Chapter 460-22B WAC
SALESPERSONS OF BROKER-DEALERS
Last Update: 6/19/08

WAC SECTIONS

460-22B-010 Application.
460-22B-020 Cross-reference to other sections relating to securities salespersons.
460-22B-030 Registration procedure.
460-22B-040 Salesperson registration and examination.
460-22B-050 Expiration of salesperson license, renewal procedure, and delinquency fees.
460-22B-060 Duty to update application.
460-22B-090 Dishonest and unethical business practices -- Salespersons.
DISPOSITIONS OF SECTIONS FORMERLY CODIFIED IN THIS CHAPTER
460-22B-070 Dual representation and affiliation. [Statutory Authority: RCW 21.20.070 and 21.20.450. 95-16-026, § 460-22B-070, filed 7/21/95, effective 8/21/95.]  Repealed by 97-03-122, filed 1/22/97, effective 2/22/97.  Statutory Authority: RCW 21.20.100 and 21.020.450.
460-22B-080 Receipt of both securities sales commission and investment adviser fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. 95-16-026, § 460-22B-080, filed 7/21/95, effective 8/21/95.]  Repealed by 97-03-122, filed 1/22/97, effective 2/22/97.  Statutory Authority: RCW 21.20.100 and 21.020.450.