of the
date it was filed, and, also within this 60-day period, notify the petitioners
of its action either by mail or by publishing notice once each week for
at least two weeks in a newspaper of general circulation in the area proposed
to be annexed. City council approval is required for any annexation. A
formal public hearing is optional. Meek
v. Thurston County, 60 Wn.2d 461 (1962).
- Additional Conditions to Annexation (RCW 35.13.020)
The city council, in approving the proposed annexation, may also require
that any or all of the following provisions be submitted to the voters
in the territory to be annexed:
a. Whether property in the area proposed for annexation will be assessed
and taxed at the same rate and on the same basis as is property in the
annexing city and will be required to assume all or any portion of existing
city indebtedness.
b. Whether the city will require the simultaneous adoption of a comprehensive
plan for the annexation area, if one has been completed and filed as
provided in RCW 35.13.177 and RCW 35.13.178.
G. Petition Filed with County Governing Body and Review Board (RCW 35.13.020,
RCW 35.13.030, and RCW 35.13.040)
After city council approval, the petition is to be filed in the office of
the county governing body. Notice of the proposed annexation must be given
to the boundary review board, if one has been established in the county. RCW
36.93.090. Otherwise, the ad hoc annexation review board is to be convened
by the mayor within 30 days after the filing of the petition with the county.
RCW 35.13.171. See Chapter Eight for a detailed discussion of review boards
and their procedures.
H. County Governing Body - Hearing on Petition
- Date (RCW 35.13.040)
Upon the filing of the approval by the applicable review board, the
county governing body at its next meeting is to set a date for the hearing
on the petition. The hearing must be held not less than two weeks nor
more than four weeks from the date of the meeting.
- Notice (RCW 35.13.040)
The petitioners must give notice of the hearing by publication
once each week at least two weeks prior to the hearing in a newspaper
of general circulation in the area proposed to be annexed.
- Hearing and Determination (RCW 35.13.040)
The county governing body is to conduct the hearing on the date scheduled.
If the petition complies with legal requirements and has been approved
by the review board, the county governing body must grant the petition.
(The [county has] no alternative but to grant the petition if the
board of review has approved the annexation and the petition complies
with the statutes. Meek
v. Thurston County, 60 Wn.2d 461, 467 (1962); Accord, AGO 57-58
No. 19.)
I. Limitation on Consideration of Conflicting Petitions or Resolutions
(RCW 35.13.050)
After the filing of a petition for an annexation election with the county
governing body, and pending its final disposition, that body may not consider
any other petition or resolution involving any of the territory addressed
by the filed petition. However, the petition may be withdrawn or another petition
may be substituted for it by a majority of the signers of the petition.
J. Effect of Competing City Incorporation Proposal (RCW 35.02.155)
- Annexation Resolution Adopted Within 90 Days of Filing of Incorporation
Petition with County
In this circumstance, when the city incorporation petition and the annexation
resolution include any of the same territory, the annexation will still
go to a vote and the city can annex the territory involved, which would
then be removed from the incorporation proposal.
- Annexation Resolution Adopted More than 90 Days after Filing of Incorporation
Petition with County
In this circumstance, again where the two proposals contain some of the
same territory, the annexation effort may not proceed to an election and
be approved by the voters unless the boundary review board modifies the
proposed incorporation to remove the territory that is proposed for annexation,
the boundary review board rejects the incorporation and the proposal is
for a city of less than 7500 population, or the voters reject the proposed
incorporation. In counties where there is no boundary review board,the
incorporation proposal, if legally sufficient, will go to the voters,
who must reject it before the annexation can proceed.
K. Election on Annexation30
- Date of Election (RCW 35.13.060, RCW 29A.04.330)
If the petition is granted and is certified as sufficient, RCW 35.13.060
requires that the city council indicate its preference to the county auditor
for an election date on the annexation. The date must be one of the special
election dates in RCW 29.04.330 and is to be held 60 or more days after
the date the city's preference is indicated.
RCW 29.04.330 provides for special elections to be held on:
a. The first Tuesday after the first Monday in February;
b. The second Tuesday in March;
c. The fourth Tuesday in April;
d. The third Tuesday in May;
e. The day of the primary election; or
f. The first Tuesday after the first Monday in November.
The county auditor must call the special election on the date indicated
by the city council.
- Cost of Election (RCW 35.13.020)
The city to which annexation is proposed must bear the cost of the election.
- Election Laws Applicable (RCW 35.13.070)
The election is to be held in accordance with state general election
laws (Title 29A RCW).
- Residency Requirements for Voting (RCW 35.13.070)
The statute provides that only registered voters who have resided in
the area proposed to be annexed for 90 days immediately preceding the
election may vote in the election. As noted in the footnote, this statute
is probably unconstitutional.31
- Notice of Annexation Election (RCW 35.13.080, RCW 29A.52.350)
a. Notice must be posted for at least two weeks prior to the election
date in four public places within the area proposed to be annexed, and
b. Notice must be published in compliance with the requirements in
RCW 29A.52.35032 (i.e. at least one
publication not more than ten nor less than three days prior to the
election in one or more newspapers of general circulation in the area
proposed to be annexed).
c. The notice of election must:
(1) State the hours during which the polls will be open;
(2) Contain a statement that the election will be held in the regular
polling places in each precinct, giving the address of each polling
place;
(3) Describe the boundaries of the area proposed to be annexed;
(4) If the petition provides for the simultaneous creation of a
community municipal corporation, describe the boundaries of the proposed
service area, and inform voters that they will be asked to cast ballots
for candidates for positions on the council;
(5) State the purpose of the election as stated in the petition
or resolution; and
(6) Contain the following ballot language:
For annexation _
Against annexation _
or
For annexation and adoption of comprehensive plan _
Against annexation and adoption of comprehensive plan _
or
For creation of a community municipal corporation _
Against creation of a community municipal corporation _
or
For annexation and creation of community municipal corporation
_
Against annexation and creation of community municipal corporation
_
If the creation of a community municipal corporation is included
in the resolution or petition, the ballot language in the notice must
provide for the casting of ballots for candidates for positions on
the community council.
If the assumption of indebtedness provision is included in the petition,
this proposition must be voted upon as a separate item, and the notice
of election must indicate the format:
For assumption of indebtedness _
Against assumption of indebtedness _
- Minimum Vote Required for Approval of Annexation (RCW 35.13.090, 35.13.095)
a. The propositions for or against annexation, or for or against adoption
of the comprehensive plan, or for or against creation of a community municipal
corporation (or any combination of these, as the case may be) may be approved
by a majority of the votes cast on the proposition.
b. A proposition for or against the assumption of all or any portion
of indebtedness may be approved by at least 60 percent of those voting
in the area proposed for annexation, if the number of persons voting
is at least 40 percent of the total number of votes cast in the area
at the last preceding general election.
c. The propositions to annex and to assume indebtedness may be combined
on the same ballot. If the measures are combined, the annexation and
the assumption of indebtedness will be approved only if at least 60
percent of the voters vote in favor and the number of persons voting
is at least 40 percent ofthe total number of votes cast in the area
at the last preceding general election. However, the city council may
adopt a resolution accepting the annexation, without the assumption
of debt, where the combined ballot proposition is approved by a simple
majority of the voters voting.
L. Duty of County Auditor (RCW 35.13.090)
If any of the propositions are approved by the electors, the county auditor
is required after completion of the canvessing of the returns to transmit to
the county legislative authority and to the city clerk the following:
- a certificate of the election results, and
- a certified abstract of the vote, showing:
(a) the number who voted at the election,
(b) the number of votes cast for and against each proposition submitted
to the voters,
(c) a statement of the number of votes cast in the territory at the
last preceding general election.
If a proposition for the creation of a community municipal corporation
was submitted and approved, the abstract must include the number of votes
cast for the candidates for community council positions. (Certificates of
election are to be issued to the successful candidates. They are to assume
office within ten days after the election.)
M. Duty of City or Town Upon Receipt of Abstract of Vote (RCW 35.13.100)
The city council must then adopt ordinances providing for annexation and adoption
of the comprehensive plan, and/or the creation of a community municipal corporation,
as is appropriate. If the voters approved an assumption of debt, the ordinance
should also provide for that. If the debt assumption proposition did not receive
the necessary vote, then the council must decide whether to enact an annexation
ordinance without that assumption of debt, or to decline to annex the territory.
N. Effective Date of Annexation (RCW 35.13.110)
The annexation is effective on the date fixed in the annexation ordinance.
The statute does not specify any date by which the annexation must be made effective.
Note, however, that there are important timing issues as to when an
annexation occurs with respect to when the city's property tax levy can
be effective in the newly annexed area and with respect to receipt of
state-shared revenues, sales tax, and, if applicable, sales tax equalization
payments. See Chapter Four, Section IV.A.
O. Notice of Annexation
- Notice to State (OFM Certification) (RCW 35.13.260)
The city must submit an annexation certificate and additional supporting
documents to the state Office of Financial Management (OFM) within 30 days
of the effective date of annexation. See Chapter Four, Section IV.A. Certificate
forms and additional information are available from that office:
Office of Financial Management
Forecasting Division
GA Building, Room 318
PO Box 43113
Olympia, WA 98504-3113
Telephone: (360) 902-0597
OFM requires submission of the following documents for the annexation certification
process: (1) the signed annexation certificate, in triplicate (certificate
form obtained from OFM); (2) three copies of the annexation ordinance containing
the legal description of the area annexed; (3) three maps of the annexed
area, in conformance with OFM map requirements; and (4) the original (hand-written)
Special Population Census Sheets used to enumerate the population and housing
of the annexed area. OFM will send specific instructions upon request. The
certificate is to be signed by the mayor and attested by the clerk. Filing
of the certificate and the supporting documents is essential for a city
to receive credit for increased population. This is important for the allocation
and distribution of state funds to cities. See Chapter Four, Section IV.A.
The resident population of the newly annexed area, as of the effective
date of the annexation, is to be determined by or under the direction of
the mayor in accordance with OFM policies. OFM requires that the city conduct
an annexation census within 30 days of the effective date of the annexation,
but the actual enumeration should not begin until the effective date unless
pre-approved by OFM. Contact the Forecasting Division at OFM for information
on the annexation census.
Upon certification of the annexation, OFM forwards revised population
information to each state official or department responsible for making
allocations or payments to cities and towns. However, if the revised certificate
is forwarded 30 days or less prior to the commencement of the next quarter,
then the population of the newly annexed area is not considered until the
following quarter.
- Notice to County (RCW 84.09.030, 35.13.270, 35.13.150)
At least 30 days before the effective date of the annexation, the
city is required by RCW 35.13.270 to provide to the county treasurer and
assessor, by certified mail, notification of the annexation that includes
a list of annexed parcel numbers. The county treasurer is required to remit
to the city only those road taxes collected 30 days or more after receipt
of the notification.
RCW 35.13.150 requires that a certified copy of the annexation ordinance
be filed with the county governing body. It is advisable to also file a
notice of annexation (including the official boundaries and a map) with
other county departments that have requested notice. (In some counties,
the county governing body will notify other county departments upon receipt
of three copies of an annexation notice.)
- Notice to Department of Revenue
See Chapter Four, Section IV.A.3., Timing of Sales and Use Tax Receipts.
- Notice to City Departments
Although any annexation will impact some city departments more than others,
all should be advised of the annexation using the communication procedure
that has proven most effective for the city.
II. Election Method, Initiated by Resolution
The annexation of contiguous, unincorporated territory may also be initiated
by city council resolution. With the exception of the first few steps, the procedure
is identical to that for the election method of annexation initiated by the
20 percent petition.
A. Contents of Resolution (RCW 35.13.015)
The city council may initiate an election on an annexation proposal by enacting
a resolution that:
- Provides that the council has determined that the best interests and general
welfare of the city would be served by the annexation;
- Describes the boundaries of the area to be annexed;
- States the number of voters in the area as nearly as possible;
- Petitions for an election on the annexation question among the qualified
voters in the area; and
- States that the city will pay the cost of the annexation election.
A formal public hearing by the city council is optional.
B. Contents of Resolution - Optional (RCW 35.13.015)
The council must also decide whether any of the following optional provisions
will be included in the resolution, to be effective if the annexation is approved
by the voters:
- That all property within the area annexed shall, upon annexation, be assessed
and taxed at the same rate and on the same basis as the property of the
annexing city to pay for all or any portion of the then outstanding indebtedness
of the annexing city that was approved by the voters, contracted, or incurred
prior to or existing at the date of annexation.
- If the city council has completed and filed a proposed comprehensive plan
for the area proposed to be annexed pursuant to RCW 35.13.177 - .178, the
resolution may provide that the plan will be simultaneously adopted at the
time of annexation.
- A community municipal corporation may also be simultaneously created upon
annexation, if the resolution calls for its creation and the election of
community councilmembers as provided in RCW 35.14.010 - .060. See Chapter
Five, Section IV. This proposition may be submitted as part of the annexation
proposition, or separately.
C. Filing of Resolution with County Governing Body and Review Board (RCW
35.13.015)
A certified copy of the resolution is to be filed with the county governing
body of the county in which the territory is located. Notice of the proposed
annexation must be given to the boundary review board if one has been established
in the county. Otherwise, the ad hoc annexation review board is to be convened
by the mayor. RCW 35.13.171. Review procedures are outlined in Chapter Eight.
The county governing body is not required to conduct a public hearing prior
to the election. AGO 61-62 No. 90.
D. Limitation on Consideration of Conflicting Petitions or Resolutions
(RCW 35.13.050)
After the filing of an annexation resolution with the county and pending
its final disposition, no other annexation petition or resolution or incorporation
petition that includes any of the same territory included in the council resolution
may be acted upon by any public official or body. However, the resolution
may be withdrawn or another resolution may be substituted for it by a majority
of the city council.
E. Effect of Competing City Incorporation Proposal (RCW 35.02.155)
- Annexation Resolution Adopted Within 90 Days of Filing of Incorporation
Petition with County
In this circumstance, when the city incorporation petition and the annexation
resolution include any of the same territory, the annexation will still
go to a vote and the city can annex the territory involved, which would
then be removed from the incorporation proposal.
- Annexation Resolution Adopted More than 90 Days after Filing of Incorporation
Petition with County
In this circumstance, again where the two proposals contain some of the
same territory, the annexation effort may not proceed to an election and
be approved by the voters unless the boundary review board modifies the
proposed incorporation to remove the territory that is proposed for annexation,
the boundary review board rejects the incorporation and the proposal is
for a city of less than 7500 population, or the voters reject the proposed
incorporation. In counties where there is no boundary review board, the
proposal, if legally sufficient, will go to the voters, who must reject
it before the annexation can proceed.
F. Election on Annexation, Notice of Annexation, Etc.
For information on elections, notice, date of annexation, notice of annexation,
etc., see discussion in Sections I.K. through O. of this chapter.
III. Seventy-Five Percent Petition Annexation Method
The most frequently used method of annexing territory in first and second class
cities and in towns is by petition of the owners of at least 75 percent of the
property value in the area, computed according to the assessed valuation of
the property in the proposed annexation area for general taxation purposes.
A. Initiation of the 75 Percent Petition Annexation (RCW 35.13.125)
A petition annexation is initiated by written notice to the city council
of the intention to commence annexation proceedings. This notice may be signed
by either:
- Not less than ten percent of the residents of the area proposed to be
annexed;
- Owners of not less than ten percent of the value of the property for which
annexation is petitioned, according to the assessed valuation for general
taxation purposes; or
- The board of directors of a school district.33
RCW 28A.335.110.
B. Meeting on the Annexation Proposal (RCW 35.13.125)
After being notified of the proposed annexation, the city council is to
set a date (within 60 days after the filing of the notice) for a meeting with
the initiating parties to determine:
- Whether the city will accept, reject, or geographically modify the proposed
annexation;
- Whether it will require the simultaneous adoption of a comprehensive plan,
if such a plan has been prepared and filed as provided for in RCW 35.13.177
and 35.13.178; and
- Whether it will require the assumption of all or any portion of existing
city indebtedness by the area to be annexed.
If the council requires simultaneous adoption of a comprehensive plan or
the assumption of indebtedness, it is to record this action in its meeting
minutes.
The decision of the council whether to accept the proposed annexation
is entirely within the council's discretion. By accepting the proposed annexation,
the council is not committing itself to ultimately annexing the territory
proposed when a sufficient petition is presented to it. The decision to accept
merely allows the annexation to go forward procedurally. If the council rejects
the proposed annexation, the initiating parties have no right of appeal.
C. Petition Requirements (RCW 35.13.130)
If the city council accepts the initial annexation proposal, the initiating
parties may draft and circulate a petition for signatures. The petition must:
- Be in writing and be addressed to the city council;
- Describe the property according to government legal subdivisions or legal
plats;
- Be accompanied by a plat that outlines the boundaries of the property
sought to be annexed;
- If the city council is requiring the assumption of all or any portion
of city or town indebtedness and/or the adoption of a comprehensive plan
for the area to be annexed, state those facts, with a quotation from the
meeting minutes where the council imposed such requirements;
- Be signed by the owners of not less than 75 percent in value, according
to the assessed valuation for general taxation, of the property for which
annexation is petitioned;
- Comply with the rules for petitions in RCW 35.21.005; and
- Be filed with the city council.
D. Legal Sufficiency of the Petition (RCW 35.21.005)
Within three working days of the filing of the petition with the city, the
petition must be transmitted to the county assessor for a determination of
sufficiency. RCW 35.21.005. The officer whose duty it is to determine petition
sufficiency must file with the city officer who received the petition a certificate
stating the date on which the determination was begun. This date, called the
"terminal date," is the cut-off point for adding signatures to or withdrawing
them from the petition. Id.
E. Hearing on Petition (RCW 35.13.140)
When a legally sufficient petition is filed with a city council, the council
may consider it (it is not required to), and:
- Fix a date for a public hearing, and
- Provide notice of the hearing by:
a. Publishing notice in one issue of a newspaper of general circulation
in the city, and
b. Posting notice in three public places within the territory proposed
for annexation. The notice must specify the time and place of hearing,
and it must invite interested persons to appear and voice approval or
disapproval of the annexation.
The petition signers are responsible for the expenses of notice publication
and posting. RCW 35.13.140. Of course, as a practical matter (particularly
where there are a lot of signers), the initiating parties would presumably
pay for this notice.
F. Limitation on Competing Annexation Proposals (RCW 35.13.176)
After an annexation petition is filed with the city council, no territory
included in the petition may be annexed by another city or be incorporated
into a new city unless the city council or theelectorate or a boundary review
board, as the case may be, rejects the annexation or the boundary review board
modifies the annexation proposal to remove the territory.
G. Effect of Competing City Incorporation Proposal (RCW 35.02.155)
- Annexation Petition Filed Within 90 Days of Filing of Incorporation Petition
with County
In this circumstance, when the city incorporation petition and the annexation
petition include any of the same territory, the city may still proceed
to annex the territory involved, which would then be removed from the
incorporation proposal.
- Annexation Petition Filed More than 90 Days after Filing of Incorporation
Petition with County
In this circumstance, again where the two proposals contain some of the
same territory, the annexation effort may not proceed and may not be approved
unless the boundary review board modifies the proposed incorporation to
remove the territory that is proposed for annexation, the boundary review
board rejects the incorporation and the proposal is for a city of less
than 7500 population, or the voters reject the proposed incorporation.
In counties where there is no boundary review board, the incorporation
proposal, if legally sufficient, will go to the voters, who must reject
it before the annexation can proceed.
H. Decision (RCW 35.13.150)
- Cities in Counties Without Boundary Review Boards34
Following the hearing (though not necessarily immediately), the city
council decides whether to approve the annexation. If it decides to approve,
it must enact an ordinance to annex the territory. RCW 35.13.150. It may
annex all or any portion of the area proposed for annexation, but may
not include any property not described in the annexation petition. Id.
- Cities in Counties Having Boundary Review Boards
Since a city in a county with a boundary review board may not annex territory
without prior review board approval (unless the board determines, for
certain proposals, that review is not necessary, or the board's jurisdiction
is not invoked),35 an annexation ordinance
passed following a hearing but before board review cannot yet be effective.
Consequently, cities in counties requiring action by a boundary review
board, when they have not previously received review board approval, often
first pass a motion or resolution of intent to annex. If the review board
approves the annexation, the formal ordinance is adopted.
- Conflict Between RCW 35.13.150 and Boundary Review Board Statutes
An area where the boundary review board statutes and the annexation statutes
present a conflict concerns the ability of the city council, under RCW
35.13.150, to pass an ordinance annexing all or any portion of the
proposed area but not any property not described in the petition.
Under RCW 36.93.150(2), the boundary review board may add or delete territory
from a proposed annexation, and, under RCW 36.93.155, a city may not approve
an annexation other than that which receives board approval. Thus, if
the board adds territory to that included in the petition, one statute
says a city may not annex property not included in the petition, and another
says that the city must annex, if at all, all the territory that the board
approved for annexation, which, in this circumstance, would be more than
was included in the petition.
In this situation, at least according to an attorney general's memorandum,
the boundary review board statutes control. See November 7, 1994 memo
from Nancy Sloane Schoepflin, Assistant Attorney General, to Susan Winchell,
Planner for the Spokane County Boundary Review Board.36
The boundaries of a proposed annexation are therefore set as of the date
of the boundary review board decision, and the annexation initiators need
not gather more petition signatures.37
The city council, after holding the required hearing, may decide to annex
the territory as approved by the board. Id.
If the boundary review board were to delete territory from that included
in the petition, the city council would have the authority to approve
that territory for annexation. However, the council's authority in a county
with a boundary review board, under RCW 35.13.150, to independently approve
an annexation of an area smaller than that included in the petition appears
to be illusory.
I. Review
- Boundary Review Board38 (RCW 36.93.100)
If a boundary review board has been established within the county, the
annexation initiators must file a notice of intention with the board within
180 days of when the annexation is proposed.
The board may assume jurisdiction over the annexation if, within 45
days of filing the notice of intention, a request for review is made by:
a. The city to which the annexation is proposed, the county within which
the annexation is proposed, or any other affected governmental unit; or
b. Petition of registered voters or property owners.
If jurisdiction is not invoked within 45 days, the proposed annexation
is deemed approved.
The board must act within 120 days of the review request, unless the
board and the annexation initiators agree to an extension. If no decision
is made within 120 days and no extension is granted, the proposal is deemed
approved.
- Ad Hoc Annexation Review Board
Whether review is required by an ad hoc annexation review board in counties
which do not have a boundary review board is problematical. The state
supreme court held in State
ex rel Thigpen v. Kent, 64 Wn.2d 823 (1964), that approval by
an ad hoc annexation review board is not a condition precedent to a city
council's approval of a 75 percent petition annexation. In light of this
case, the legislature in 1973 attempted to remove altogether the requirement
of convening the ad hoc annexation review board for the 75 percent petition
annexation. Unfortunately, due to legislative oversight, reference to
the 75 percent petition annexation was not removed from RCW 35.13.171,
relating to the ad hoc annexation review board. It was, however, removed
from the companion statutes, namely, RCW 35.13.172 (as amended by Ch.
164, Sec. 15, Laws of 1973, 1st Ex. Sess., but not as amended by Ch. 195,
Sec. 14, Laws of 1973, 1st Ex. Sess.) and RCW 35.13.173. (RCW 35.13.171
was amended in 1985 (Sec. 2, Ch. 6, Laws of 1985); the amendment, however,
was only technical in nature, changing the name of a renamed state agency).
Some city attorneys advise convening this board to preclude the possibility
of legal challenge on this basis; others advise against convening it,
taking the position that a city could successfully withstand a challenge
to an annexation based on the failure to convene this board. In any event,
under Thigpen, cited above, any decision of the ad hoc annexation
review board would be only advisory to the city legislative body.
J. Effective Date of Annexation (RCW 35.13.160)
The annexation, together with any provisions for the assumption of indebtedness
or adoption of a comprehensive plan, takes effect on the date set in the annexation
ordinance.
K. Notice of Annexation
For information on the notice that should be given once an annexation has
been approved, see discussion set out in Section I.O. of this chapter.
IV. Alternative Petition Annexation Method
In response to the state supreme court declaring the 75 percent petition method unconstitutional, the 2003 legislature enacted a new petition method designed to address what the court determined were constitutional defects in the old petition method. Annexation petitions under this new method are to be signed both by property owners and by voters. Subsequently, the state supreme court reversed its earlier decision and determined the 75 percent petition method to be constitutional. So, cities now have second, alternative petition method for annexing territory.
A. Initiation/Notice of Intention (RCW 35.13.410)
An annexation under this method is initiated by written notice to the city council of an "intention to commence annexation proceedings" signed by:
- 10 percent or more of the residents of the area to be annexed, or
-
Owners of not less than 10 percent of the acreage of this area.
An exception is recognized for school district property, which, under RCW 28A.335.110, can be annexed only if it constitutes the entire area proposed for annexation. Consequently, annexation of school district property can be initiated only by a school district.
B. Meeting with Initiators/Initial Decision by City Council (RCW 35.13.410)
The city council must set a date for a meeting with the initiating parties, which may occur no later than 60 days after the filing of notice of intention, to determine whether the council will:
- Accept the annexation as proposed;
-
Geographically modify the proposed annexation (and accept the proposed annexation as modified); or
-
Reject the annexation.
The decision of the council whether to "accept" the proposed annexation is entirely within the council's discretion. By accepting a proposed annexation, the council is not committing itself to ultimately annexing the territory proposed when a sufficient petition is presented to it. The decision to accept merely allows the annexation to go forward procedurally. If the council rejects the proposed annexation, the initiating parties have no right of appeal.
If the council accepts the annexation, it must also decide:
- Whether it will require the simultaneous adoption of a comprehensive plan, and
- Whether it will require the assumption of all or any portion of existing city indebtedness by the area to be annexed.
If the council decides to require either or both of the above, that decision must be reflected in the meeting minutes.
C. Petition Requirements (RCW 35.13.420)
If the city council accepts the initial annexation proposal, the initiating parties may draft and circulate a petition for signatures. The petition for annexation must:
- Be in writing and be addressed to the city council;
- Contain a legal description of the property;
- Be accompanied by a drawing that outlines the boundaries of the area proposed for annexation;
- If the city council is requiring the assumption of all or any portion of city or town indebtedness and/or the adoption of a comprehensive plan or proposed zoning regulation for the area to be annexed, state those facts, along with a quotation from the meeting minutes where the council imposed such requirements;
- Be signed by:
a. Owners of a majority of the acreage of the area proposed for annexation; and
b. A majority of the registered voters residing in the area proposed for annexation; but, if there are no residents in the area proposed for annexation or no registered voters, by the owners of a majority of the acreage of the area.
(For school district property, the petition is to be signed by the district board of directors.)
- Comply with the rules for petitions in RCW 35.21.005; and
- Be filed with the city council.
D. Legal Sufficiency of the Petition, Hearing on Petition, etc.
The rest of the procedures for this alternative petition method are identical to those for the 75 percent petition method in Sections III.E through K of this chapter. However, there are different statutory citations for: notice of hearing (RCW 35.13.430); ordinance providing for annexation (RCW 35.13.440); and effective date of annexation (RCW 35.13.450).
V. Annexation for Municipal Purposes (RCW 35.13.180)
Second class cities and towns39 are authorized
to annex territory outside the city or town limits for municipal purposes, regardless
of whether the territory is contiguous to the annexing city or town. Acondition
of this method of annexation is that either the property to be annexed must
be owned by the city or town or all of the owners of the property must give
their written consent to the annexation. The annexation requires enactment of
an ordinance by majority vote of the city council.
The authorizing statutes indicate that this method is appropriate for annexing
city or town parks, cemeteries, and for other municipal purposes. Proposed annexations
under this method should be examined to make certain the territory will be used
for legitimate municipal purposes.
Annexations of areas owned by a city or town for municipal purposes are exempt
from boundary review board review if they are contiguous to the city
or town. RCW 36.93.090(1). Review by the ad hoc annexation review board is not
necessary in counties without a boundary review board.
Upon passage of an annexation ordinance under this method, notice of annexation
must be given. RCW 35.13.260. See discussion in Section I.O. of this chapter
for information on notice.
VI. Annexation of Federally Owned Areas
A. First Class Cities (RCW 35.13.185)
A first class city may annex any contiguous federally-owned area which the
federal government has given, granted, or leased to the city or over which
the federal government has ceded jurisdiction, giving the city the right to
occupy or control it. The city must by ordinance accept the gift,
grant, lease, or cessation of jurisdiction.
B. Second Class Cities and Towns (RCW 35.13.190)
A second class city or a town may annex by ordinance any contiguous federally-owned
area by accepting a gift, grant, or lease from the federal government of the
right to occupy, control, improve, or sublet it for commercial, manufacturing,
or industrial purposes. The area to be annexed may not, however, include any
area more than four miles from the existing city or town boundary.
- The Annexation Ordinance (RCW 35.13.200)
When annexing pursuant to gift, grant, or lease from the federal government,
a city or town may in its ordinance:
a. Include tide and shore lands that may be necessary or convenient for
the use of the gift, grant, or lease;
b. Accept the terms and conditions attached to the gift, grant, or
lease; and/or
c. Provide that the annexed territory be a separate ward of the city
or town, or part or parts of adjacent wards.
- Authority over Annexed Territory (RCW 35.13.210)
The city or town may:
a. Survey, subdivide, and plat the property into lots, blocks, or tracts
and lay out, reserve for public use, and improve streets, roads, alleys,
slips, and other public places;
b. Grant or sublet any lot, block, or tract for commercial, manufacturing,
or industrial purposes and reserve, receive, and collect rents; and
c. Use rents received from the property to make and maintain public
improvements in the area and transfer any surplus remaining at the end
of any fiscal year to the city or town current expense fund.
C. Review
When a boundary review board has been established in the county, a notice
of intent to annex must be filed with it. See procedures outlined in Chapter
Eight. Review by the ad hoc annexation review board is not necessary in counties
without a boundary review board.
D. Notice of Annexation
For information regarding the notice that should be given once annexation
has been approved, see discussion in Section I.O. of this chapter.
VII. Annexation of Unincorporated Islands
The annexation statutes provide for an abbreviated procedure to annex unincorporated
islands or pockets of property within a first or second class city or a town
that was planning under the Growth Management Act, chapter 36.70A, as of June
30, 1994. Unincorporated territory containing residential property owners within
the same county and urban growth area may be annexed under this method (1) when
the territory contains less than 100 acres having at least 80 percent of its
boundaries contiguous to a city, or (2) of any size and having at least 80 percent
of it boundaries contiguous to the city if the area existed before June 30,
1994. This annexation method is initiated by city council resolution. However,
annexation by this method is potentially subject to a referendum election within
the unincorporated territory.
A. Contents of Resolution (RCW 35.13.183)
A resolution for annexation of an unincorporated island must:
- Describe the boundaries of the area to be annexed;
- State the number of voters residing in the area as nearly as possible;
and
- Set a date for a public hearing on the resolution.
B. Notice of Hearing (RCW 35.13.183)
Notice of the hearing on the annexation resolution is to be given by publication
of the resolution at least once a week for two weeks prior to the date of
the hearing, in one or more newspapers of general circulation within the city
and in one or more newspapers of general circulation within the area to be
annexed. However, it is likely that one newspaper would be generally circulated
both within the city and within the area proposed for annexation.
C. Hearing (RCW 35.13.1822)
Residents and property owners of the area described in the resolution are
to be afforded an opportunity to be heard.
D. Adoption of Annexation Ordinance (RCW 35.13.1822)
After the hearing, the city council may by ordinance annex the territory
described in the resolution, although it may be necessary to first obtain
review board approval, as discussed below. The ordinance may also provide
for the adoption of a proposed zoning regulation or for the assumption of
indebtedness by the area to be annexed. The effective date of the annexation
ordinance may not be less than 45 days after passage, to allow for the referendum
period discussed below.
E. Notice of Proposed Annexation (RCW 35.13.1822)
Notice of the proposed effective date of annexation, including a description
of the property to be annexed, is to be published at least once a week for
two weeks after the passage of the ordinance in one or more newspapers of
general circulation within the city and within the area to be annexed. If
the annexation ordinance provides for adoption of a proposed zoning regulation
or for the assumption of indebtedness, the notice must include a statement
of these requirements.
F. Review
- Boundary Review Board
Notice of intent to annex must also be filed with the boundary review
board, if one has been established in the county. Since procedures can
vary among counties, it is advisable to contact the appropriate review
board for specific procedures. (See Chapter Eight, Section II.) Boundary
review board clearance is necessary before the annexation may be effective.
- Ad Hoc Annexation Review Board (in counties without a boundary review
board)
Review by an ad hoc annexation review board is not necessary.
G. Referendum (RCW 35.13.1821)
The annexation ordinance is subject to potential referendum for 45 days
after passage. To initiate a referendum on the annexation, a referendum petition
must be signed by qualified electors in number equal to not less than ten
percent of the votes cast in the last general state election in the area to
be annexed. If a timely and sufficient referendum petition is filed with the
city council, the question of annexation is to be submitted to the voters.
H. Election on Referendum (RCW 35.13.1821, 35.13.1822, 35.13.080)
- Date of Election (RCW 35.13.1821)
The date is to be at the next general election, if one is to be held
within 90 days, or at a special election called not less than 45 days
nor more than 90 days after the filing of the petition. See Section I.H.
of this chapter for special election dates.
- Conduct of Election (RCW 35.13.1821)
The election is to be held in compliance with general election law.
- Notice of Election (RCW 35.13.1821, 35.13.080)
a. Notice must be posted for at least two weeks prior to the election
date in four public places within the area proposed to be annexed, and
b. Notice must be published in compliance with the requirements in
RCW 29.27.080 (i.e. at least one publication not more than ten nor less
than three days prior to the election in one or more newspapers of general
circulation in the area proposed to be annexed).
c. The notice of election must:
(1) State the hours during which the polls will be open;
(2) Contain a statement that the election will be held in the regular
polling places in each precinct, giving the address of each polling
place;
(3) Describe the boundaries of the area proposed to be annexed;
(4) State the purpose of the election; and
(5) Contain the following ballot language:
For annexation _
Against annexation _
or
For annexation and adoption of proposed zoning regulation _
Against annexation and adoption of proposed zoning regulation _
If the assumption of indebtedness provision is included in the petition,
this proposition must be voted upon as a separate item, and the notice
of election must indicate the format:
For assumption of indebtedness _
Against assumption of indebtedness _
I. Approval of Annexation (RCW 35.13.1821)
If clearance is received from the boundary review board (if any), and if
no sufficient referendum petition is filed within 45 days from of passage
of the annexation ordinance (excluding the date of passage), the annexation
will be effective upon the date fixed in the ordinance. If a sufficient petition
is filed and an election held, the annexation will be decided by majority
vote.
J. Notice of Annexation
For information on the notice that should be given after the annexation
becomes effective, see discussion in Section I.O. of this chapter. See also,
RCW 35.13.260.
VIII. Alternative Unincorporated Island-Interlocal Method of Annexation
The 2003 legislature adopted SHB 1755 (Chapter 299, Laws of 2003), creating an alternative method of annexing islands of unincorporated territory through the use of interlocal agreements. However, this "island-interlocal" method of annexation is only available to cities and towns located in counties that are subject to the "buildable lands" review and evaluation program (RCW 36.70A.215) under the Growth Management Act (GMA). RCW 35.13.470(1). These counties are Clark, King, Kitsap, Pierce, Snohomish, and Thurston.
Unlike the other method of annexing unincorporated "islands" of territory, which is available to all cities and requires the proposed annexation area to have at least 80 percent of it boundaries contiguous to a single city (see RCW 35.13.182), the proposed annexation area under the "island-interlocal" method need have only 60 percent of its boundaries contiguous to a city or to more than one city. As with all annexations in counties subject to the GMA, the proposed annexation area must be within an urban growth area (UGA). RCW 35.13.470(1).
A. Initiation by Resolution/Negotiation (RCW 35.13.470(1), RCW 35.13.480(1)(c))
The process is begun by the legislative body of a qualifying city or county (see above) adopting a resolution "commencing negotiations" for an interlocal agreement with the county or a city, as the case may be, for annexation of territory described in the agreement that is within the city's UGA and that has at least 60 percent of its boundaries contiguous to the annexing city or the annexing city and one or more other cities.
After a resolution is adopted, the county and city are to negotiate and try to reach an agreement regarding the annexation. RCW 35.13.480(1)(c) establishes a 180-day negotiation period, which begins with the date of the passage of the county resolution. The legislative body for either the county or city may, however, pass a resolution extending the negotiation period for one or more six-month periods if a public hearing is held and findings of fact are made prior to each extension. If the 180-day negotiation period expires, the county may initiate an annexation process with another city contiguous to the unincorporated island, as described in C below.
B. Agreement/Hearing (RCW 35.13.470(3))
Before executing the agreement, which must describe the boundaries of the territory to be annexed, the legislative bodies of the county and city must each hold a public hearing, which may be a joint hearing.
C. Alternate Procedure if County and City Do Not Reach Agreement (RCW 35.13.480)
The county may initiate the annexation process with another city, or more than one city, that has boundaries contiguous to the unincorporated island if:
- the county initiated the annexation process by resolution, as above; and
- the affected city rejected the proposed annexation or declined to enter into an agreement; or
- 180 days have passed since the county adopted the resolution and no agreement has been reached and neither the county or the city have, after a public hearing, passed a resolution extending the negotiation period.
The process then goes on exactly as in the original process above, although in this case it is only the county that, by resolution, can initiate the process.
Under this alternate process, a city may annex territory that is within another city's urban growth area or within an "urban service area" or "potential annexation area" (authorized by RCW 36.70A.110) designated for another city. Some counties have previously designated such areas within urban growth areas that border more than one city. If the territory proposed for annexation under this alternate process has been designated as part of an "urban service area" or "potential annexation area" for a specific city (i.e., not the annexing city under this alternate process) or if it lies within another city's urban growth area, or if the urban growth area territory proposed for annexation has been designated in a written agreement between the county and a specific city for annexation to that city, the city that the county negotiates with under this alternate process may still annex that territory as long as that designation receives "full consideration" before the process is initiated. RCW 35.13.470(2). What exactly may be necessary to satisfy this "full consideration" requirement remains to be seen.
Also, under this alternate process, a county may reach agreement with more than one city to annex the same unincorporated island, thereby throwing to the voters in that territory the choice of which city, if any, to annex to. The ballot for this election is to provide voters with the choice of whether or not to annex to a city and, for those voters wanting to annex, the choice of which city to annex to. If a majority of voters choose annexation, the area will be annexed to the city receiving the most votes among those voting in favor of annexation. The rules governing this election are otherwise those for an annexation by the election method. See Chapter Six, Section I.K. The county bears the cost of this election.
D. Public Notice of Agreement/Hearing (RCW 35.13.470(3))
The county and city must, either separately or jointly, publish the text of the agreement at least once a week for two weeks before the date of the hearing(s) in one or more newspapers of general circulation in the area proposed for annexation. Presumably, these publications should also provide notice of the public hearing(s).
E. Ordinance Providing for Annexation/Effective Date (RCW 35.13.470(4))
Following the public hearing(s) and adoption of the agreement between the county and city legislative bodies providing for the annexation of the unincorporated island, the city council adopts an ordinance annexing the territory as described in the agreement.
The ordinance may provide:
- that the property owners in the annexed area will assume their share of the city's outstanding indebtedness, and/or
- that a specific proposed zoning regulation is adopted for the area.
The ordinance must set the date that the annexation is effective, but that date must be 45 days or more following the date of ordinance adoption to accommodate a referendum procedure. The annexation will become effective upon that date, unless a sufficient referendum petition is filed under the procedure described below.
F. Notice of Annexation (RCW 35.13.470(4))
The city council must publish notice of the effective date of the annexation at least once a week for two weeks after passage of the ordinance in one or more newspapers of general circulation in the area to be annexed. If the annexation ordinance provides for assumption of indebtedness or adoption of a proposed zoning regulation, the notice shall include a statement of the requirements.
For information on the notice that should be given to the county and to the state once an annexation has been approved, see discussion set out in Section I.O of this chapter.
G. Boundary Review Board Review
A notice of intent to annex must be filed with the boundary review board, if one has been established in the county and has not been disbanded pursuant to RCW 36.93.230. See Chapter 8, Section II.
H. Referendum Procedure (RCW 35.21.480(5))
The annexation ordinance is subject to a referendum election if, within 45 days of adoption of the ordinance, a sufficient referendum petition is filed with the city council. A referendum petition is sufficient if it is signed by registered voters representing not less than 15 percent of the number of votes cast at the last state general election in the area to be annexed. If a sufficient petition is filed, an election on the annexation is to be held at a general election if it is within 90 days of the filing of the petition or at a special election that is 45 to 90 days after filing of the petition. The election is held only within the area subject to annexation and is decided by majority vote.
I. Notice of Annexation
For information on the notice that should be given to the county and to the state regarding an annexation, see discussion in Section I.O of this chapter.
IX. Boundary Line Adjustments
Legislation enacted in 1989 establishes a process for adjusting existing or
proposed city boundary lines to avoid a situation where a common boundary line
is or would be located within a right-of-way of a public street, road, or highway.
RCW 35.13.300 - .340. The process also applies to the situation where two cities
are separated or would be separated only by the right-of-way of a public street,
road, or highway, other than where a boundary line runs from one edge to the
other edge of the right-of-way. RCW 35.13.300. The process is available to all
cities and towns, including code cities.40
Id. Boundary adjustments can also be made where a portion of a parcel
of land is located partially within and partially without city boundaries. RCW
35.13.340.
A. Adjustments Between Two Cities That Share Common Boundary Within Right-of-Way
- The process is initiated by the councils of the two cities entering into
an agreement to alter their boundaries to create a new common boundary on
either edge of the right-of-way. The agreement may only include those adjustments
necessary to eliminate the right-of-way boundary line problem. This process
is not subject to review by the boundary review board. RCW 35.13.310.
- If the boundary line adjustment is necessitated by a proposed annexation,
the adjustment is similarly made by agreement between the two cities. The
agreement is not effective unless the annexation is enacted. If an agreement
is not reached, the annexation still proceeds. However, the boundaries are
to be adjusted by agreement between the cities within 180 days of the annexation,
or the county legislative body must make the adjustment within 60 days after
the 180 day period ends. This adjustment is not subject to boundary review
board review. RCW 35.13.320.
- If a boundary adjustment is necessitated by the incorporation of a new
city, the adjustment is to be made by agreement between the boundary review
board that is reviewing the proposed incorporation and the existing city
whose boundary would beadjusted. The incorporation process would proceed
even if an agreement is not initially reached, although the two cities must
reach agreement within 180 days of the official date of incorporation. If
no agreement is reached within 180 days, the county legislative authority
adjusts the boundary within 60 days. A boundary line adjustment is not subject
to boundary review board review. RCW 35.13.330.
B. Adjustments Involving Parcels of Property Located Partially Within
and Partially Without a City's Boundaries (RCW 35.13.340)
- Parcel Located Partially Within a City and Partially Within the Unincorporated
County
Where the common boundary between a city and a county splits a parcel
of property, that boundary may be adjusted to include the parcel either
wholly within the city or the county. The adjustment is initiated by a
petition signed by the owner of the property split by the boundary line.
A council resolution is then necessary to approve the adjustment. The
adjustment is not subject to boundary review board review if it is approved
by a resolution of the county legislative authority or in writing by a
county official or employee designated by county ordinance to make such
approvals.
- Parcel Located Partially Within One City and Partially Within Adjacent
City
An adjustment may be made so that the entire parcel is located within
either of the cities. The process is begun by petition of the property
owner, then approved by both cities involved. That approval may be by
council resolution or by the written approval of an officer or employee
designated by ordinance as having authority to make such approvals. The
adjustment is not subject to boundary review board review.
If the parcel involved includes a public right-of-way, the boundary adjustment
must be made in a manner to either include all or none of that right-of-way
within the boundaries of the city.
Chapter Seven - Methods of Annexation in Code Cities
Seven methods of annexation are available to code cities. The 60 percent petition
method is, by far, the most common. As discussed earlier, cities have found
the election method, whether initiated by resolution or by petition, to be extremely
cumbersome. Because of this and the expense of conducting an election, annexation
elections are infrequent. Statutes authorizing annexations for municipal purposes
are much more straightforward, but they apply only when a legitimate municipal
reason for the annexation can be demonstrated. Statutes authorizing the annexation
of federal areas are of even more limited application.
Note that in counties subject to the Growth Management Act, annexation may only occur with an urban growth area. RCW 35A.14.005.
I. Election Method, Initiated by Ten Percent Petition
The annexation of contiguous,41 unincorporated
territory may be initiated by a petition signed by voters living in the area
to be annexed. (Important Note: If a county road separates a city from territory
it proposes to annex, the road must also be annexed or the territory will not
be contiguous. Noncontiguous property cannot be legally annexed, except when
it is annexed for municipal purposes, as discussed later in this chapter.)
A. Contents of Petition (RCW 35A.14.020)
The petition must:
- Comply with the technical rules for petitions in RCW 35A.01.040 (See Appendix);
- Call for an election to vote upon the annexation;
- Describe the boundaries of the area proposed to be annexed;
- State the number of voters residing in that area as nearly as possible;
and
- State any provisions relating to the assumption of debt by the owners
of property of the area proposed to be annexed, the simultaneous adoption
of a proposed zoning regulation for the area to be annexed, or the creation
of a community municipal corporation.
The petition must be signed by qualified electors resident in the area proposed
for annexation equal to ten percent of the votes cast at the last state general
election in that area. (A qualified elector is a person 18 years of age or
over, a citizen of the United States, and a resident for atleast 30 days.
A qualified elector need not actually have registered to vote. AGLO 1974 No.
55.)
B. Contents of Petition - Optional (RCW 35A.14.025)
The petition may also provide for the simultaneous creation of a community
municipal corporation and for the election of community council members pursuant
to RCW 35.14.010 -060, or for the simultaneous inclusion of the annexed area
into a named existing community municipal corporation. If the petition provides
for the creation of a new community municipal corporation, it must also describe
the boundaries of the proposed service area, state the number of voters residing
in that area as nearly as possible, and ask for the election of community
council members by the qualified voters residing in the service area. See
Chapter Five, Section IV. on community municipal corporations.
C. Approval By City Council
- Filing of Petition and Determination of Sufficiency (RCW 35A.01.040, 35A.14.020)
After filing of the petition with the appropriate city official, it must
be transmitted within three working days to the county auditor for a determination
of sufficiency. RCW 35A.01.040. If there are sufficient valid signatures,
the county auditor certifies the sufficiency of the petition to the city
council. The council must pass a resolution within 60 days notifying the
petitioners of its approval or rejection either by mail or by publishing
a notice once a week for at least two weeks in one or more newspapers
of general circulation in the city and in one or more newspapers of general
circulation within the area proposed to be annexed. Council approval is
a condition precedent to further proceedings on the petition. A formal
public hearing is optional.
- Additional Conditions to Annexation (RCW 35A.14.020)
The city council, in approving the annexation, may also require that
any or all of these provisions be submitted to the electorate of the territory
to be annexed:
a. Whether property in the area proposed for annexation will be assessed
and taxed at the same rate and on the same basis as is property in the
annexing city and will be required to assume all or any portion of existing
city indebtedness.
b. Whether the city will require the simultaneous adoption of a proposed
zoning regulation, if one has been approved and filed as provided in
RCW 35A.14.330 and .340.
These questions, relating to the assumption of indebtedness and the adoption
of zoning, may be submitted to the voters either separately or as a single
proposition.
D. Petition Filed with County Legislative Authority and Applicable Review
Board (RCW 35A.14.030, 35A.14.220)
After city council approval, the petition is to be filed with the legislative
authority of the county in which the territory is located, along with a statement
of the provisions on assumption of debt and/or the simultaneous adoption of
a proposed zoning regulation. A copy of the petition and statement, if any,
is also to be filed with the boundary review board, if one has been established,
or otherwise with the county annexation review board for code cities, unless
the annexation is exempt from review. An annexation of less than 50 acres
or less than $2 million in assessedvaluation is not subject to review, except
in counties with a boundary review board. (An area of less than ten acres
and less than $2 million in assessed valuation need not be reviewed by the
boundary review board if the chair of the board states in writing that review
is not necessary. See RCW 36.93.110.)
See Chapter Eight for a detailed description of review boards and their procedures.
E. Limitations on Consideration of Conflicting Petitions and Resolutions
After the city council has adopted a resolution proposing the annexation
of territory, no territory included in the proposed annexation may be annexed
by another city unless: (1) the boundary review board or annexation review
board modifies the annexation proposal and removes the territory; (2) the
boundary review board or annexation review board rejects the annexation; or
(3) the city council or the voters, as the case may be, reject the proposed
annexation. RCW 35A.14.231.
If a city incorporation has been proposed by the filing of a petition with
the county auditor under RCW 35.02.020, an existing city may still annex territory
included within the proposed incorporation if, within 90 days of that filing,
a resolution proposing the annexation of that territory is adopted. Territory
that is ultimately annexed to a city will be withdrawn from the incorporation
proposal. RCW 35.02.155.
If an annexation is proposed by resolution more than 90 days after the filing
of an incorporation petition that includes territory proposed for annexation,
the annexation must be held in abeyance and may not occur unless:
(1) the boundary review board modifies the proposed incorporation to remove
the territory proposed for annexation; (2) the boundary review board rejects
the proposed incorporation and the proposed city has a population of less
than 7,500; or (3) the voters reject the proposed incorporation. RCW 35.02.155.
F. Decision of Review Board (RCW 35A.14.050)
The review board, whether a boundary review board or county annexation review
board, has the following options with respect to an annexation proposal:
- Approve the proposal as submitted;
- Modify the boundaries of the proposal and approve as modified (there are
different limitations on boundary modification, depending upon the review
board; see Chapter Eight); or
- Disapprove the proposal.
If the review board disapproves the proposed annexation, no further action
may be taken on the proposal and no other proposal for annexation of the same
or substantially the same territory (as determined by the board) may be initiated
or considered for 12 months.
G. Decision Filed with County Legislative Authority (RCW 35A.14.050)
Upon review board approval (with or without modifications), the city council
must indicate to the county auditor its preference for a special election
date for submitting the proposal to the voters of the territory proposed to
be annexed. The city council must indicate that preference at its next regular
meeting, if that meeting is to be held within 30 days of its receipt of thereview
board decision, or at a special meeting to be held within that 30-day period.
The county legislative authority must set the election date on the date indicated
by the city.
H. Election on Annexation
- Date of Election (RCW 35A.14.050, 29A.04.330)
The special election on the proposed annexation must occur on one of
the dates provided under RCW 29A.04.330 that is 60 or more days after the
preference is indicated.
Special election dates available under RCW 29A.04.330 are:
a. The first Tuesday after the first Monday in February;
b. The second Tuesday in March;
c. The fourth Tuesday in April;
d. The third Tuesday in May;
e. The day of the primary election; or
f. The first Tuesday after the first Monday in November.
- Conduct of Election (RCW 35.29.151)
The election must comply with general election law (Title 29A RCW).
- Cost of Election (RCW 35A.14.020)
The city is responsible for the election costs.
- Notice of Election (RCW 35A.14.070, RCW 35A.14.025)
a. The notice must be posted for at least two weeks prior to the election
date in four public places within the area proposed to be annexed, and
b. It must be published at least once a week for two weeks prior to
the election in one or more newspapers of general circulation within
the territory proposed to be annexed. One publication must also be from
three to ten days prior to the election.
c. The notice of election must:
(1) Describe the boundaries of the proposed annexation (as may have
been modified by the review board);
(2) State the purpose of the election (as in the petition);
(3) Require voters to cast ballots containing, as the case may be,
words equivalent to:
For annexation _
Against annexation _
or
For annexation and adoption of proposed zoning regulation
_
Against annexation and adoption of proposed zoning regulation
_
or
For creation of a community municipal corporation _
Against creation of a community municipal corporation _
or
For annexation and creation of community municipal corporation
_
Against annexation and creation of community municipal corporation
_
or
For inclusion in [a named existing community municipal corporation]
_
Against inclusion in [a named existing community municipal
corporation] _
or
For annexation and inclusion in [a named existing community
municipal corporation] _
Against annexation and inclusion in [a named existing community
municipal corporation] _
If the creation of a community municipal corporation is included
in the resolution or petition, the ballot language in the notice must
provide for voting on candidates for positions on the community council.
If assumption of all or a portion of indebtedness is proposed, the
notice and ballot must contain an appropriate, separate proposition
for or against the assumption of the portion of indebtedness that
the city requires to be assumed.
(4) The notice must, in compliance with general election law, also
contain the ballot title of measures to be voted upon at the election,
the dayand hours during which the polls will be open, and the address
of each polling place. RCW 35A.29.151, RCW 29A.52.350.
I. Canvass of Election Returns (RCW 35A.14.080)
- Duties of County Canvassing Board42 (RCW
35A.14.080)
On the Monday after the annexation election, the county canvassing board
must:
a. Canvass the returns; and
b. Submit a statement of canvass to the county legislative
authority.
- Minimum Vote Required for Approval of Annexation (RCW 35A.14.080, 35A.14.085)
a. The proposition for or against annexation, or for or against adoption
of the proposed zoning regulation, or for or against creation of a community
municipal corporation (or any combination of these, as the case may be)
may be approved by majority vote.
b. A proposition for or against the assumption of all or any portion
of indebtedness is approved by a 60 percent majority of those voting
on the proposition, and the number of persons voting is not less than
40 percent of the total number of votes cast in the area at the last
preceding general election.
c. The annexation proposition may be submitted on the same ballot as
the question to authorize an assumption of indebtedness. If the measures
are combined, the annexation and assumption are approved only if the
proposition is approved by a 60 percent majority of the voters voting
and the turnout represents at least 40 percent of the total number of
votes cast in the area at the last preceding general election. However,
the city council may adopt a resolution accepting the annexation, but
without the assumption of indebtedness, if the combined proposition
is approved by a simple majority.
J. Duty of County Legislative Authority (RCW 35A.14.080)
If the voters approve any of the propositions, the county legislative authority
must:
- Enter in its minutes a finding to that effect;
- Transmit and file a certified copy of its minutes to the city clerk; and
- Transmit to the city clerk a certified abstract of the vote, showing:
a. The number who voted at the election;
b. The number of votes cast for and against the proposition; and
c. A statement of the number of votes cast in the area at the last
preceding general election (if a proposition for assumption of indebtedness
was voted on).
If a proposition for the creation of a community municipal corporation
was submitted and approved, the abstract must include the number of votes
cast for the candidates for community council positions. (Certificates
of election are to be issued to the successful candidates. They are to
assume office within ten days after the election.)
K. Duty of City Upon Receipt of Abstract of Vote (RCW 35A.14.090)
- The city clerk must transmit the certified copy of the finding of the
county legislative authority to the city council at its next regular meeting
or as soon thereafter as practicable.
- The city council must then adopt ordinances providing for annexation,
the adoption of the proposed zoning regulation, the assumption of indebtedness,
and/or creation of a community municipal corporation, as is appropriate.
If the voters rejected a proposition on assumption of indebtedness, the
council may refuse to annex the territory.
L. Effective Date of Annexation (RCW 35A.14.100)
The annexation and any propositions relating to zoning and assumption of
indebtedness are effective on the date fixed in the annexation ordinance(s).
Note, however, that there are important timing issues as to when an annexation
occurs with respect to when the city's property tax levy can be effective
in the newly annexed area and with respect to receipt of state-shared revenues,
sales tax, and, if applicable, sales tax equalization payments. See Chapter
Four, Section IV.
M. Notice of Annexation
- Notice to State (RCW 35A.14.700)
The city must submit an annexation certificate and additional supporting
documents to the state Office of Financial Management (OFM) within 30
days of the effective date of annexation. See Chapter Four, Section IV.A.
Certificate forms and additional information are available from that office:
Office of Financial Management
Forecasting Division
300 Insurance Building
PO Box 43113
Olympia, WA 98504-3113
Telephone: (360) 902-0597
OFM requires submission of the following documents for the annexation
certification process: (1) the signed annexation certificate, in triplicate
(certificate form obtained from OFM); (2) three copies of the annexation
ordinance containing the legal description of the area annexed; (3) three
maps of the annexed area, conforming with OFM map requirements; and (4)
the original (hand-written) Special Population Census Sheets used to enumerate
the population and housing of the annexed area. OFM will send specific
instructions upon request. The certificate is to be signed by the mayor
and attested by the clerk. Filing of the certificate and the supporting
documents is essential for a city to receive credit for increased population.
This is important for the allocation and distribution of state funds to
cities. See Chapter Four, Section IV.A.
The resident population of the newly annexed area, as of the effective
date of the annexation, is to be determined by or under the direction
of the mayor in accordance with OFM policies. OFM requires that the city
conduct an annexation census within 30 days of the effective date of the
annexation, but the actual enumeration should not begin until the effective
date unless pre-approved by OFM. Contact the Forecasting Division at OFM
for information on the annexation census.
Upon certification of the annexation, OFM forwards revised population
information to each state official or department responsible for making
allocations or payments to cities and towns. However, if the revised certificate
is forwarded 30 days or less prior to the commencement of the next quarter,
then the population of the newly annexed area is not considered until
the following quarter.
- Special Notice to County Assessor and Auditor (RCW 35A.14.801)
To receive the levied but uncollected county road taxes beginning on
the effective date of the annexation, the city must notify the county
treasurer and assessor of the annexation at least 30 days before the
effective date. The notice must be by certified mail and must include
a list of annexed parcel numbers. The county is required to remit only
those road taxes collected 30 or more days after receipt of the notification.
- Other Notice
For information regarding the notice that should be given to the county,
the Department of Revenue, and city departments, see discussion in Section
I.O. of Chapter Six.
II. Election Method, Initiated by Resolution
The annexation of contiguous, unincorporated territory may also be initiated
by city council resolution. After the annexation is properly initiated by resolution,
the election procedures under this method are identical to those used in the
election method initiated by the ten percent petition.
A. Legislative Determination (RCW 35A.14.015)
Initially, the city council must determine that the best interests and general
welfare of the city would be served by the annexation.
B. Contents of Resolution
- Mandatory Provisions (RCW 35A.14.015)
The resolution must:
a. Call for an election to be held to submit the annexation proposal to
the voters in the territory proposed to be annexed;
b. Describe the boundaries of the area to be annexed;
c. State the number of voters in the area to be annexed as nearly as
possible; and
d. State that the city will pay the cost of the election.
A formal public hearing is optional.
- Optional Provisions (RCW 35A.14.015)
The city council should also decide whether any of the following optional
provisions will be included in the resolution:
a. Requiring the voters in the area to vote on the assumption of all or
any portion of existing city indebtedness.
b. Requiring the simultaneous adoption of proposed zoning regulations,
prepared under RCW 35A.14.340, upon approval of the annexation.
c. Requiring simultaneous inclusion of the area in a named existing
community municipal corporation upon annexation. This proposition must
be submitted to the voters as part of the annexation proposition, not
separately. RCW 35.13.015.
d. If there is no existing community municipal corporation, a community
municipal corporation may be created simultaneously upon annexation,
if the resolution calls for its creation and the election of community
council members as provided in chapter 35.14 RCW. RCW 35A.14.025. (See
Chapter Five, Section IV. of this publication.) This proposition may
be submitted to the voters as part of the annexation proposition, or
separately.
C. Filing of Resolution with County Legislative Authority and Applicable
Review Board (RCW 35A.14.015)
A certified copy of the resolution is to be filed with:
- The legislative authority of the county in which the proposed annexation
is located; and
- The boundary review board if one has been established; or
- If a boundary review board has not been established, with the county annexation
review board for code cities, unless the annexation is not subject to review
under RCW 35A.14.220 (i.e. less than 50 acres or less than $2 million in
assessed valuation). RCW 35A.14.015
D. Limitations on Consideration of Conflicting Petitions and Resolutions
(RCW 35A.14.231, 35.02.155)
See Section I.E. of this chapter.
E. Decision of Review Board (RCW 35A.14.050)
The review board, whether a boundary review board or county annexation review
board, has the following options with respect to an annexation proposal:
- Approve the proposal as submitted;
- Modify the boundaries of the proposal and approve as modified (there are
different limitations on boundary modification, depending upon the review
board; see Chapter Eight); or
- Disapprove the proposal.
If the review board disapproves the proposal, no further action may be taken
on the proposal and no other proposal for annexation of the same or substantially
the same territory (as determined by the board) may be initiated or considered
for 12 months.
F. Decisions Filed with County Legislative Authority (RCW 35A.14.050)
Upon review board approval (with or without modification), the city council
must indicate to the county auditor its preference for a special election
date for submitting the proposal (with any modifications made by the review
board) to the voters of the territory proposed to be annexed. The city council
must indicate that preference at its next regular meeting, if that meeting
is to be held within 30 days of its receipt of the review board decision,
or at a special meeting to be held within that 30-day period. The county legislative
authority must set the election date on the date indicated by the city.
G. Election, Canvass of Vote, Effective Date, Notice, Etc.
For information on the election process, canvassing of the vote, effective
date of annexation, and the required notice, see discussion in Sections I.H.
to I.M. of this chapter.
III. The Sixty Percent Petition Annexation Method
The most frequently used method of annexing unincorporated territory is by
petition of the owners of at least 60 percent of the property value in the area,
computed according to the assessed valuation of the property for general taxation
purposes.
A. Initiation of the 60 Percent Petition Annexation (RCW 35A.14.120)
Prior to circulating a petition for annexation, the initiating party or parties
(the owners of property representing not less than ten percent of the assessed
value of the property for which annexation is sought) must give written notice
to the city council of their intention to commence annexation proceedings.
B. Meeting with Initiators on the Annexation Proposal (RCW 35A.14.120)
The city council is to set a date (not later than 60 days after the filing
of the notice) for a meeting with the initiating parties to determine:
- Whether the city will accept, reject, or geographically modify the proposed
annexation;
- Whether it will require the simultaneous adoption of a proposed zoning
regulation, if such a proposal has been prepared and filed (as provided
for in RCW 35A.14.330, and RCW 35A.14.340); and
- Whether it will require the assumption of all or any portion of existing
city indebtedness by the area to be annexed.
If the legislative body requires the adoption of a proposed zoning regulation
and/or the assumption of all or any portion of indebtedness as conditions
to annexation, it is to record this action in its minutes.
Council acceptance is a condition precedent to circulation of the petition.
There is no appeal from the council decision.
C. Contents of Petition (RCW 35A.14.120)
If the city council accepts the initial annexation proposal, the petition
may be drafted and circulated.43 The petition
must:
- Describe the property according to government legal subdivisions or legal
plats.
- Be accompanied by a map that outlines the boundaries of the property sought
to be annexed.
- If the council has required the assumption of all or any portion of city
indebtedness and/or the adoption of a proposed zoning regulation for the
area to be annexed, set forth these facts clearly, together with a quotation
of the minute entry of that requirement.
- Be signed by the owners of not less than 60 percent of the assessed value44
of the property for which annexation is petitioned. Owners eligible
to sign are defined in RCW 35A.01.040(9)(a) through (e).45
(See Appendix, which reproduces the provisions of RCW 35A.01.040.)
- Comply with the rules for petitions in RCW 35A.01.040. (See Appendix.)
RCW 35A.14.130.
D. Filing of Petition; Determination of Sufficiency
- The petition is to be filed with the city council. RCW 35A.14.120. Although
there is no time limit specified in the annexation statutes as to when a
petition need be filed with the council after it has begun circulating for
signatures, the signatures on a petition are valid only if signed no later
than six months prior to the filing date. Any signatures older than six
months are to be stricken from the petition by the officer certifying petition
sufficiency. RCW 35A.01.040(8).
- The petition must be certified as sufficient (i.e., as having valid signatures
representing the required 60 percent of property value). Within three working
days of the filing of the petition, the officer with whom the petition is
filed must transmit the petition to the county assessor, who makes the determination
of the sufficiency of the petition. The county officer whose duty it is
to determine petition sufficiency must file with the officer receiving the
petition for filing a certificate stating the date the determination of
sufficiency was begun. The officer determining petition sufficiency must
do so with reasonable promptness. RCW 35A.01.040(4).
E. Hearing on Petition (RCW 35A.14.130)
When a legally sufficient petition is filed, the city council may consider
it46 and:
- Fix a date for a public hearing, and
- Provide notice specifying the time and place of the hearing and inviting
interested persons to appear and voice approval or disapproval of the annexation.
The notice is to be:
There are no statutory requirements concerning the actual hearing, other
than to give proponents and opponents an opportunity to speak.
F. Limitation on Consideration of Conflicting Petitions and Resolutions
(RCW 35A.14.231, 35.02.155)
After an annexation petition has been filed with the city proposing the annexation
of territory, no territory included in the proposed annexation may be annexed
by another city or town unless: (1) the boundary review board or annexation
review board modifies the annexation proposal and removes the territory; (2)
the boundary review board or annexation review board rejects the annexation;
or (3) the city council or the voters, as the case may be, reject the proposed
annexation. RCW 35A.14.231. This rule does not prevent a city, after an annexation
petition has been filed with it, from considering a different annexation proposal
embracing some of the same territory.
If a city incorporation has been proposed by the filing of a petition with
the county auditor under RCW 35.02.020, an existing city may still annex territory
included within the proposed incorporation if, within 90 days of that filing,
a petition proposing the annexation of that territory is filed. Territory
that is ultimately annexed to a city will be withdrawn from the incorporation
proposal. RCW 35.02.155.
If an annexation is proposed by petition more than 90 days after the filing
of an incorporation petition that includes territory proposed for annexation,
the annexation must be held in abeyance and may not occur unless:
(1) the boundary review board modifies the proposed incorporation to remove
the territory proposed for annexation; (2) the boundary review board rejects
the proposed incorporation and the proposed city has a population of less
than 7500; or (3) the voters reject the proposed incorporation. RCW 35.02.155.
G. Decision (RCW 35A.14.140)
- Cities in Counties Without Boundary Review Boards
Following the hearing (though not necessarily immediately), the city
council decides whether to approve the annexation. If it decides to approve,
it must enact an ordinance to annex the territory. RCW 35A.14.140. It
may annex all or any portion of the area proposed for annexation, but
may not include any property not described in the annexation petition.
Id. The county annexation review board does not review annexations
under the 60 percent petition method. RCW 35A.14.220.
- Cities in Counties Having Boundary Review Boards
Since a code city in a county with a boundary review board may not annex
territory without prior board approval (unless the board determines, for
certain proposals, that review is not necessary, or the board's jurisdiction
is not invoked),47 an annexation ordinance
passed following a hearing but before board review cannot yet be effective.
Consequently, cities in counties requiring action by a boundary review
board, when they have not previously received review board approval, often
first pass a motion or resolution of intent to annex. After review board
approval, the formal ordinance is adopted.
- Conflict between RCW 35A.14.140 and Boundary Review Board Statutes
An area where the boundary review board statutes and the annexation statutes
present a conflict concerns the ability of the city council, under RCW
35A.14.140, to pass an ordinance annexing all or any portion of
the proposed area but not any property not described in the
petition. Under RCW 36.93.150(2), the boundary review board may
add or delete territory from a proposed annexation, and, under RCW 36.93.155,
a city may not approve an annexation other than that which receives board
approval. Thus, if the board adds territory to that included in the petition,
one statute says a city may not annex property not included in the petition,
and another says that the city must annex, if at all, all the territory
that the board approved for annexation, which, in this circumstance, would
be more than was included in the petition. MRSC is not aware of a city
having confronted this type of situation, but it could occur.
In this situation, at least according to an attorney general's memorandum,
the boundary review board statutes control. See November 7, 1994 memo
from Nancy Sloane Schoepflin, Assistant Attorney General, to Susan Winchell,
Planner for the Spokane County Boundary Review Board (available from MRSC).
The boundaries of a proposed annexation are therefore set as of the date
of the boundary review board decision, and the annexation initiators need
not gather more petition signatures.48
The city council, after holding the required hearing may decide to annex
the territory as approved by the board. Id.
If the boundary review board were to delete territory from that included
in the petition, the city council would have the authority to approve
that territory for annexation. However, the council's authority in a county
with a boundary review board, under RCW 35A.14.140, to independently approve
an annexation of an area smaller than that included in the petition appears
to be illusory.
H. Review49
- Boundary Review Board (RCW 36.93.090, .100)
If a boundary review board has been established within the county, the
annexation initiators must file a notice of intention with
the board within 180 days of when the annexation is proposed.
The board may assume jurisdiction over the annexation if, within 45
days of filing the notice of intention, a request for review is made by:
a. The city to which the annexation is proposed, the county within which
the annexation is proposed, or any other affected governmental unit; or
b. Petition of registered voters or property owners.
If jurisdiction is not invoked within 45 days, the proposed annexation
is deemed approved.
The board must act within 120 days of the review request, unless the
board and the annexation initiators agree to an extension. If no decision
is made within 120 days and no extension is granted, the proposal is deemed
approved.
- County Annexation Review Board for Code Cities (RCW 35A.14.220)
The county annexation review board for code cities does not review annexations
under the 60 percent petition method.
I. Effective Date of Annexation (RCW 35A.14.150)
The annexation, together with any provision relating to application of a
proposed zoning regulation, is effective on the date fixed in the ordinance.
Note, however, that there are important timing issues as to when an annexation
occurs with respect to when the city's property tax levy can be effective
in the newly annexed area and with respect to receipt of state-shared revenues,
sales tax, and, if applicable, sales tax equalization payments. See Chapter
Four, Section IV.
J. Notice of Annexation (RCW 35A.14.150, RCW 35A.14.801, RCW 84.09.030)
For information on the notice that should be given following completion of
the annexation process, see discussion in Section I.M. of this chapter.
IV. Alternative Petition Annexation Method
In response to the state supreme court declaring the 60 percent petition method unconstitutional, the 2003 legislature enacted a new petition method designed to address what the court determined were constitutional defects in the old petition method. Annexation petitions under this new method are to be signed both by property owners and by voters. Subsequently, the state supreme court reversed its earlier decision and determined the 60 percent petition method to be constitutional. So, cities now have second, alternative petition method for annexing territory.
A. Initiation/Notice of Intention (RCW 35A.14.420)
An annexation under this method is initiated by written notice to the city council of an "intention to commence annexation proceedings" signed by owners of not less than 10 percent of the acreage of this area.
Note that, under RCW 28A.335.110, school district property can be annexed only if it constitutes the entire area proposed for annexation. Consequently, annexation of school district property can be initiated only by a school district.
B. Meeting with Initiators/Initial Decision by City Council (RCW 35A.14.420)
The city council must set a date for a meeting with the initiating parties, which may occur no later than 60 days after the filing of notice of intention, to determine whether the council will:
- Accept the annexation as proposed;
- Geographically modify the proposed annexation (and accept the proposed annexation as modified); or
- Reject the annexation.
The decision of the council whether to "accept" the proposed annexation is entirely within the council's discretion. By accepting a proposed annexation, the council is not committing itself to ultimately annexing the territory proposed when a sufficient petition is presented to it. The decision to accept merely allows the annexation to go forward procedurally. If the council rejects the proposed annexation, the initiating parties have no right of appeal.
If the council accepts the annexation, it must also decide:
-
Whether it will require the simultaneous adoption of a proposed zoning regulation, and
- Whether it will require the assumption of all or any portion of existing city indebtedness by the area to be annexed.
If the council decides to require either or both of the above, that decision must be reflected in the meeting minutes.
C. Petition Requirements (RCW 35A.14.420)
If the city council accepts the initial annexation proposal, the initiating parties may draft and circulate a petition for signatures. The petition for annexation must:
- Be in writing and be addressed to the city council;
- Contain a legal description of the property;
- Be accompanied by a drawing that outlines the boundaries of the area proposed for annexation;
- If the city council is requiring the assumption of all or any portion of city or town indebtedness and/or the adoption of a comprehensive plan or proposed zoning regulation for the area to be annexed, state those facts, along with a quotation from the meeting minutes where the council imposed such requirements;
- Be signed by:
a. Owners of a majority of the acreage of the area proposed for annexation; and
b. A majority of the registered voters residing in the area proposed for annexation; but, if there are no residents in the area proposed for annexation or no registered voters, by the owners of a majority of the acreage of the area.
(For school district property, the petition is to be signed by the district board of directors.)
- Comply with the rules for petitions in RCW 35A.01.040; and
- Be filed with the city council.
D. Filing of Petition, Hearing on Petition, etc.
The rest of the procedures for this alternative petition method are identical to those for the 60 percent petition method in Sections III.D through J of this chapter. However, there are different statutory citations for: notice of hearing (RCW 35A.14.430); ordinance providing for annexation (RCW 35A.14.440); and effective date of annexation (RCW 35A.14.450).
V. Annexation for Municipal Purposes (RCW 35A.14.300)
A code city may, by majority vote of the council, annex territory outside its
limits for any municipal purpose, if the territory is owned by the city. This
may be done regardless of whether the territory is contiguous or noncontiguous.
Review by the boundary review board or by the county annexation review board
for code cities is not necessary if the property being annexed for municipal
purpose is contiguous to the city. RCW 35A.14.220 and RCW 36.93.090.
For information on the notice that should be given once the territory is annexed,
see discussion in Section I.M. of this chapter.
VI. Annexation of Federally Owned Areas
A code city may annex any contiguous, unincorporated area within four miles
of its corporate limits by either (1) an ordinance acknowledging an agreement
with the federal government to annex federal government land or (2) an ordinance
accepting a gift, grant, or lease from the U.S. government of the right to occupy,
control, improve, or sublet it for commercial, manufacturing, or industrial
purposes. RCW 35A.14.310.
A. Annexations pursuant to a gift, grant or lease
- The Annexation Ordinance (RCW 35A.14.320)
When annexing such territory, a city may in its annexation ordinance:
a. Include such tidelands and shorelands as may be necessary or convenient
for the use of the gift, grant, or lease, and
b. Accept the terms and conditions attached to the gift, grant, or
lease.
- Authority Over Annexed Territory (RCW 35A.14.320)
The city may:
a. Survey, subdivide, and plat the property into lots, blocks, or tracts
and lay out, reserve for public use, and improve streets, roads, alleys,
slips, and other public places;
b. Grant or sublet any lot, block, or tract for commercial, manufacturing,
or industrial purposes and reserve, receive, and collect rents; and
c. Expend rents received from the property to make and maintain public
improvements in the area, and transfer any surplus remaining at the
end of any fiscal year to the city current expense fund.
C. Review
When a boundary review board has been established in the county, a notice
of intent to annex must be filed with it. See procedures outlined in Chapter
Eight, Section II. Review by the county annexation review board for code cities
is not required in counties without a boundary review board. RCW 35A.14.220
D. Notice of Annexation
For information on the notice that should be given once the area is annexed,
see discussion in Section I.M. of this chapter.
VII. Annexation of Unincorporated Islands
The annexation statutes provide for an abbreviated procedure to annex unincorporated
islands or pockets of property within a city. When there is an unincorporated
area (1) containing less than 100 acres of which at least 80 percent of the
boundaries are contiguous to a code city or (2) of any size and having at least
80 percent of the boundaries contiguous to a code city if the area existed before
June 30, 1994, is within the same county and urban growth area designated under
RCW 36.70A.110, and the city was planning under the Growth Management Act as
of June 30, 1994, the city council may initiate annexation proceedings by resolution.
However, annexation by this method is potentially subject to a referendum election
within the unincorporated territory.
A. Contents of Resolution (RCW 35A.14.295)
A resolution for annexation of an unincorporated island must:
- Describe the boundaries of the area to be annexed;
- State the number of voters residing in the area as nearly as possible;
and
- Set a date for a public hearing on the resolution.
B. Notice of Hearing (RCW 35A.14.295)
Notice of the hearing on the annexation resolution is to be given by publication
of the resolution at least once a week for two weeks prior to the date of
the hearing, in one or more newspapers of general circulation within the city
and in one or more newspapers of general circulation within the area to be
annexed. However, it is likely that one newspaper would be generally circulated
both within the city and in the area proposed for annexation.
C. Hearing (RCW 35A.14.297)
Residents and property owners of the area described in the resolution are
to be afforded an opportunity to be heard.
D. Adoption of Annexation Ordinance (RCW 35A.14.297)
After the hearing, the city council may by ordinance annex the territory
described in the resolution, although it may be necessary to first obtain
review board approval, as discussed below. The ordinance may also provide
for the adoption of a proposed zoning regulation or for the assumption of
indebtedness by the area to be annexed. The effective date of the annexation
ordinance may not be less than 45 days after passage, to allow for the referendum
period discussed below.
E. Notice of Annexation (RCW 35A.14.297)
Notice of the proposed effective date of annexation, including a description
of the property to be annexed, is to be published at least once a week for
two weeks after the passage of the ordinance in one or more newspapers of
general circulation within the city and within the area to be annexed. If
the annexation ordinance provides for adoption of a proposed zoning regulation
or for the assumption of indebtedness, the notice must include a statement
of these requirements.
F. Review
- Boundary Review Board
Notice of intent to annex must also be filed with the boundary review
board, if one has been established in the county. Since procedures can
vary among counties, it is advisable to contact the appropriate review
board for specific procedures. (See Chapter Eight, Section II.) Boundary
review board clearance is necessary before the annexation may be effective.
- County Annexation Review Board for Code Cities
Review by the county annexation review board for code cities is not necessary
in counties without a boundary review board. RCW 35A.14.220.
G. Referendum (RCW 35A.14.297, RCW 35A.14.299)
The annexation ordinance is subject to potential referendum for 45 days after
passage. To initiate a referendum on the annexation, a referendum petition
must be signed by qualified electors in number equal to not less than ten
percent of the votes cast in the last general state election in the area to
be annexed. If a timely and sufficient referendum petition is filed with the
city council, the question of annexation is to be submitted to the voters.
H. Election
- Date of Election (RCW 35A.14.299, RCW 29A.04.330)
The date is to be at the next general election, if one is to be held
within 90 days, or at a special election called not less than 45 days
nor more than 90 days after the filing of the petition. See Section I.H.
of this chapter for special election dates.
- Conduct of Election (RCW 35A.29.151)
The election is to be held in compliance with general election law.
- Notice of Election (RCW 35A.14.299, RCW 35A.14.070)
a. The notice must be posted for at least two weeks prior to the date
of election in four public places within the area proposed to be annexed,
and
b. Published at least once a week for two weeks prior to the election
in one or more newspapers of general circulation within the area proposed
to beannexed. One publication must also be not more than ten nor less
than three days prior to the election.
c. The notice of election must:
(1) Describe the boundaries of the area proposed to be annexed,
(2) State the purpose of the election as stated in the resolution,
(3) Require voters to cast ballots containing the words equivalent
to:
For annexation _
Against annexation _
or
For annexation and adoption of proposed zoning regulation
_
Against annexation and adoption of proposed zoning regulation
_
If assumption of indebtedness is proposed, the notice and ballot
shall contain a separate proposition:
For assumption of indebtedness _
Against assumption of indebtedness _
(4) Also contain the ballot title of measures to be voted upon at
the election, the day and hours during which the polls will be open,
and the address of each polling place in each precinct. RCW 35A.29.140.
I. Approval of Annexation (RCW 35A.14.297, RCW 35A.14.299)
If clearance is received from the boundary review board (if any), and if
no sufficient referendum petition is filed within 45 days from of passage
of the annexation ordinance (excluding the date of passage), the annexation
will be effective upon the date fixed in the ordinance. If a sufficient petition
is filed and an election held, the annexation will be decided by majority
vote.
J. Notice of Annexation
For information on the notice that should be given after the annexation becomes
effective, see discussion in Section I.M. of this chapter. See also, RCW 35A.14.700.
VIII. Alternative Unincorporated Island-Interlocal Method of Annexation
The 2003 legislature adopted SHB 1755 (Chapter 299, Laws of 2003), creating an alternative method of annexing islands of unincorporated territory through the use of interlocal agreements. However, this "island-interlocal" method of annexation is only available to cities and towns located in counties that are subject to the "buildable lands" review and evaluation program (RCW 36.70A.215) under the Growth Management Act (GMA). RCW 35A.14.460(1). These counties are Clark, King, Kitsap, Pierce, Snohomish, and Thurston.
Unlike the other method of annexing unincorporated "islands" of territory, which is available to all cities and requires the proposed annexation area to have at least 80 percent of it boundaries contiguous to a single city (see RCW 35A.14.295), the proposed annexation area under the "island-interlocal" method need have only 60 percent of its boundaries contiguous to a city or to more than one city. As with all annexations in counties subject to the GMA, the proposed annexation area must be within an urban growth area (UGA). RCW 35A.14.460(1).
A. Initiation by Resolution/Negotiation (RCW 35A.14.460(1), RCW 35A.14.470(1)(c))
The process is begun by the legislative body of a qualifying city or county (see above) adopting a resolution "commencing negotiations" for an interlocal agreement with the county or a city, as the case may be, for annexation of territory described in the agreement that is within the city's UGA and that has at least 60 percent of its boundaries contiguous to the annexing city or the annexing city and one or more other cities.
After a resolution is adopted, the county and city are to negotiate and try to reach an agreement regarding the annexation. RCW 35A.14.470(1)(c) establishes a 180-day negotiation period, which begins with the date of the passage of the county resolution. The legislative body for either the county or city may, however, pass a resolution extending the negotiation period for one or more six-month periods if a public hearing is held and findings of fact are made prior to each extension. If the 180-day negotiation period expires, the county may initiate an annexation process with another city contiguous to the unincorporated island, as described in C below.
B. Agreement/Hearing (RCW 35A.14.460(3))
Before executing the agreement, which must describe the boundaries of the territory to be annexed, the legislative bodies of the county and city must each hold a public hearing, which may be a joint hearing.
C. Alternate Procedure if County and City Do Not Reach Agreement (RCW 35A.14.470)
The county may initiate the annexation process with another city, or more than one city, that has boundaries contiguous to the unincorporated island if:
- the county initiated the annexation process by resolution, as above; and
- the affected city rejected the proposed annexation or declined to enter into an agreement; or
- 180 days have passed since the county adopted the resolution and no agreement has been reached and neither the county or the city have, after a public hearing, passed a resolution extending the negotiation period.
The process then goes on exactly as in the original process above, although in this case it is only the county that, by resolution, can initiate the process.
Under this alternate process, a city may annex territory that is within another city's urban growth area or within an "urban service area" or "potential annexation area" (authorized by RCW 36.70A.110) designated for another city. Some counties have previously designated such areas within urban growth areas that border more than one city. If the territory proposed for annexation under this alternate process has been designated as part of an "urban service area" or "potential annexation area" for a specific city (i.e., not the annexing city under this alternate process) or if it lies within another city's urban growth area, or if the urban growth area territory proposed for annexation has been designated in a written agreement between the county and a specific city for annexation to that city, the city that the county negotiates with under this alternate process may still annex that territory as long as that designation receives "full consideration" before the process is initiated. RCW 35A.14.460(2). What exactly may be necessary to satisfy this "full consideration" requirement remains to be seen.
Also, under this alternate process, a county may reach agreement with more than one city to annex the same unincorporated island, thereby throwing to the voters in that territory the choice of which city, if any, to annex to. The ballot for this election is to provide voters with the choice of whether or not to annex to a city and, for those voters wanting to annex, the choice of which city to annex to. If a majority of voters choose annexation, the area will be annexed to the city receiving the most votes among those voting in favor of annexation. The rules governing this election are otherwise those for an annexation by the election method. See Chapter Seven, Section I.H. The county bears the cost of this election.
D. Public Notice of Agreement/Hearing (RCW 35A.14.460(3))
The county and city must, either separately or jointly, publish the text of the agreement at least once a week for two weeks before the date of the hearing(s) in one or more newspapers of general circulation in the area proposed for annexation. Presumably, these publications should also provide notice of the public hearing(s).
E. Ordinance Providing for Annexation/Effective Date (RCW 35A.14.460(4))
Following the public hearing(s) and adoption of the agreement between the county and city legislative bodies providing for the annexation of the unincorporated island, the city council adopts an ordinance annexing the territory as described in the agreement.
The ordinance may provide:
- that the property owners in the annexed area will assume their share of the city's outstanding indebtedness, and/or
- that a specific proposed zoning regulation is adopted for the area.
The ordinance must set the date that the annexation is effective, but that date must be 45 days or more following the date of ordinance adoption to accommodate a referendum procedure. The annexation will become effective upon that date, unless a sufficient referendum petition is filed under the procedure described below.
F. Notice of Annexation (RCW 35A.14.460(4))
The city council must publish notice of the effective date of the annexation at least once a week for two weeks after passage of the ordinance in one or more newspapers of general circulation in the area to be annexed. If the annexation ordinance provides for assumption of indebtedness or adoption of a proposed zoning regulation, the notice shall include a statement of the requirements.
For information on the notice that should be given to the county and to the state once an annexation has been approved, see discussion set out in Section I.M of this chapter.
G. Boundary Review Board Review
A notice of intent to annex must be filed with the boundary review board, if one has been established in the county and has not been disbanded pursuant to RCW 36.93.230. See Chapter 8, Section II.
H. Referendum Procedure (RCW 35A.14.470(5))
The annexation ordinance is subject to a referendum election if, within 45 days of adoption of the ordinance, a sufficient referendum petition is filed with the city council. A referendum petition is sufficient if it is signed by registered voters representing not less than 15 percent of the number of votes cast at the last state general election in the area to be annexed. If a sufficient petition is filed, an election on the annexation is to be held at a general election if it is within 90 days of the filing of the petition or at a special election that is 45 to 90 days after filing of the petition. The election is held only within the area subject to annexation and is decided by majority vote.
I. Notice of Annexation
For information on the notice that should be given to the county and to the state regarding an annexation, see discussion in Section I.M of this chapter.
IX. Boundary Line Adjustments
Legislation adopted in 1989 provides a process whereby a code city's boundaries
may be adjusted to include (or exclude) area located within a public street,
or where one parcel is located both within and without the city's limits. See
RCW 35.13.300 - .340. The process for such adjustments applicable to code cities
is the same as that applicable to other cities and towns and is discussed in
Chapter Six, Section VI.
Chapter Eight - Review Boards
I. Introduction
The state legislature created review boards to ease the problems that may arise
from the rapid proliferation of municipalities and haphazard extension
of and competition to extend municipal boundaries. See RCW 36.93.010.
The boards are to promote the logical growth of local governments, reduce municipal
competition for unincorporated territory, and preserve property values and consistent
land use planning.
However, in counties in which the Growth Management Act (GMA) applies, the
responsibility to effect such policies now primarily resides with city and county
governments.50 In apparent recognition of this
shift of responsibility in GMA counties, the legislature has authorized any
GMA county, at its discretion, to disband its boundary review board (if any)
after the county and the cities and towns within it have adopted comprehensive
plans and consistent development regulations that comply with GMA requirements.51
RCW 36.93.230. After disbandment of a boundary review board, cities and towns
within the county will not, presumably, have annexations reviewed by any board.
There are three different types of review boards that review annexations. The
appropriate review board for a particular annexation depends upon: (1) the county
in which the annexing city is located; (2) the class of the annexing city; and
(3) the method of annexation. See table on following page.
All annexations by cities and towns located in counties in which boundary review
boards have been established are subject to review only by the boundary review
board. Boundary review boards currently exist in the following 19 counties:
Benton, Chelan, Clark, Cowlitz, Douglas, Grant, King, Kitsap, Kittitas, Pacific,
Pierce, Skagit, Skamania, Snohomish, Spokane, Thurston, Walla Walla, Whatcom, Yakima
Annexations by cities in other counties may be subject to review by an ad hoc
annexation review board (first and second class cities and towns) or by the
county annexation review board for code cities (code cities only). The ad hoc
review board reviews annexations under the election method; it is unclearwhether
these boards review annexations under the 75 percent petition method. The county
annexation review board for code cities only reviews annexations by code cities
under the election method, except where statutorily exempt. Specific procedures
for each of these methods are outlined in the following table.
|
Method of Annexation
|
Subject to Review By
|
|
Boundary Review Board1
|
Ad Hoc Annexation Review Board2
|
County Annexation Review Board for Code Cities3
|
|
Election method, initiated by petition
|
Yes4
|
Yes7
|
Yes6
|
|
Election method, initiated by resolution
|
Yes4
|
Yes7
|
Yes6
|
|
Direct petition method (60 or 75 percent)
|
Yes5
|
Unclear8
|
No
|
|
Annexation for municipal purposes
|
No
|
No
|
No
|
|
Annexation of federally-owned areas
|
Yes
|
No
|
No
|
|
Boundary line adjustments
|
No
|
No
|
No
|
|
Annexation of unincorporated islands
|
Yes
|
No
|
No
|
|
1 Boundary review boards currently exist in 19 counties.
If a boundary review board has been created, any required review would
be by that board; no other board would be created in the county.
2 An ad hoc annexation review board is created in those
counties that do not have boundary review boards; the ad hoc board reviews
annexation requests involving first and second class cities and towns.
3 A county annexation review board for code cities would
only be created in those counties not having a boundary review board;
the code city board only considers annexation proposals involving code
cities.
4 Review may be dispensed with if the proposed annexation
is for an area of less than ten acres and $2 million assessed valuation,
if the board chair declares in writing that review is not necessary.
5 Review only required if request made by board members,
an affected governmental unit, or by petition of voters or property
owners.
6 Review is not required if proposed annexation is for area
less than 50 acres, or less than $2 million in assessed valuation.
7 Review is not required if proposed annexation is for area
less than ten acres and less than $800,000 in assessed valuation.
8 Whether review is required is unclear. If review is sought,
the board's decision would be advisory only. See State ex rel.
Thigpen v. Kent, 64 Wn.2d 823 (1964).
|
The statutory requirements for each type of review board follows:
II. The Statutory Boundary Review Board
Boundary review boards52 are created by RCW
36.93.030 in each county with a population of 210,000 or more (King, Pierce,
Snohomish, and Spokane Counties). Boundary review boards may be established
in other counties either by a resolution adopted by majority vote of the county
governing body or by a petition signed by persons equal in number to at least
five percent of the votes cast in the county at the last county general election.
A. Review Procedures
- Notice of Intention
Initiators of all types of annexations, other than a city council, must
file a notice of intention with the board within 180 days of when the
annexation is proposed.53 When a city
council initiates an annexation, the council may file a notice of intention
immediately following its first acceptance or approval of the annexation.
RCW 36.93.090.
The notice of intention must, under RCW 36.93.130, contain the following
information:
a. The nature of the action sought;
b. A brief statement of the reasons for the proposed annexation;
c. A legal description of the boundaries of the proposed annexation
area (the description, if erroneous, may be altered under certain circumstances);
and
d. A county assessor's map on which the boundaries of the proposed
annexation are designated. The board has the discretion to accept a
map other than the county assessor's map.
- Filing Fee (RCW 36.93.120)
A $50 fee must be paid by the initiators of an annexation.
- Initiation of Review (RCW 36.93.100)
Board review is not automatic upon the filing of a notice of intention.
To initiate board review, one of the following must occur within 45 days
of the filing of the notice of intention:
a. A governmental unit affected by the proposed annexation, including
the city for which the annexation is proposed or the county within which
the annexation is proposed, files a request for review;
b. A petition requesting review is filed and signed by:
c. A majority of board members concur with a request for review when
a petition requesting the review is filed by five percent of the registered
voters who deem themselves affected by the proposed annexation and reside
within one-quarter mile of the proposed annexation area but not within
the city proposing the action.
The persons or entity seeking review must pay a $200 fee to the county
treasurer (for the county current expense fund). RCW 36.93.120.
The proposed action is deemed approved if the board's jurisdiction is
not invoked within the 45-day period.
- Time Limitation on Board Decision (RCW 36.93.100)
If review of a proposal has been requested, the board must make its decision
in writing within 120 days after the filing of the request for review.
If no decision has been made within 120 days, the proposal is deemed approved
unless the board and the person(s) who submitted the proposal agree to
an extension.
- Exemption from Review (RCW 36.93.110)
The board may decide not to review an annexation of less than ten acres
and $2 million assessed valuation. This decision is accomplished when
the chair of the board issues a written statement declaring that review
is not necessary for the protection of the interests of affected parties.
- Simultaneous Consideration of Incorporation and Annexation Proposals or
of Conflicting Annexation Proposals
a. Incorporation and Annexation Proposals Involving Some or All of the
Same Territory (RCW 36.93.116)
Municipal incorporation proceedings are formally initiated by the filing
of an incorporation petition with the county auditor. If a resolution
or a petition initiating an annexation involving any of the same territory
as the incorporation proposal is adopted (by the city council) or filed
(with the city) within 90 days of an incorporation petition being filed
with the county auditor, the board may consider both matters simultaneously.
In doing so, the board could remove some or all of the territory proposed
for annexation from the incorporation proposal, or it could decide to
approve the incorporation as proposed, thus precluding annexation of
any territory within the proposed city (unless the voters reject the
proposed new city).
b. Annexation Proposals by Another City Involving Some or All of the
Same Territory
In counties subject to the GMA, there should not be competition among
cities for territory to annex, because each city will be limited to
annexing territory within its separate urban growth area.54
In non-GMA counties with a boundary review board,55
that competition may exist. However, once an annexation petition is
filed with a city or an annexation resolution is adopted by a city council,
another city may not annex any of the territory included in the petition
or resolution, unless the board rejects the proposed annexation or modifies
it and removes the territory. RCW 35.13.176, RCW 35A.14.231. These statutes,
however, do not preclude a board from considering other annexation petitions
or resolutions. But, a board must act upon the petition or resolution
that was first filed with or adopted by a city, before it may act upon
a subsequent annexation proposal from another city.
- Preparation for Hearing on Annexation (RCW 36.93.160)
a. Date, Time, and Place (RCW 36.93.160(1))
When the jurisdiction of the board is invoked, the board must set a
date, time, and place for a public hearing on the proposal, and must
provide notice of the hearing.
b. Written Notice (RCW 36.93.160(1))
At least 30 days' advance written notice of the date, time, and place
of the hearing on the proposed annexation must be given to:
(1) The governing body of each governmental unit that has jurisdiction
within the boundaries of the territory proposed to be annexed;
(2) The council of each city and town within three miles of the exterior
boundaries of the area proposed to be annexed; and
(3) The proponent of the annexation.
c. Published Notice (RCW 36.93.160(1))
Notice must be published at least three times in a newspaper of general
circulation in the area of the proposed annexation. The last publication
is to be not less than five days before the hearing.
d. Posted Notice (RCW 36.93.160(1))
When the area proposed for annexation is ten acres or more, notice
must also be posted in ten public places in that area for at least five
days.
When the area proposed for annexation is less than ten acres, notice
must be posted in five public places in the area for at least five days.
- Record (RCW 36.93.160(2))
A verbatim record must be made of all testimony presented at the hearing.
A copy of the transcript of the testimony must be provided to any person
or governmental unit that requests it and pays its reasonable cost.
- Factors to be Considered in Decision (RCW 36.93.170)
In reaching a decision on an annexation proposal, the board must consider
certain factors affecting the proposal, including:
a. Population and territory;
b. Population density;
c. Land area and land uses;
d. Comprehensive plans and zoning and development regulations;
e. Applicable service agreements adopted under chapter 36.115 or 39.34
RCW;
f. Applicable interlocal annexation agreements between a county and
its cities;
g. Per capita assessed valuation;
h. Topography, natural boundaries, and drainage basins;
i. Proximity to other populated areas;
j. Existence and preservation of prime agricultural soils and productive
agricultural uses;
k. Likelihood of significant growth in the area and in adjacent incorporated
and unincorporated areas during the next ten years;
l. Location and most desirable future location of community facilities;
m. Municipal services and the need for municipal services;
n. Effect of ordinances, governmental codes, and regulations on existing
uses;
o. Present cost and adequacy of governmental services and controls
in area;
p. Prospects of governmental services from other sources;
q. Probable future needs for such services and controls;
r. Probable effect of annexation or alternative on cost and adequacy
of services and controls in area and adjacent area;
s. Effect on the finances, debt structure, and contractual obligations
and rights of all affected governmental units;
t. Effect of the annexation on adjacent areas, on mutual economic and
social interests, and on the local governmental structure of the county.
In GMA counties, the comprehensive planning process will address and
deal with many of the above factors.
- Objectives of the Board (RCW 36.93.180)
The boundary review board is directed by RCW 36.93.180 to attempt
to achieve the following objectives with respect to an annexation:56
a. Preservation of natural neighborhoods and communities;57
b. Use of physical boundaries,58 including
but not limited to bodies of water, highways, and land contours;
c. Creation and preservation of logical service areas;59
d. Prevention of abnormally irregular boundaries;60
e. Discouragement of multiple incorporations of small cities and encouragement
of incorporation of cities in excess of 10,000 population in heavily
populated urban areas;
f. Adjustment of impractical boundaries;
g. Incorporation as cities or towns or annexation to cities or towns
of unincorporated areas that are urban in character;
h. Protection of agricultural and rural lands that are designated for
long term productive agricultural and resource use by a comprehensive
plan adopted by the county legislative authority.
- Decision (RCW 36.93.160, RCW 36.93.150)
a. Within 40 days of the conclusion of the final hearing, the board must
issue its written decision and file it with the county legislative body
and with the clerk of each governmental unit directly affected. Its decision
with respect to an annexation may do any of the following:
(1) Approve the proposal as submitted;
(2) Disapprove the proposal; or
(3) Modify the proposal by adding or deleting territory and approve
it as modified. If the annexation is by a town, the board may not
add additional territory in an amount greater than that included in
the original proposal. The addition or deletion of property by the
board will not invalidate a petition that had previously satisfied
the sufficiency of signature provisions. RCW 36.93.150. No modification
may interfere with the authority of a city or town to require or not
require preannexation agreements, covenants, or petitions; and
(4) Determine, where applicable, a division of assets and liabilities
between the city and another governmental unit (e.g., a fire protection
district).
b. The board may not modify or disapprove a proposed annexation unless
there is evidence on the record to support a conclusion that the annexation
as proposed is inconsistent with one or more of the objectives under
RCW 36.93.180. Any such decision must be supported by written findings
and conclusions. RCW 36.93.150.
c. The written decision must indicate the action taken, and, if a proposal
is modified, it must indicate the terms of the modification. The decision
need not include specific data on every factor required to be considered,
but it must indicate that all factors were considered. RCW 36.93.160
d. Dissenting members of the board have a right to have their written
dissents included as part of the decision. RCW 36.93.160
e. If the board disapproves an annexation proposal, no annexation proposal
for the same or substantially the same territory may be initiated or
considered for 12 months. RCW 36.93.150.
- Appeal of Board Decisions
a. Appeal to the Board (RCW 36.93.160)
A decision of the board is one made by the majority of
board members or by unanimous vote of a board hearing panel.61
Such decisions are not appealable to the whole board. Other decisions62
are appealable to the entire board within ten days. An appeal to the
entire board is to be on the record, which is to be furnished by the
appellant. The board may in its discretion permit the introduction of
additional evidence and argument.
b. Appeal to Superior Court (RCW 36.93.160)
The decision of the board may be appealed to the superior court within
30 days. A governmental unit affected by the decision or any person
owning real property or residing in the area affected by the decision
may file the notice of appeal.
The filing of a timely appeal in superior court will stay the effective
date of the board's decision, until the appeal is adjudicated or withdrawn.
The superior court may not consider any evidence other than that contained
in the record of hearing before the board.
c. Superior Court Decision (RCW 36.93.160(6))
The superior court's decision may:
(1) Affirm the board's decision;
(2) Remand the case to the board for further proceedings; or
(3) Reverse the board's decision if any substantial rights have been
prejudiced because the administrative findings, inferences,
conclusions, or decisions are:
(a) In violation of constitutional provisions; or
(b) In excess of the statutory authority or jurisdiction of the
board; or
(c) Made upon unlawful procedure; or
(d) Affected by other error of law; or
(e) Unsupported by material and substantial evidence in view of
the entire record as submitted; or
(f) Clearly erroneous.63
III. The Ad Hoc Annexation Review Board
A. Formation of Annexation Review Board (RCW 35.13.171)
An ad hoc annexation review board is to be formed, as the need arises, in
counties that do not have a boundary review board to review annexations under
the election method and occasionally annexations under the 75 percent petition
method in first and second class cities and towns (but not code cities). See
RCW 35.13.171 - .173. The board is to be composed of the following:
- The mayor of the city involved with the annexation or someone designated
by the mayor;
- The chairperson of the county legislative body or a person designated
by the chairperson;
- The director of the state Department of Community, Trade, and Economic
Development or someone designated by the director;
- A resident property owner, of the city who is designated by the mayor;
and
- A resident property owner, or a resident or property owner if there is
no resident property owner, of the area proposed for annexation who is designated
by the chairperson of the county legislative body.
B. Convening of Board - Annexations Subject to Review (RCW 35.13.171,
RCW 35.13.172)
The mayor is to convene the ad hoc annexation review board within 30 days
of any of the following:
- The filing with the county legislative body of a resolution for an annexation
election by the city council under RCW 35.13.015; or
- The filing with the county legislative body of a voter petition calling
for an annexation election under RCW 35.13.020.
A third type of annexation, that initiated by a 75 percent petition, may
be subject to review such that the ad hoc annexation review board would need
to be convened.64
However, the board does not review any of the above types of annexations
involving an area of less than ten acres and less than $800,000 in assessed
valuation.
C. Annexations Not Subject to Review
- Annexations for municipal purposes under RCW 35.13.180, and
- Annexations of gifts, grants, or leases of federal land under RCW 35.13.185
and RCW 35.13.190.
D. Hearing
The review board is to give public notice of its meeting and provide an open
hearing. Meek v. Thurston
County, 60 Wn.2d 461 (1962). These should comply with the Open Public
Meetings Act, chapter 42.30 RCW, and any other applicable law.
E. Factors to be Considered in Decision (RCW 35.13.173)
In making a decision on an annexation proposal, the board is to determine
whether the property proposed to be annexed is of such character that the
annexation would be in the public interest and for the public welfare, and
in the best interest of the city, county, and the other political subdivisions
affected. Some of the factors the board must consider are:
- The immediate and prospective populations of the area to be annexed;
- The assessed valuation of the area to be annexed, and its relationship
to population;
- The history of and prospects for construction of improvements in the area
to be annexed;
- The needs and possibilities for geographical expansion of the city;
- The present and anticipated need for governmental services in the area
proposed to be annexed, including but not limited to water supply, sewage
and garbage disposal, zoning, streets and alleys, curbs, sidewalks, police
and fire protection, playgrounds, parks, other municipal services, transportation,
and drainage;
- The relative capabilities of the city, county, and other political subdivisions
to provide governmental services when the need arises;
- The existence of special districts, except school districts, within the
area proposed to be annexed, and the impact of annexation upon such districts;
- The elimination of isolated unincorporated areas existing without adequate
economical governmental services;
- The immediate and potential revenues that would be derived by the city
as a result of annexation, and their relation to the cost of providing services
to the area.
F. Cooperation of Other Governmental Units (RCW 35.13.173)
The officials of a city, town, county, and other political subdivisions are
to assist the review board as much as possible. They are to furnish all relevant
information and records to the review board.
G. Decision (RCW 35.13.173)
The board's decision either for or against the annexation is to be made within
three months65 and is to be filed with the
county legislative body.
In AGO 61-62 No. 178, the attorney general's office concluded that the review
board has the authority to delete property from a proposed annexation, but
only when the deletion would be in the public interest.
The board's decision must be in writing and must include the reasons for
the decision and its findings concerning the specified factors and any other
material considerations. The findings need not include specific data
on every factor, but they are to indicate that all the factors were considered.
If the decision is favorable, the county legislative authority under the
election method of annexation is to fix a date for the election, as set out
in the outline in Chapter Six of this publication for the appropriate annexation
method. If the board votes against the annexation, the proposal does not go
forward to an election.
IV. The County Annexation Review Board for Code Cities
A. Formation and Composition of Board (RCW 35A.14.160 - .190)
A county annexation review board for code cities is to be established in
each county containing one or more code cities when a boundary review board
has not been formed.66 Its function is to
review annexations by code cities within the county.
- Membership of Board (RCW 35A.14.160)
The governor is to appoint, supposedly within 45 days of the first code
city having been established in the county, a five-member board as follows:
a. Two members selected independently by the governor;
b. One member selected by the governor from nominees of the individual
members of the board of county commissioners;
c. One member selected by the governor from nominees of the individual
mayors of charter code cities in the county; and
d. One member selected by the governor from nominees of the individual
mayors of noncharter code cities in the county.
Each of the above three sources (b - d) is to nominate at least two persons.
If fewer than two persons are nominated from a particular source, the
governor may appoint the person for that position independently. Since
there is currently only one charter code city (Kelso) in a county with
a boundary review board, the governor would appoint the member from that
category independently. The governor is to appoint persons familiar
with municipal government and administration by experience and/or training.
See RCW 35A.14.170 for the timing with respect to submitting nominations
and for the filling of vacancies on the board.
- Terms of Board Members (See RCW 35A.14.180)
- Organization and Rules of Board (See RCW 35A.190)
B. Annexations Subject to Review (RCW 35A.14.220)
- Those initiated by resolution of the city council for an election under
RCW 35A.14.015, and
- Those initiated by voter petition for an election under RCW 35A.14.020.
However, review is not required for annexations of less than 50 acres
or less than $2 million in assessed valuation.
C. Annexations Not Subject to Review by the Board (RCW 35A.14.220)
- Annexations initiated by a 60 percent petition under RCW 35A.14.120,
- Annexations of unincorporated islands under RCW 35A.14.295 and RCW 35A.14.297,
- Annexations for municipal purposes under RCW 35A.14.300, and
- Annexations of gifts, grants, or leases of federal land under RCW 35A.14.310
and RCW 35A.14.320.
D. Annexation Review Procedures
- Jurisdiction (RCW 35A.14.200)
The jurisdiction of the county annexation review board is invoked when
either of the following is filed with the board:
- Meeting to Fix Hearing Date (RCW 35A.14.040)
a. Within ten days of the filing of a resolution or petition calling for
an election on the question of annexation, the board is required to meet
and determine whether the proposed annexation complies with legal requirements.
The meeting must comply with the notice provisions of the Open Public
Meetings Act, chapter 42.30 RCW.
b. If the board determines that the proposed annexation complies with
legal requirements, it must fix a date, time, and place (within the
city) for a public hearing, to be held not less than 15 days nor more
than 30 days from the date of the meeting. The board, in its discretion,
may authorize its chief clerk to request or subpoena any public officer
or employee, including employees of the county or city planning department,
to appear at the hearing and present testimony before the board. RCW
35A.14.190
Although the statute does not address what happens if the board determines
that the resolution or petition does not comply with the legal requirements,
the procedures of several boards require the board to return it to the
person, group, or governmental entity that submitted it, together with
a statement of the reason.
- Notice of Hearing on Annexation Proposal (RCW 35A.14.040)
After the board establishes the hearing date, the city provides the following
notice:
a. Publication at least once a week for two weeks prior to the hearing,
in one or more newspapers of general circulation within the city and within
the area proposed to be annexed.
b. (Optional but desirable.) Mailed notice to the governing body of
each governmental unit that has jurisdiction in or near the boundaries
of the territory proposed for annexation and to any other entities that
have requested this information.
- Hearing
a. Participants (RCW 35A.14.040)
(1) A representative of the city, who must make a brief presentation
explaining the annexation and its benefits;
(2) The annexation petitioners;
(3) Any resident of the city or of the area proposed to be annexed;
(4) Neighboring landowners (see Tukwila
v. King County, 78 Wn.2d 34, 469 P.2d 878 (1970); and
(5) Those persons who have been requested or subpoenaed to appear
by the board or chief clerk.
b. Record (RCW 35A.14.200)
A verbatim record must be made of all testimony presented at the hearing.
A copy of the transcript of the testimony must be provided to any person
or governmental unit that requests it and pays its reasonable cost.
c. Continuances (RCW 35A.14.040)
The hearing may be adjourned from time to time in the board's discretion,
not to exceed 30 days from the commencement of the hearing.
- Factors to be Considered in Decision (RCW 35A.14.200)
In making a decision on an annexation proposal, the board is to determine
whether the proposed annexation is in the public interest and for the
public welfare. Some of the factors that must be considered are:
a. Population of the area to be annexed, both immediate and prospective;
b. Configuration and topography of the area;
c. Land use;
d. Comprehensive land use plans and zoning;
e. Per capita assessed valuation;
f. Natural boundaries and drainage basins;
g. Likelihood of significant growth in the area and in adjacent incorporated
and unincorporated areas during the next ten years;
h. Location and coordination of community facilities and services;
i. Need for municipal services and available municipal services;
j. Effect of ordinances and governmental codes and regulations on existing
uses;
k. Present cost and adequacy of governmental services and controls;
l. Probable future needs for governmental services and controls;
m. Probable effect of annexation or alternatives on cost and adequacy
of services and controls in area and adjacent area;
n. Effect on finances, debt structure, and contractual obligations
and rights of all affected governmental units; and
o. Effect of annexation or alternatives on adjacent areas, on mutual
economic and social interests, and on the local governmental structure
of the county.
- Decision (RCW 35A.14.050)
a. Within 30 days after the final day of hearing, the board must take
one of the following actions:
(1) Approve the proposal as submitted;
(2) Modify the proposal and approve it as modified. The board may
delete territory, or add territory if it does not increase the total
area by more than five percent and if residents and property owners
of the additional territory are afforded an opportunity to be heard;
or
(3) Disapprove the proposal.
b. The board must issue a written decision, including written findings
and conclusions. The findings need not include specific data on all
of the factors listed above, but they must indicate that all factors
were considered. RCW 35A.14.200. If an annexation proposal is modified
by the board, the modification must be fully set forth in the written
decision. RCW 35A.14.050.
c. Dissenting members of the board have a right to have their written
dissents included as part of the decision.
d. The board must file its written decision with the county legislative
body and with the city council. RCW 35A.14.050
e. If the board disapproves the proposal, no further action is taken,
and no proposal for annexation of the same or substantially the same
territory may be initiated or considered for 12 months. RCW 35A.14.050
- Appeal (RCW 35A.14.210)
a. Time and Place
Appeal is to superior court, and it must be filed within ten days of
the date of the decision.
b. Who May Appeal
A governmental unit affected by the decision or any person owning real
property or residing in the area proposed to be annexed may file a notice
of appeal.
c. Effect of Appeal
The filing of a timely notice of appeal will stay the effective date
of the board's decision, until the appeal is adjudicated or withdrawn.
d. Review Confined to Record
The superior court may not take any evidence other than that contained
in the record of the hearing before the board.
e. Decision
The superior court may:
(1) Affirm the board's decision;
(2) Remand the case for further proceedings; or
(3) Reverse the decision and remand it, if the court finds that substantial
rights have been prejudiced because the findings, conclusions, or
decision of the board are:
(a) In violation of constitutional provisions; or
(b) In excess of the statutory authority or jurisdiction of the
board; or
(c) Made upon unlawful procedure; or
(d) Affected by other error of law; or
(e) Unsupported by material and substantial evidence in view of
the entire record as submitted; or
(f) Arbitrary or capricious.67
Chapter Nine - Annexation Questions and Answers
Index to Chapter
Boundaries
1. Territorial limits on annexation
2. Annexation into other county
3. Annexation across bodies of water
4. Shoestring annexations
5. Corner annexations
Election Method
6. Applicability to uninhabited property
7. City council hearing
8. Petition to initiate election method annexation
Petition Method
9. Tax-exempt property
10. School district property
11. State property
12. Signing the petition (community property owned by husband and wife)
13. Signing the petition (multiple owners)
14. Signing the petition (property under sales contract)
15. Withdrawal of signatures
16. Revocation of withdrawal
17. Participation of neighboring landowners at annexation hearing
18. Sale of property by petition signer
19. Use of city facilities and staff
20. Recovering expenses
Municipal Purpose Method
21. Ownership of land
22. Use for purpose acquired
23. Zoning
24. Urban growth areas
Legal Challenges to Proceedings
25. Adequacy of legal description
26. Inconsistencies in legal description
27. Minor errors in notice of annexation
28. Challenges to annexations in second class cities
29. Referendum on annexation ordinance
Consequences of Annexation
30. Effective date of ordinance
31. Jurisdiction over adjacent waters
32. Ability of qualified electors to vote in upcoming municipal election
Other Issues
33. Consolidation or annexation of other cities or towns
34. Outside utility agreements
Boundaries
- Question: Is there a limit on the amount of territory that a city
or town may annex?
Answer: The only statutory limitation is applicable to towns. Towns
with a population of 1,500 or less and towns located in counties with a
population of one million or more are limited to two square miles in total
area. Towns of more than 1,500 population in counties with less than one
million population are limited to three square miles in total area. RCW
35.21.010.
In addition, towns may not annex more than 20 acres of unplatted land belonging
to any one person without the consent of the owner. RCW 35.21.010. (This
limitation applies to state-owned lands as well as privately held lands.
AGO 57-58 No. 107.)
Towns that change their classification to become code cities are no longer
under these limitations.
- Question: May a city annex property lying in another county?
Answer: There is no enabling legislation that specifically allows
cities and towns to annex territory located in another county, although
RCW 35A.14.020, relating to the election method of annexation in code cities,
sets out a process for reviewing petitions where the territory in question
is located in more than one county. This lack of specific statutory authority
has led to some confusion as to whether such an annexation is legal, and
the issue may not be definitely answered until either enabling legislation
is enacted by the legislature or until the issue is decided by the state
supreme court.
However, the stronger argument appears to be that in favor of a city's
authority to annex across county lines. In AGO 59-60 No. 37, the attorney
general's office concluded that a first class city lying wholly within
one county can annex contiguous territory in another county. This
opinion was based not upon the broad authority granted first class cities
by statute, but upon the broad powers granted all cities with respect to
annexation. The opinion notes that crossing county boundary lines is not
prohibited by any section of annexation law, and that the state legislature
has specifically authorized the incorporation of any area lying in two or
more counties. See, e.g., RCW 35.02.001, 35.02.015.
The cities of Woodland, Milton, and Bothell, and the town of Coulee Dam
include territory in two or more counties.
- Question: May a city annex across a river, a body of water, tidelands,
or shorelands?
Answer: An area proposed to be annexed to a city is to be deemed
contiguous to the city even though separated by water, tidelands, or shorelands
(shores of a lake or river, not subject to tidal flow). The statute applicable
to code cities also provides that, upon annexation of such an area, the
intervening water and/or tideland or shoreland is to become a part of the
annexing city. RCW 35.13.010, RCW 35A.14.010.
- Question: May a city annex a very narrow strip of land (such as a
road right-of-way) leading to a larger tract of land? (This practice is known
as a shoestring or corridor annexation, and the narrow
strip of land is intended to make the larger tract at its end contiguous
to the annexing city.)
Answer: A shoestring annexation probably would be invalidated, if
challenged within a reasonable period of time. In Long
v. City of Olympia, 72 Wn.2d 85 (1967) the state supreme court recognized
precedent in other states overturning shoestring annexations as not being
properly contiguous to the annexing municipality. However, the court in
Long upheld an annexation in which the annexed area was roughlyshaped
like an hour glass, the bottom of the glass abutted to the annexing city,
and the top of the glass substantially abutted it.
The King County Superior Court has in two decisions invalidated shoestring
annexations as not sufficient to satisfy statutory requirements of contiguity.
State ex rel. Jonson v. Carroll, Superior Court for King County,
Cause No. 508550 (1957), and State ex rel. Carroll v. Town of Houghton,
Superior Court for King County, Cause No. 512321 (1957). These decisions
were not appealed.
On the other hand, the Attorney General concluded in an old opinion that
a city could annex the right-of-way of a state highway and privately owned
property situated one-half mile from the city abutting on the highway. AGO
51-53, No. 269. Given the more recent precedents cited above, however, the
continuing validity of this opinion may be questioned.
In connection with this issue, a 1964 informal attorney general's opinion
(April 14, 1964, to State Senator Don L. Talley) is relevant. In this opinion,
the attorney general's office concluded that additional property may be
annexed to the shoestring portion of a shoestring annexation,
where the original shoestring annexation was properly accomplished under
the municipal purposes method of annexation.
- Question: Where territory proposed for annexation and the city touch
only at corners, and a person cannot pass from one to the other without passing
outside the municipal boundaries, is that territory considered contiguous?
Answer: Probably not. While this issue has not been addressed by
the Washington State Supreme Court, other state courts have not permitted
annexations that touch cities only at corners. See Comment, Annexation
by Municipal Corporations, 37 Wash. L. Rev. 404, 408 (1962).
Election Method
- Question: May the election method of annexation be used where there
are no residents in an area proposed for annexation?
Answer: No. See AGO 55-57 No. 214. There cannot be an election where
there are no voters or electors residing in the area in which the election
would be conducted.
- Question: Should a city council hold a formal public hearing (after
giving notice) for an election method annexation?
Answer: The statutes governing the election method do not require
a public hearing. Meek
v. Thurston County, 60 Wn.2d 461, 465 (1962).
- Question: What election is used as the basis for determining how
many signatures are necessary on a petition to initiate an annexation by the
election method for first and second class cities and for towns?
Answer: RCW 35.13.020 provides that a petition for annexation must
be signed by the residents in the area equal in number to 20 percent of
the votes cast at the last election. Unlike some of the other
annexation statutes, RCW 35.13.020 does not refer to the last state
general election or the last preceding general election;
it merely refers to the last election. Election
is defined in RCW 29A.04.043 to mean a general election except where
the context indicates that a special election is included. Thus, the
last election refers to the last general election (which is
held in November).
Petition Method
- Question: May owners of tax-exempt property, such as cities and special
districts, sign annexation petitions?
Answer: Yes, owners of tax-exempt property may sign annexation petitions
just as owners of taxable property may. See Johnson
v. Spokane, 19 Wn. App. 722 (1978), review denied, 90 Wn.2d
1026 (1978). See also Parosa
v. Tacoma, 57 Wn.2d 409 (1960), concluding that the Port of Tacoma
had authority to petition the City of Tacoma for annexation of its property,
since one of the attributes of land ownership is the right to petition for
annexation to a city.
- Question: Is property owned by a school district that is considered
for annexation under the 60 or 75 percent petition method treated any differently?
Answer: There is a statute that relates specifically to this type
of annexation. RCW 28A.335.110 authorizes a school district board of directors
to sign an annexation petition when the school district property is all
of the property included in the annexation petition. This statute may serve
as a limitation on school districts, requiring that school district property
be the only property included in a petition for annexation to a city or
town.
- Question: May state-owned land be annexed?
Answer: Yes. However, two attorney general opinions(AGO 1947-48
p. 22 and AGO 57-58 No. 107) cast doubt on the authority of state officials
to sign annexation petitions absent specific legislative authorization
applicable to the state agency involved. However, since one of the attributes
of real property ownership is the right to petition for annexation to a
city (see Johnson and Parosa, cited in Question 9 above),
it is arguable that a state agency with authority to own land would have
similar authority to petition for annexation if it desired to do so.
Alternatively, state land could be annexed by a method that does not require
a petition to be signed on behalf of the state property, such as the election
method initiated by resolution, or the petition method where enough signatures
are obtained from private property owners to meet the percentage requirement.
- Question: Must both a husband and wife sign an annexation petition?
Answer: The signature of a record owner is sufficient without the signature of his or her spouse. RCW
35.21.005(9)9a); RCW 35A.01.040(9)(a). However, it still may be advisable for both spouses to
sign the petition.
- Question: If two or more individuals jointly own property, must all
sign the petition?
Answer: Although there is no specific legal authority on this question,
it would appear that all the individual owners should sign the petition
in order for the property to be considered as part of the percentage required
for a sufficient petition.
- Question: Who should sign an annexation petition when property is
being sold under contract?
Answer:
RCW 35.21.005(9)(c) and RCW 35A.01.040(9)(c) provide that the signature
of the contract purchaser, as shown by the records of the county auditor,
is sufficient (without the signature of his or her spouse).
- Question: Once property owners have signed an annexation petition,
may they withdraw their names from it if they change their minds?
Answer: Yes, up to a certain point in time. RCW 35.21.005(4) and
RCW 35A.01.040(4) require that a certificate be filed by the county officer
who will determine the sufficiency of the petition. This certificate is
to contain the date on which the determination of the sufficiency of the
petition is begun. This is known as the terminal date. A signature
may be withdrawn by a written request that is filed prior to the terminal
date. The written request must describe the petition sufficiently so identification
of the person and petition is certain. The name of the person seeking to
withdraw is to be signed exactly as is signed in the petition.
- Question: After property owners withdraw their names from a petition,
may they change their minds once more and revoke the withdrawal?
Answer: Yes, as long as they take this action before the terminal
date, as explained in the preceding question.
- Question: Is a petition signature valid if the property represented
by that signature is sold prior to the filing of the petition?
Answer: No. A signature is not valid if it is not by the owner of
property in the area proposed for annexation. Since the validity of signatures
and the sufficiency of a petition is determined after it is filed, a signature
by a person that, at the time of petition filing, no longer owns the property
for which he or she signed would not be a valid signature. See January 11,
1993 letter from Senior Assistant Attorney General James K. Pharris to Senator
Dean Sutherland, available from MRSC.
- Question: May neighboring landowners located outside of both the
annexing city and the proposed annexation area participate in public hearings
on the annexation?
Answer: Yes. The state supreme court concluded in Tukwila
v. King County, 78 Wn.2d 34, 39 (1970), that neighboring landowners
should be notified of annexations in the general vicinity of their property
and be given a chance to appear and be heard.
- Question: May a city use its facilities and staff to help solicit
signatures for an annexation petition or otherwise promote an annexation using
the petition method?
Answer: Yes. Since petition method annexations do not involve ballot
propositions, the prohibition in RCW 42.17.130 against the use of city facilities
and staff in support of a ballot proposition does not apply. Also, since
annexation questions have impacts on almost all aspects of city operations,
it would be a proper municipal purpose to use city facilities and staff
in this manner. See January 11, 1993 letter from Senior Assistant Attorney
General James K. Pharris to Senator Dean Sutherland, available from MRSC.
- Question: May a city recover the expenses it incurs in handling annexation
requests using the petition method?
Answer: It is probable that cities, particularly first class and
code cities, have the authority to charge fees for handling and processing
annexation petitions. A number of cities charge fees for this purpose. However,
it is unlikely that the fees charged will in most cases actually cover all
the costs associated with a petition method annexation.
Municipal Purposes Method
- Question: Must a first or second class city or a town own the property
it seeks to annex for municipal purposes under RCW 35.13.180?
Answer: No, although all the property owners in the area must give
their written assent to the annexation. Of course, the city or town would,
as a practical matter, need to acquire a sufficient interest in the property,
if not outright ownership, to be able to make use of the property for municipal
purposes. (Code cities must own the property to annex it for municipal purposes
under RCW 35A.14.300.)
- Question: Must a city actually use land annexed for municipal purposes
for the purpose for which it was annexed?
Answer: In an informal opinion dated July 19, 1966, the attorney
general's office concluded that a municipal purposes annexation could be
successfully challenged if a city annexed the area with a preconceived intention
to use it for a purpose not contemplated by the statute. (The attorney general's
office was analyzing the municipal purposes method under RCW 35.13.180,
but the reasoning of the opinion should be equally applicable to municipal
purposes annexations by code cities under RCW 35A.14.300.)
However, proceedings resulting in annexations are presumptively valid.
Unforeseen changes of circumstances would probably be recognized as sufficient
to support a change in use if the city's original intention becomes impossible
to accomplish or if there is a reasonable basis for the city to determine
that the municipal purpose use can no longer be continued.
- Question: Is noncontiguous property annexed by a city for municipal
purposes subject to city or county zoning?
Answer: After annexation, noncontiguous land becomes part of the
city and is subject to the city's zoning authority just as if it were contiguous.
(See Informal Opinion of the Attorney General to the Chelan County Prosecuting
Attorney, dated July 19, 1966.)
- Question: May a city that is subject to the Growth Management Act
annex territory for municipal purposes that lies outside its urban growth
area?
Answer: No. The statutory prohibition on annexing territory outside
an urban growth area is all-inclusive. It makes no exception for municipal
purpose annexations, even though there may be valid policy reasons to exclude
such annexations from this prohibition.
Legal Challenges to Proceedings
- Question: How can a city know whether the legal description on an
annexation petition is adequate?
Answer: The adequacy of a legal description of territory proposed
for annexation is judged by whether a competent surveyor, either with or
without the aid of extrinsic evidence, could ascertain the property in question.
Long
v. City of Olympia, 72 Wn.2d 85 (1967); McAlmond
v. City of Bremerton, 60 Wn.2d 383 (1962). After review by the city
engineer, many cities forward legal descriptions of proposed annexations
to the county engineer early in the annexation process, requesting comments
on adequacy.
- Question: What if an annexation ordinance for a petition method annexation
inadvertently describes an area that is larger than that contained in the
petition?
Answer: An Attorney General opinion concluded that where an annexing
ordinance described a larger parcel of property than that contained in the
annexation petition, it is void. However, the annexation ordinance could
be reenacted based upon the original annexing petition and hearing, where
there was an inadvertent misdescription, as long as conditions had not materially
changed to make the annexation less advantageous either to the city or property
owners. AGO 53-55 No. 173.
- Question: Will a minor error in an annexation notice invalidate an
annexation proceeding?
Answer: Not necessarily. A footnote to the decision of the state
supreme court in Tukwila
v. King County, 78 Wn.2d 34 (1970), states that a minor error in
notice does not mean the automatic invalidation of the annexation proceedings.
In this case, the court upheld an annexation even though portions of a legal
description were garbled as a result of a drafting or typographical error,
because all of the property owners within the proposed annexation knew of
and attended the annexation hearing and because the property was treated
as a part of the city for the next four and one half years.
Slight deviation from statutory election notice timetables has also been
permitted where much publicity on the annexation occurred through radio
and news accounts and through the distribution of printed literature. Long
v. City of Olympia, 72 Wn.2d 85 (1967).
Of course, a significant error, such as a major flaw in a legal description,
would cause a court to invalidate an annexation. State ex. rel Great
Northern Railway v. Herschberger, 117 Wash. 275 (1921). The courts have
invalidated an annexation election when formal notice was published in a
newspaper that was not circulated in the area proposed for annexation. Davis
v. Gibbs, 39 Wn.2d 481 (1951).
- Question: Is there a limitation on challenging annexation proceedings
in second class cities?
Answer: RCW 35.23.545, known as a curative statute,
requires legal challenges to annexation proceedings in second class cities
to be made through a quo warranto action within one year. After one year,
any errors or defects in the annexation cannot be a basis for invalidating
the annexation.
- Question: Is an annexation ordinance subject to a referendum?
Answer: Under State
ex rel. Bowen v. Kruegel, 67 Wn.2d 673 (1965), an annexation ordinance
under the petition method of annexation is not subject to a referendum.
See also Leonard
v. Bothell, 87 Wn.2d 847 (1976). The election method is, of course,
equivalent to a referendum procedure.
Consequences of Annexation
- Question: When will the ordinances of the annexing city be effective
in the annexed area?
Answer: The laws of the annexing city apply to the annexed area
as of the effective date of the annexation. Hoops
v. Burlington Northern, Inc., 83 Wn.2d 396 (1974).
- Question: If a city annexes land adjacent to a navigable river, does
it have any jurisdiction in the water area?
Answer: Under RCW 35.21.160 and RCW 35A.21.090, a city acquires
jurisdiction for tax purposes to the center of a navigable river when it
annexes the bank of the river. AGO 59-60 No. 60.
- Question: When an annexation becomes effective within 30 days of
the date scheduled for a city election, may residents of the newly annexed
area vote in the election when they are otherwise qualified even though they
technically have not resided within the city or town for 30 days?
Answer: A qualified elector of an area that is annexed to a city
may vote at a city election even though the annexation's effective date
is within 30 days of the election. AGO 1951-53 No. 248.
Other Issues
- Question: May a city annex or consolidate with a neighboring city
or town?
Answer: Yes, a city may annex a contiguous city or town, or two
(or more) cities may consolidate with each other. See procedures under chapter
35.10 RCW. Since these procedures are rarely attempted, they are not addressed
in this publication.
- Question: May a city require owners of property located outside of
a city or town to sign an outside utility agreement or preannexation
agreement as a condition of extending city utilities? An outside
utility agreement or preannexation agreement typically provides
that owners of property outside of the city agree, as a condition of receiving
utility service from the city, to sign an annexation petition when the city
wants to annex the land at some point in the future.
Answer: The state supreme court upheld the validity of such agreements
in Fire
Protection District v. Yakima, 122 Wn.2d 371 (1993).
Footnotes
1 Throughout this publication, the term "city,"
when used alone, refers also to towns, unless otherwise specified.
2 As of the date of this publication, 29 of
the state's 39 counties are subject to GMA requirements.
3 However, the GMA would not facilitate annexation
where a city's urban growth boundary is designated as its existing city boundaries;
rather, it would prevent annexation unless and until the urban growth boundaries
are expanded beyond the city boundaries. According to the Central Puget Sound
Growth Planning Hearings Board, urban growth areas "should not be drawn outside
existing incorporated areas if the cities are capable of accommodating the twenty-year
population growth projected for the county." Association of Rural Residents
v. Kitsap County, CPSGPHB Case No. 93-3-0010, at 437 (1994).
4 See Chapter Eight, "Review Boards."
5 The GMA does this only in part because it
does not allow counties subject to the GMA that do not have a boundary review
board (of which there are currently eight) to disband county annexation review
boards or, if applicable, to eliminate the role of the ad hoc annexation review
board. Presumably, this was merely a legislative oversight that will be corrected
in the future.
6 Edward H. Hobbs, "A Problem-Fragmentation;
One Answer-Annexation," National Civic Review, Vol. 61, No. 8, (November,
1971), p. 431.
7 The annexation of territory that is part
of a fire district causes the automatic withdrawal of that territory from the
fire district. See Chapter Four, Section I.A.
8 For legal analysis of this statute in the
context of ballot propositions, see AGO 1975 No. 23; AGO 1973 No. 14; and AGO
1973 No. 26. See also King
County Council v. Public Disclosure Commission, 93 Wn.2d 559 (1980).
9 Accord, AGO 61-62 No. 170. However a city
or town may itself annex to a contiguous fire protection district pursuant to
RCW 52.04.061-.081. Approval by the legislative authorities and voters of both
the city or town and the fire protection district would be required.
10 The word "assets" means the total assets
of the fire district, reduced by its liabilities, including bonded indebtedness,
as determined by accepted accounting methods. The amount of the liability is
to be determined by reference to the fire district's balance sheet, produced
in the regular course of business nearest in time to the annexation. RCW 35.02.200.
11 Annexation of part of a junior taxing district
(such as a hospital or cemetery district) by a city may theoretically have an
impact on the amount of the authorized levy of that district. This is true because
the state constitution (article 7, section 1) and statutes require the levy
to be uniform throughout an entire taxing district without regard to whether
the taxing district is in incorporated or unincorporated territory. The statutes
also place a lid on the combined total of the property taxes of the state, county,
city road district, city school district, and other special districts (except
for port and public utility districts). See RCW 84.52.043. If the levies of
all of the taxing districts total more than this amount, the levies of the junior
taxing districts are subject to reduction pursuant to RCW 84.52.010. Theoretically,
when a junior taxing district includes parts of both a city and a county, the
levies of the other entities in the city or the county may be high enough to
force a reduction of a junior taxing district levy. If this happens for part
of a district (i.e., either the portion in the city or the portion in the county),
then the levy amount collected in the remainder of the junior taxing district
must also be reduced so that the levy is uniform throughout the entire district.
This situation does not often, if at all, arise in annexations, but it is
a theoretical possibility - particularly in the case of cemetery and hospital
districts.
12 The language in the relevant statute for
code cities (RCW 35A.14.900) and in that for non-code cities (RCW 35.13.280)
differs with respect to the types of franchises covered by this automatic cancellation
provision. The provision in RCW 35A.14.900 for code cities covers "any public
utility, including but not limited to, public electric, water, transportation,
garbage disposal or other similar public service business or facility within
the limits of the annexed territory." The provision in RCW 35.13.280 covers
"any public transportation, garbage disposal or other similar public service
business or facility within the limits of the annexed territory." It is not
clear why different language is used in these statutes and whether RCW 35A.14.900
is intended to cover a broader range of franchises.
13 Many cities attempt to sign a new franchise/permit
on or very soon after the effective date of an annexation to minimize future
issues, and to make certain that the five year duration commences at the effective
date of the annexation. An example of a garbage collection permit issued by
the City of Spokane pursuant to RCW 35.13.280 is contained in the MRSC compilation
prepared to supplement this publication.
14 However, for purposes of layoffs by the
city, only the service time accrued with the city will count, unless an agreement
is reached between the collective bargaining representatives of the police department
and sheriff's office employees and the police department and sheriff's office.
RCW 35.13.380(1).
15 The statutes do not define when a boundary
change brought about by an annexation is "officially established." However,
the annexation statutes provide, for all annexation methods, that the effective
date of an annexation is that which is stated in the annexation ordinance as
the effective date. Thus, it is likely that the date stated in the annexation
ordinance would be considered as the date on which the new city boundaries are
officially established.
16 OFM requires submission of the following
documents for the certification process: (1) the signed annexation certificate,
in triplicate (certificate form obtained from OFM); (2) three copies of the
annexation ordinance containing the legal description of the area annexed; (3)
three maps of the annexed area, in conformance with OFM map requirements; and
(4) the original (hand-written) Special Population Census Sheets used to enumerate
the population and housing of the annexed area. OFM will send specific instructions
upon request.
17 Chapter 104, Laws of 2000 (RCW 82.14.005).
18 "Economic Implications (An Annexation Planning
Procedure) - Development of an Analytical Procedure for Determining the Economic
Implications of Serving Fringe Development Adjacent to Major Incorporated Cities,"
prepared by the staff of the Lane County Local Government Boundary Commission
and Marlett and Associates, Economic Consultants, 921 S.W. Washington Street,
Portland, Oregon, 97205, as part of a study for the State of Oregon Local Government
Relations Division (1973).
19 Working Together: A Guide to Intergovernmental
Coordination under the Growth Management Act, State of Washington Department
of Community Development (now the Department of Economic, Trade, and Community
Development) (July 1992).
20 GMA cities that have UGAs established outside
their boundaries may find increasing need and use for "preannexation agreements"
with property owners within UGAs to whom the city extends utility services.
These agreements require, as a condition of the city extending utility services,
that the property owner agree to sign a petition or other document concerning
annexation of the property to the city when it is proposed. The state supreme
court upheld the validity of preannexation agreements in Fire
Protection District v. Yakima, 122 Wn.2d 371 (1993).
21 The statutes governing first and second
class cities and towns are identical to those governing code cities (RCW 35A.14.330
- 340), except for two words. The former refer to preparation of a "comprehensive
plan," while the latter refers to a "zoning regulation." Whether the difference
in terminology has any substantive effect is an open question; they are both
identically described in terms of possible included elements. It is thought
that the change in terminology was made in the more recent code city statutes
to better reflect the actual nature of the regulation, since planning is an
essential first step before zoning can be accomplished.
22 This authorization applies also to GMA
cities. However, they are also subject to the GMA limitation that the comprehensive
plan may be amended no more frequently than once a year, with an exception for
emergencies. RCW 36.70A.130(2).
23 See also Bellingham Zoning Ordinance Sec.
20.10.020.
24 See, e.g., Edmonds Community Development
Code Sec. 17.00.020.
25 The statutes do not define the term "contiguous."
Resort to the common, dictionary definition is therefore necessary. Webster's
New World Dictionary, 3rd College Edition (1988), defines contiguous as
meaning "in physical contact; touching along all or most of one side" or "near,
next, or adjacent." In the legal context of annexations, however, actual contact
or touching is necessary; near is not sufficient. AGO 49-51 No. 202 (January
23, 1950). The contact must nevertheless be significant; contact only at a common
corner does not make property contiguous. Id.
26 Under the Growth Management Act (GMA),
cities in counties subject to its requirements may annex territory only if it
is located in urban growth area. RCW 35.13.005. See Chapter One, Section II
of this publication.
27 The former RCW 35.13.025, repealed by the
1989 legislature, addressed what the prosecuting attorney should review in deciding
whether to certify the petition or not. Basically, the prosecuting attorney
was to determine whether in his or her opinion the city would be legally authorized
to take the action requested in the petition. Since RCW 35.13.025 has been repealed,
the prosecuting attorney may be unable to certify a petition for an annexation
election. Consequently, the prosecuting attorney may just have to pass the petition
on to the city for the next step in the process.
28 RCW 35.21.005 was enacted by the 1996 legislature,
and it does not fit in well with the requirements for a petition for an annexation
election in RCW 35.13.020. It is MRSC's opinion that the requirements of RCW
35.21.005 relating to the sufficiency of the peition are triggered when the
peition is filed with the city.
29 The term "council" will be used here, for
convenience, in place of the statutory term "legislative body," and it refers
also to a city commission.
30 For cities with a population greater than
400,000 (i.e., Seattle), annexation proceedings may be terminated if a sufficient
petition is submitted pursuant to RCW 35.13.165 at any time before the date
is set for the annexation election.
31 It is probable that a 90-day durational
residency requirement for voting in an annexation election, if challenged, would
be held to violate the state and federal constitutions. See article 6, section
1 of the state constitution and Moen
v. Erlandson, 80 Wn.2d 755, 757 (1972). The code city statute that imposed
the same 90-day residency requirement was repealed by the 1994 legislature.
Presumably, it was only through inadvertence that the same legislature did not
also repeal RCW 35.13.070.
32 The notice requirements of RCW 35.13.080
(posting) are not superseded by the language of RCW 29A.52.350, even though
language of the latter statute arguably would supersede any provision to the
contrary. The attorney general has concluded that an annexation election is
not a "state, county, district, or municipal general or special election, as
is referenced by [RCW 29A.52.350]." AGO 1959-60 No. 103. Thus, reference should
be made both to RCW 35.13.080 and RCW 29A.52.350 for determining what notice
is required.
33 The school district board may initiate
an annexation under this method only if school property constitutes all of the
property for which annexation is being proposed. RCW 28A.335.110.
34 See Section I.2. of this chapter below.
35 See Chapter Eight, Section II.
36 This memo is available upon request from
MRSC.
37 Of course, the attorney general's memo
is not determinative on this issue. Although the boundary review board statutes
may control over the city annexation statutes, the safest course of action for
a city council in the situation where the boundary review board approves an
annexation after adding territory to that included in the petition, and where
the city council desires to annex the area as expanded by the board, is for
the city council to meet again with the annexation initiators and require them
to revise their petition to describe the territory consistent with the board's
approval and again obtain the necessary signatures. After another hearing on
the matter, the council could pass an ordinance approving the annexation as
described in the petition, without having to again obtain board approval (because
the board has already approved the annexation authorized by the ordinance).
38 See Chapter Seven, Section 1.
39 First class cities probably may also utilize
this annexation method under the omnibus grant of powers to first class cities
by RCW 35.22.570.
40 Where the boundary line within a right-of-way
is common between a city and a county, there is no procedure, except for one
available to code cities (RCW 35A.21.210), to adjust the boundary line.
41 The statutes do not define the term "contiguous."
Resort to the common, dictionary definition is therefore necessary. Webster's
New World Dictionary, 3rd. College Edition (1988), defines contiguous as
meaning "in physical contact; touching along all or most of one side" or "near,
next, or adjacent." In the legal context of annexations, however, actual contact
or touching is necessary; near is not sufficient. AGO 49-51 No. 202 (January
23, 1950). The contact must nevertheless be significant; contact only at a common
corner does not make property contiguous.
42 RCW 29A.04.013 defines "canvasing" as follows:
"Canvassing" means the process of examining ballots or groups of ballots, subtotals,
and cumulative totals in order to determine the official returns of and prepare
the certification for a primary or general election and includes the tabulation
of any votes for that primary or election that were not tabulated at the precinct
or in a counting center on the day of the primary or election.
43 The discretionary decision to "accept"
the annexation proposal does not commit the city council to ultimately approving
the annexation. This decision only means that the council will allow the annexation
proposal to proceed through the petition process.
44 If the petition is for an area with at
least 80 percent of its boundaries contiguous to the code city, excluding any
portion of the boundary that is coterminous with a portion of the boundary between
two counties, the petition need only be signed by the owners representing not
less than 50 percent of the assessed value of the property for which annexation
is sought.
45 Although the statute refers to subsections
"(a)-(d)", it is assumed that reference was intended to be made to subsections
"(a)-(e)".
46 The city council is not required to consider
the petition and hold a public hearing.
47 See Chapter Eight, Section II.
48 Of course, the attorney general's memo
is not determinative on this issue. Although the boundary review board statutes
may control over the city annexation statutes, the safest course of action for
a city council in the situation where the boundary review board approves an
annexation after adding territory to that included in the petition, and where
the city council desires to annex the area as expanded by the board, is for
the city council to meet again with the annexation initiators and require them
to revise their petition to describe the territory consistent with the board's
approval and again obtain the necessary signatures. After another hearing on
the matter, the council could pass an ordinance approving the annexation as
described in the petition, without having to again obtain board approval (because
the board has already approved the annexation authorized by the ordinance).
49 See Chapter Eight, "Review Boards."
50 For example, RCW 36.70A.100 requires that
the comprehensive plans of each county and city be "coordinated with, and consistent
with, the comprehensive plans . . . of other counties or cities with which the
county or city has, in part, common borders or related regional issues." RCW
36.70A.210 requires the development of county-wide planning policies, to be
used for establishing a framework for ensuring that plans are consistent as
required by RCW 36.70A.100.
Moreover, the GMA intends to eliminate municipal competition for unincorporated
territory by requiring for each city in a GMA county the establishment of urban
growth areas that define the extent to which each city may annex unincorporated
territory. RCW 36.70A.110, 35.13.005, 35A.14.005.
51 As of January 1, 2004, the boundary review
boards in Franklin, Chelan and Clallam Counties have been disbanded under the authority
of RCW 36.93.230.
52 A boundary review board is "a quasi-judicial
body that has no legal interest in the ultimate decision, but represents the
public interest." Fire
Protection District v. Kitsap County, 87 Wn. App. 753, 758, 760 (1997).
53 The statute does not specify when an annexation
is "proposed" for purposes of triggering the 180-day period within which the
notice of intention must be filed. Presumably, for 60 and 75 percent petition
method annexations, the annexation is proposed when the initiators notify the
city council of their intention to commence annexation proceedings. For election
annexations initiated by petition, the annexation would presumably be considered
proposed when a petition is filed with the county auditor (for code city annexations)
or the county legislative body (for non-code cities).
54 In areas such as metropolitan King County,
where a number of cities lie within one large urban growth boundary, there may
not be separate urban growth areas. King County has, however, designated "Potential
Annexation Areas" that define the extent to which the cities within this large
urban growth area may annex territory, without conflicting with a nearby city's
potential annexations.
55 As of the date of this publication, there
are only two counties having boundary review boards that are not subject to
the GMA. These counties are Cowlitz and Skamania.
56 The requirement that the board "attempt
to achieve" the objectives is more than an aspiration, but the board need not
achieve all or even most of the objectives. Spokane
County Fire Protection District v. Spokane County Boundary Review Board,
97 Wn.2d 922, 926 (1982). If the board fails to achieve any of these objectives
in its decision, that decision would be reversed on appeal. Id. However,
achieving only one objective may not be sufficient to support a board decision.
King
County v. Boundary Review Board, 122 Wn.2d 648, 674 (1993). A boundary
review board's decision that the objectives in RCW 36.93.180 will be achieved
by a proposed annexation will be upheld on review if there is sufficient evidence
in the record to convince a fair-minded person that, overall, the statutory
objectives will be furthered by annexation approval. Leer
v. Whatcom County Boundary Review Board, 91 Wn. App. 117, 124 (1998)
57 "Natural neighborhoods or communities"
means either "distinct geographical areas or socially and locationally distinct
groups of residents." Spokane
County Fire Protection District, 97 Wn.2d at 927 n.2.
58 The term "physical boundaries" does not
mean legal boundaries such as lot lines. Thus, an annexation that solely follows
legal boundaries does not further this objective. King
County v. Boundary Review Board, 122 Wn.2d at 677.
59 This objective is furthered in the situation
where the annexing city is the only logical purveyor of services to the proposed
annexation area and that area is one part of a larger land use or resource planning
area that includes the annexing city. Leer
v. Whatcom County Boundary Review Board, 91 Wn. App. 117, 125 (1998).
60 "The focus of this objective . . . is not
on whether the annexation boundaries are straight or crooked, but rather whether
a proposed annexation causes or prevents unnatural projections or odd, impractical
shapes." King
County v. Boundary Review Board, 122 Wn.2d at 678. An irregular boundary
may meet this objective as long as the boundary is not abnormally irregular.
Leer
v. Whatcom County Boundary Review Board, 91 Wn. App. 117, 126 (1998).
61 Boundary review boards may, under RCW 36.93.070,
authorize panels of the board consisting of not less than five board members
to hear proposals.
62 These "other" decisions would be less than
unanimous decisions of a board panel and decisions by less than a majority of
all board members. The latter is possible because a majority of a quorum of
the board (which may be less than a majority of all board members) may make
decisions. RCW 36.93.070.
63 Under the clearly erroneous standard, a
reviewing court will overturn a board decision if, after reviewing all the evidence
on the record, it is left with "a definite and firm conviction" that a mistake
has been made. King
County v. Boundary Review Board, 122 Wn.2d at 661.
64 Whether review is required by an ad hoc
annexation review board in a county that does not have a boundary review board
is unclear. See discussion in Chapter Six, Section III.I.2.
65 The statute, RCW 35.13.173, does not specify
what begins the three-month period. Presumably, the triggering event is the
convening of the board.
66 As of the date of this publication, the
following counties should have a county annexation review board for code cities:
Grays Harbor, Mason, Pacific, Lewis, Klickitat, Okanogan, Ferry, Pend Oreille,
Lincoln, Adams, Whitman, and Asotin. MRSC does not have information as to which
of these counties actually have such boards.
67 The courts have defined arbitrary and capricious
conduct as an unreasoning decision made without consideration of and in disregard
of the facts. See, e.g., Leavitt
v. Jefferson County, 74 Wn. App. 668, 678 (1994).