WAC 246-249-090
Transfer for disposal and manifests. The requirements of this section are designed to control
transfers of radioactive waste by any waste generator, waste
collector, or waste processor licensee who ships radioactive
waste either directly, or indirectly through a waste collector
or waste processor, to a licensed low-level waste land
disposal facility; establish a manifest tracking system; and
supplement existing requirements concerning transfers and
recordkeeping for those wastes.
(1) Effective March 1, 1998, each shipment of radioactive
waste intended for disposal at a licensed land disposal
facility in the state of Washington must be accompanied by a
uniform low-level radioactive waste shipment manifest.
(2) Any licensee shipping radioactive waste intended for
ultimate disposal at a licensed land disposal facility must
document the information required on NRC's Uniform Low-Level
Radioactive Waste Manifest and transfer this recorded manifest
information to the intended consignee in accordance with this
section.
(a) Each shipment manifest must include a certification
by the waste generator as specified in this section.
(b) Each person involved in the transfer for disposal and
disposal of waste, including the waste generator, waste
collector, waste processor, and disposal facility operator,
shall comply with the requirements specified in this section.
(c) Any licensee shipping by-product material as defined
in subsection (2)(c) and (d) of this section intended for
ultimate disposal at a land disposal facility licensed under
chapter 246-250 WAC must document the information required on
NRC's Uniform Low-Level Radioactive Waste Manifest and
transfer this recorded manifest information to the intended
consignee in accordance with this section.
(d) When recording information on shipment manifests,
information must be recorded in the International System of
Units (SI) or in SI and units of curie, rad, rem, including
multiples and subdivisions.
(3) A waste generator, collector, or processor who
transports, or offers for transportation, radioactive waste
intended for ultimate disposal at a licensed low-level
radioactive waste land disposal facility must prepare a
manifest reflecting information requested on applicable NRC
Forms 540 (Uniform Low-Level Radioactive Waste Manifest
(Shipping Paper)) and 541 (Uniform Low-Level Radioactive Waste
Manifest (Container and Waste Description)) and, if necessary,
on an applicable NRC Form 542 (Uniform Low-Level Radioactive
Waste Manifest (Manifest Index and Regional Compact
Tabulation)). NRC Forms 540 and 540A must be completed and
must physically accompany the pertinent low-level waste
shipment. Upon agreement between shipper and consignee, NRC
Forms 541 and 541A and 542 and 542A may be completed,
transmitted, and stored in electronic media with the
capability for producing legible, accurate, and complete
records on the respective forms. Licensees are not required
by the department to comply with the manifesting requirements
of this section when they ship:
(a) Radioactive waste for processing and expect its
return (i.e., for storage under their license) prior to
disposal at a licensed land disposal facility;
(b) Radioactive waste that is being returned to the
licensee who is the "waste generator" or "generator," as
defined in this part; or
(c) Radioactively contaminated material to a "waste
processor" that becomes the processor's "residual waste."
For guidance in completing these forms, refer to the
instructions that accompany the forms. Copies of manifests
required by this section may be legible carbon copies,
photocopies, or computer printouts that reproduce the data in
the format of the uniform manifest.
This section includes information requirements of the
U.S. Department of Transportation, as codified in 49 CFR Part
172. Information on hazardous, medical, or other waste,
required to meet Environmental Protection Agency regulations,
as codified in 40 CFR Parts 259, 261 or elsewhere, is not
addressed in this section, and must be provided on the
required EPA forms. However, the required EPA forms must
accompany the Uniform Low-Level Radioactive Waste Manifest
required by this section.
(4) Information requirements.
(a) General information.
The shipper of the radioactive waste, shall provide the
following information on the uniform manifest:
(i) The name, facility address, and telephone number of
the licensee shipping the waste;
(ii) An explicit declaration indicating whether the
shipper is acting as a waste generator, collector, processor,
or a combination of these identifiers for purposes of the
manifested shipment; and
(iii) The name, address, and telephone number, or the
name and EPA identification number for the carrier
transporting the waste.
(b) Shipment information.
The shipper of the radioactive waste shall provide the
following information regarding the waste shipment on the
uniform manifest:
(i) The date of the waste shipment;
(ii) The total number of packages/disposal containers;
(iii) The total disposal volume and disposal weight in
the shipment;
(iv) The total radionuclide activity in the shipment;
(v) The activity of each of the radionuclides H-3, C-14,
Tc-99, and I-129 contained in the shipment; and
(vi) The total masses of U-233, U-235, and plutonium in
special nuclear material, and the total mass of uranium and
thorium in source material.
(c) Disposal container and waste information.
The shipper of the radioactive waste shall provide the
following information on the uniform manifest regarding the
waste and each disposal container of waste in the shipment:
(i) An alphabetic or numeric identification that uniquely
identifies each disposal container in the shipment;
(ii) A physical description of the disposal container,
including the manufacturer and model of any high integrity
container;
(iii) The volume displaced by the disposal container;
(iv) The gross weight of the disposal container,
including the waste;
(v) For waste consigned to a disposal facility, the
maximum radiation level at the surface of each disposal
container;
(vi) A physical and chemical description of the waste;
(vii) The total weight percentage of chelating agent for
any waste containing more than 0.1% chelating agent by weight,
plus the identity of the principal chelating agent;
(viii) The approximate volume of waste within a
container;
(ix) The sorbing, stabilization, or solidification media,
if any, and the identity of the solidification or
stabilization media vendor and brand name;
(x) The identities and activities of individual
radionuclides contained in each container, the masses of
U-233, U-235, and plutonium in special nuclear material, and
the masses of uranium and thorium in source material. For
discrete waste types (i.e., activated materials, contaminated
equipment, mechanical filters, sealed source/devices, and
wastes in solidification/stabilization media), the identities
and activities of individual radionuclides associated with or
contained on these waste types within a disposal container
shall be reported;
(xi) The total radioactivity within each container; and
(xii) For wastes consigned to a disposal facility, the
classification of the waste under this chapter. The shipper
must identify the waste if it does not meet the structural
stability requirements in this chapter.
(d) Uncontainerized waste information.
The shipper of the radioactive waste shall provide the
following information on the uniform manifest regarding a
waste shipment delivered without a disposal container:
(i) The approximate volume and weight of the waste;
(ii) A physical and chemical description of the waste;
(iii) If the chelating agent exceeds 0.1% by weight, the
total weight percentage of chelating agent plus the identity
of the principal chelating agent;
(iv) For waste consigned to a disposal facility, the
classification of the waste under this chapter. The shipper
must identify the waste if it does not meet the structural
stability requirements in this chapter;
(v) The identities and activities of individual
radionuclides contained in the waste, the masses of U-233,
U-235, and plutonium in special nuclear material, and the
masses of uranium and thorium in source material; and
(vi) For wastes consigned to a disposal facility, the
maximum radiation levels at the surface of the waste.
(e) Multigenerator disposal container information.
This subsection applies to disposal containers enclosing
mixtures of waste originating from different generators. (Note: The origin of the radioactive waste resulting from a
processor's activities may be attributable to one or more
"generators," including "waste generators." It also applies
to mixtures of wastes shipped in an uncontainerized form, for
which portions of the mixture within the shipment originate
from different generators.)
(i) For homogeneous mixtures of waste, such as
incinerator ash, provide waste description applicable to the
mixture and the volume of the waste attributed to each
generator.
(ii) For heterogeneous mixtures of waste, such as the
combined products from a large compactor, identify each
generator contributing waste to the disposal container, and,
for discrete waste types (i.e., activated materials,
contaminated equipment, mechanical filters, sealed
source/devices, and wastes in solidification/stabilization
media), the identities and activities of individual
radionuclides contained on these waste types within the
disposal container. For each generator, provide the
following:
(A) The volume of waste within the disposal container;
(B) A physical and chemical description of the waste,
including the stabilization or solidification agent, if any;
(C) The total weight percentage of chelating agents for
any disposal container containing more than 0.1% chelating
agent by weight, plus the identity of the principal chelating
agent;
(D) The sorbing, solidification, or stabilization media,
if any, and the identity of the stabilization media vendor and
brand name, if the media is claimed to meet stability
requirements in WAC 246-249-050(2); and
(E) Radionuclide identities and activities contained in
the waste, the masses of U-233, U-235, and plutonium in
special nuclear material, and the masses of uranium and
thorium in source material if contained in the waste.
(5) Certification.
An authorized representative of the waste generator,
processor, or collector shall certify by signing and dating
the shipment manifest that the transported materials are
properly classified, described, packaged, marked, and labeled
and are in proper condition for transportation according to
the applicable regulations of the Department of
Transportation, the U.S. Nuclear Regulatory Commission, and
the department. A collector in signing the certification is
certifying that nothing has been done to the collected waste
which would invalidate the waste generator's certification.
(6) Control and tracking.
(a) Any licensee who transfers radioactive waste to a
land disposal facility or a licensed waste collector shall
comply with the requirements in (a)(i) through (ix) of this
subsection. Any licensee who transfers waste to a licensed
waste processor for waste treatment or repackaging shall
comply with the requirements of (a)(iv) through (ix) of this
section. A licensee shall:
(i) Prepare all wastes so that the waste is classified
according to WAC 246-249-040 and meets the waste
characteristics requirements in WAC 246-249-050;
(ii) Label each disposal container (or transport package
if potential radiation hazards preclude labeling of the
individual disposal container) of waste to identify whether it
is Class A waste, Class B waste, Class C waste, or greater
than Class C waste, in accordance with WAC 246-249-040;
(iii) Conduct a quality assurance program to assure
compliance with WAC 246-249-040 and 246-249-050 (the program
must include management evaluation of audits);
(iv) Prepare the NRC Uniform Low-Level Radioactive Waste
Manifest as required by this section;
(v) Forward a copy or electronically transfer the Uniform
Low-Level Radioactive Waste Manifest to the intended consignee
so that either receipt of the manifest precedes the waste
shipment or the manifest is delivered to the consignee with
the waste at the time the waste is transferred to the
consignee. Using both methods is also acceptable;
(vi) Include NRC Form 540 (and NRC Form 540A, if
required) with the shipment regardless of the option chosen in
(a)(v) of this subsection;
(vii) Receive acknowledgment of the
receipt of the shipment in the form of a signed copy of NRC
Form 540;
(viii) Retain a copy of, or electronically store the
Uniform Low-Level Radioactive Waste Manifest and documentation
of acknowledgment of receipt as the record
of transfer of licensed material as required by these
regulations; and
(ix) For any shipments or any part of a shipment for
which acknowledgment of receipt has not
been received within the times set forth in this section,
conduct an investigation in accordance with (e) of this
subsection.
(b) Any waste collector licensee who handles only
prepackaged waste shall:
(i) Acknowledge receipt of the waste from the shipper
within one week of receipt by returning a signed copy of NRC
Form 540;
(ii) Prepare a new manifest to reflect consolidated
shipments that meet the requirements of this section. The
waste collector shall ensure that, for each container of waste
in the shipment, the manifest identifies the generator of that
container of waste;
(iii) Forward a copy or electronically transfer the
Uniform Low-Level Radioactive Waste Manifest to the intended
consignee so that either receipt of the manifest precedes the
waste shipment, or the manifest is delivered to the consignee
with the waste at the time the waste is transferred to the
consignee. Using both methods is also acceptable;
(iv) Include NRC Form 540 (and NRC Form 540A, if
required) with the shipment regardless of the option chosen in
(b)(iii) of this subsection;
(v) Receive acknowledgment of the
receipt of the shipment in the form of a signed copy of NRC
Form 540;
(vi) Retain a copy of or electronically store the Uniform
Low-Level Radioactive Waste Manifest and documentation of acknowledgment of receipt as the record of
transfer of licensed material as required by these
regulations;
(vii) For any shipments or any part of a shipment for
which acknowledgment of receipt has not
been received within the times set forth in this section,
conduct an investigation in accordance with this section; and
(viii) Notify the shipper and the department when any
shipment, or part of a shipment, has not arrived within sixty
days after receipt of an advance manifest, unless notified by
the shipper that the shipment has been canceled.
(c) Any licensed waste processor who treats or repackages
waste shall:
(i) Acknowledge receipt of the waste from the shipper
within one week of receipt by returning a signed copy of NRC
Form 540;
(ii) Prepare a new manifest that meets the requirements
of this section. Preparation of the new manifest reflects
that the processor is responsible for meeting these
requirements. For each container of waste in the shipment,
the manifest shall identify the waste generators, the
preprocessed waste volume, and the other information as
required in subsection (4)(e) of this section;
(iii) Prepare all wastes so that the waste is classified
according to WAC 246-249-040 and meets the waste
characteristics requirements in WAC 246-249-050;
(iv) Label each package of waste to identify whether it
is Class A waste, Class B waste, or Class C waste, in
accordance with WAC 246-249-040 and 246-249-060;
(v) Conduct a quality assurance program to assure
compliance with WAC 246-249-040 and 246-249-050 (the program
shall include management evaluation of audits);
(vi) Forward a copy or electronically transfer the
Uniform Low-Level Radioactive Waste Manifest to the intended
consignee so that either receipt of the manifest precedes the
waste shipment, or the manifest is delivered to the consignee
with the waste at the time the waste is transferred to the
consignee. Using both methods is also acceptable;
(vii) Include NRC Form 540 (and NRC Form 540A, if
required) with the shipment regardless of the option chosen in
(c)(vi) of this subsection;
(viii) Receive acknowledgment of the
receipt of the shipment in the form of a signed copy of NRC
Form 540;
(ix) Retain a copy of or electronically store the Uniform
Low-Level Radioactive Waste Manifest and documentation of acknowledgment of receipt as the record of
transfer of licensed material as required by these
regulations;
(x) For any shipment or any part of a shipment for which acknowledgment of receipt has not been
received within the times set forth in this section, conduct
an investigation in accordance with (e) of this subsection;
and
(xi) Notify the shipper and the department when any
shipment, or part of a shipment, has not arrived within sixty
days after receipt of an advance manifest, unless notified by
the shipper that the shipment has been canceled.
(d) The land disposal facility operator shall:
(i) Acknowledge receipt of the waste within one week of
receipt by returning, as a minimum, a signed copy of NRC Form
540 to the shipper. The shipper to be notified is the
licensee who last possessed the waste and transferred the
waste to the operator. If any discrepancy exists between
materials listed on the Uniform Low-Level Radioactive Waste
Manifest and materials received, copies or electronic transfer
of the affected forms must be returned indicating the
discrepancy;
(ii) Maintain copies of all completed manifests and
electronically store the information required by WAC 246-250-600(8) until the license is terminated; and
(iii) Notify the shipper and the department when any
shipment, or part of a shipment, has not arrived within sixty
days after receipt of an advance manifest, unless notified by
the shipper that the shipment has been canceled.
(e) If the shipper does not receive acknowledgment from the land disposal facility operator for
any shipment or part of a shipment within the times set in
this section, the shipper must:
(i) Investigate if the shipper has not received
notification or receipt within twenty days after transfer; and
(ii) Trace the shipment or part of shipment and report
the investigation to the department. Each licensee who
conducts a trace investigation shall file a written report
with the department within two weeks of completion of the
investigation.
[Statutory Authority: RCW 70.98.050 and 70.98.080. 11-03-020, § 246-249-090, filed 1/7/11, effective 2/7/11. Statutory Authority: RCW 70.98.050. 05-21-128, 05-23-113 and
06-01-105, § 246-249-090, filed 10/19/05, 11/18/05 and
12/21/05, effective 8/15/06. Statutory Authority: RCW 70.98.050 and 70.98.080. 98-09-117, § 246-249-090, filed
4/22/98, effective 5/23/98; 97-02-014, § 246-249-090, filed
12/20/96, effective 1/20/97; 91-16-109 (Order 187), §
246-249-090, filed 8/7/91, effective 9/7/91.]