WAC 173-322-070
Oversight remedial action grants. (1)
Purpose. The purpose of the oversight remedial action grant
program is to provide funding to local governments that
conduct remedial actions under an order or decree. The grants
are intended to encourage and expedite remedial action and to
lessen the impact of the cost of such action on ratepayers and
taxpayers.
(2) Applicant eligibility. Except as provided under
subsection (3) of this section, to be eligible for an
oversight remedial action grant, the applicant must meet the
following requirements:
(a) The applicant must be a local government, as defined
in WAC 173-322-020;
(b) The applicant must be a potentially liable person or
a potentially responsible party at the hazardous waste site;
and
(c) The applicant must meet one of the following
criteria:
(i) The applicant is required by the department to
conduct remedial action under an order or decree issued under
chapter 70.105D RCW;
(ii) The applicant is required by the U.S. Environmental
Protection Agency to conduct remedial action under an order or
decree issued under the federal cleanup law and the order or
decree has been signed or acknowledged in writing by the
department as a sufficient basis for remedial action grant
funding; or
(iii) The applicant has signed an order or decree issued
under chapter 70.105D RCW requiring a potentially liable
person (PLP) other than the applicant to conduct remedial
action at a landfill site and the applicant has entered into
an agreement with the PLP to reimburse the PLP for a portion
of the remedial action costs incurred under the order or
decree for the sole purpose of providing relief to ratepayers
and/or taxpayers from remedial action costs.
(3) Retroactive applicant eligibility. To be eligible to
receive an oversight remedial action grant for an order issued
under the federal cleanup law before the effective date of the
2005 amendments to this chapter, the applicant must meet the
following requirements:
(a) The applicant must be a local government, as defined
in WAC 173-322-020;
(b) The applicant was required by the U.S. Environmental
Protection Agency to conduct remedial action under an order
issued under the federal cleanup law;
(c) The order has been signed or acknowledged in writing
by the department as a sufficient basis for remedial action
grant funding; and
(d) The applicant must submit to the department a grant
application within six months after the effective date of the
2005 amendments to this chapter.
(4) Application process.
(a) Submittal. Except as provided under subsection (3)
of this section, the application for an oversight remedial
action grant must be submitted to the department within sixty
days of the effective date of the order or decree.
(b) Content. The grant application must be completed on
forms provided by the department and include the following:
(i) Sufficient evidence to demonstrate compliance with
the eligibility requirements in subsection (2) of this
section;
(ii) A description of the history of the site, the
current status of the site, and the remedial actions to be
performed at the site under the order or decree;
(iii) A description of the environmental benefits of the
project;
(iv) A copy of the order or decree;
(v) A copy of the scope of work which accomplishes the
requirements of the order or decree;
(vi) A budget for the scope of work;
(vii) A description of all current or potential sources
of funding including, but not limited to, other grants or
loans and proceeds from contribution or insurance claims;
(viii) A commitment by the applicant to provide the
required matching funds and a description of the sources of
those funds; and
(ix) If the applicant claims the use of innovative
technology under subsection (7)(c)(i) of this section, a
justification for the claim.
(5) Application evaluation and prioritization.
(a) The grant application will be evaluated by the
department for completeness and adequacy. After the
application has been completed, the department and the
applicant will negotiate the scope of work and budget for the
grant. The department will consider cost eligibility and
other sources of funding when negotiating the scope of work
and budget for the grant.
(b) When pending grant applications or anticipated demand
for oversight remedial action grants exceed the amount of
funds available, the department may prioritize applications or
limit grant awards based on the following:
(i) Relative hazard ranking as determined by the
department in accordance with WAC 173-340-330 or the U.S.
Environmental Protection Agency's National Priorities List
ranking. Higher ranking sites will receive a higher funding
priority;
(ii) Evidence that the grant will expedite cleanup;
(iii) Relative readiness of the applicant to proceed
promptly to accomplish the scope of work.
(6) Cost eligibility. Costs must be eligible under this
section and be approved by the department in order to be
eligible for reimbursement.
(a) Eligible costs. Eligible costs for oversight
remedial action grants include, but are not limited to, the
reasonable costs for the following:
(i) Remedial investigations;
(ii) Feasibility studies;
(iii) Remedial designs;
(iv) Pilot studies;
(v) Interim actions;
(vi) Cleanup actions;
(vii) Landfill closures required under chapters173-304, 173-350 and 173-351 WAC, if also required as a remedial action
under the order or decree;
(viii) Capital costs of long-term monitoring systems; and
(ix) Operating and maintenance costs incurred during the
first year of accomplishing the cleanup action after
facilities and equipment have been installed or constructed.
(b) Ineligible costs. Ineligible costs for oversight
remedial action grants include, but are not limited to, the
following:
(i) Retroactive costs, except as provided under
subsection (7) of this section;
(ii) Oversight costs;
(iii) Operating and maintenance costs of long-term
monitoring systems;
(iv) Operating and maintenance costs incurred after the
first year of accomplishing the cleanup action;
(v) Natural resource damage assessment costs and natural
resource damages;
(vi) Legal costs including, but not limited to, the cost
of pursuing contribution or insurance claims, the cost of
administrative hearings, the cost of pursuing penalties or
civil or criminal actions against persons, the cost of
penalties incurred by the applicant, the cost of defending
actions taken against the applicant, and attorney fees; and
(vii) In-kind services.
(7) Retroactive cost eligibility. Retroactive costs are
not eligible for reimbursement unless:
(a) The department unreasonably delays the processing of
the grant application;
(b) The department provided only partial funding under a
prior grant agreement because funds were not available;
(c) The costs were incurred conducting independent
remedial actions and those actions are incorporated as part of
the order or decree; or
(d) The applicant is eligible under subsection (3) of
this section.
(8) Funding and reimbursement.
(a) Adjustment of eligible costs. If an order or decree
requires a potentially liable person (PLP) or a potentially
responsible party (PRP) other than a local government to
conduct remedial action, then the department shall deduct the
financial contribution of that PLP or PRP from the amount
eligible for grant funding. If the applicant receives
proceeds from a contribution claim before the effective date
of the grant agreement, then the department shall deduct those
proceeds from the amount eligible for grant funding, after
subtracting from those proceeds the legal costs incurred by
the applicant pursuing the contribution claim.
(b) Funding of eligible costs. Except as provided under
(c) of this subsection, the applicant shall be eligible to
receive funding for up to fifty percent of eligible costs.
(c) Additional funding. The applicant shall be eligible
to receive funding in excess of the limit set forth in (b) of
this subsection under the following circumstances:
(i) The applicant used innovative technology. If the
applicant utilizes innovative technology, as defined in WAC 173-322-020, as part of the cleanup action and the eligible
costs exceed four hundred thousand dollars, then the applicant
shall be eligible to receive additional funding up to fifteen
percent of eligible costs. The applicant must include
justification for the innovative technology claim in the grant
application.
(ii) The county is economically disadvantaged. If the
applicant is a county, or is located within a county, that is
economically disadvantaged, as defined in WAC 173-322-020,
then the applicant shall be eligible to receive additional
funding up to twenty-five percent of eligible costs.
(d) Match requirement. The applicant shall fund those
eligible costs not funded by the department under the grant.
The applicant may not use in-kind services or proceeds from
contribution claims to meet the match requirement.
(e) Reimbursement of grant funds. If the applicant
receives proceeds from a contribution claim after the
effective date of the grant agreement, then the applicant
shall reimburse the department for a proportional share of
those proceeds, after subtracting from those proceeds the
legal costs incurred by the applicant pursuing the
contribution claim.
[Statutory Authority: RCW 70.105D.070. 05-07-104 (Order
04-06), § 173-322-070, filed 3/18/05, effective 4/18/05. Statutory Authority: Chapter 70.105D RCW. 01-05-024 (Order
97-09A), § 173-322-070, filed 2/12/01, effective 3/15/01. Statutory Authority: RCW 43.21A.080. 93-24-047, §
173-322-070, filed 11/23/93, effective 12/24/93. Statutory
Authority: Chapter 70.105D RCW. 90-10-057 (Order 89-45), §
173-322-070, filed 5/1/90, effective 6/1/90.]