| 460-44A-050 | Isolated transactions -- Sales not involving a public offering. |
| 460-44A-075 | Definition of real estate mortgages when "offered and sold as a unit." |
| 460-44A-100 | Nonissuer transactions pursuant to RCW 21.20.320(2) -- Manual exemption. |
| 460-44A-110 | Nonissuer transactions pursuant to RCW 21.20.320(2) -- Senior securities. |
| 460-44A-200 | Exemption from registration for secondary transactions pursuant to RCW 21.20.320(15). |
| 460-44A-300 | Exemption for offers and sales to accredited investors pursuant to a public solicitation. |
| 460-44A-500 | Preliminary notes. |
| 460-44A-501 | Definitions and terms. |
| 460-44A-502 | General conditions to be met. |
| 460-44A-503 | Filing of notice and payment of fee. |
| 460-44A-504 | Exemption for limited offers and sales of securities not exceeding $1,000,000 to not more than twenty purchasers. |
| 460-44A-505 | Uniform offering exemption for limited offers and sales of securities not exceeding $5,000,000. |
| 460-44A-506 | Conditions pertaining to the offer and sale of securities pursuant to Rule 506 of the Securities Act of 1933. |
| 460-44A-508 | Insignificant deviations from a term, condition, or requirement of WAC 460-44A-501 through 460-44A-505. |
| 460-44A-010 | Nonpublic offering exemption pursuant to RCW 21.20.320(1). [Statutory Authority: RCW 21.20.450. 80-04-037 (Order SDO-37-80), § 460-44A-010, filed 3/19/80; Order SD-130-77, § 460-44A-010, filed 11/23/77; Order 342, § 460-44A-010, filed 9/29/75.] Repealed by 82-21-031 (Order SDO-98-82), filed 10/15/82. Statutory Authority: RCW 21.20.320(1) and 21.20.450. |
| 460-44A-020 | Text of rule. [Statutory Authority: RCW 21.20.450. 80-04-037 (Order SDO-37-80), § 460-44A-020, filed 3/19/80; Order SD-130-77, § 460-44A-020, filed 11/23/77; Order 342, § 460-44A-020, filed 9/29/75.] Repealed by 82-21-031 (Order SDO-98-82), filed 10/15/82. Statutory Authority: RCW 21.20.320(1) and 21.20.450. |
| 460-44A-030 | Selling expense limitations and suitability standards for nonpublic offerings. [Statutory Authority: RCW 21.20.320 (1) and (9), and 21.20.450. 80-04-037 (Order SDO-37-80), § 460-44A-030, filed 3/19/80; Order SD-130-77, § 460-44A-030, filed 11/23/77; Order 342, § 460-44A-030, filed 9/29/75.] Repealed by 82-21-031 (Order SDO-98-82), filed 10/15/82. Statutory Authority: RCW 21.20.320(1) and 21.20.450. |
| 460-44A-040 | Form of notification of claim of exemption and report of sales. [Order SD-130-77, § 460-44A-040, filed 11/23/77.] Repealed by 80-04-037 (Order SDO-37-80), filed 3/19/80. Statutory Authority: RCW 21.20.450. |
| 460-44A-041 | Form of notification of claim of exemption pursuant to WAC 460-44A-010 through 460-44A-041. [Statutory Authority: RCW 21.20.320 (1) and (9). 80-04-037 (Order SDO-37-80), § 460-44A-041, filed 3/19/80.] Repealed by 82-21-031 (Order SDO-98-82), filed 10/15/82. Statutory Authority: RCW 21.20.320(1) and 21.20.450. |
| 460-44A-045 | Report of sales for offering under WAC 460-44A-020. [Statutory Authority: RCW 21.20.320 (1) and (9), and21.20.450 . 80-04-037 (Order SDO-37-80), § 460-44A-045, filed 3/19/80.] Repealed by 82-21-031 (Order SDO-98-82), filed 10/15/82. Statutory Authority: RCW 21.20.320(1) and 21.20.450. |
| 460-44A-060 | Limited offering exemption pursuant to RCW 21.20.320(9). [Statutory Authority: RCW 21.20.320 (1) and (9), and 21.20.450. 80-04-037 (Order SDO-37-80), § 460-44A-060, filed 3/19/80; Order SD-130-77, § 460-44A-060, filed 11/23/77.] Repealed by 90-09-059, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). |
| 460-44A-065 | Notification of claim of exemption pursuant to WAC 460-44A-060. [Statutory Authority: RCW 21.20.320 (1) and (9), and 21.20.450. 80-04-037 (Order SDO-37-80), § 460-44A-065, filed 3/19/80.] Repealed by 90-09-059, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and21.20.340 (11). |
| 460-44A-070 | Report of sales for offering under WAC 460-44A-060. [Statutory Authority: RCW 21.20.320 (1) and (9), and21.20.450 . 80-04-037 (Order SDO-37-80), § 460-44A-070, filed 3/19/80.] Repealed by 90-09-059, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). |