| 460-21B-008 | Fraudulent practices of broker-dealers. |
| 460-21B-010 | Churning. |
| 460-21B-020 | Transmission or maintenance of payments received in connection with underwritings. |
| 460-21B-030 | Minimum net capital requirement for broker-dealers. |
| 460-21B-040 | Net capital defined. |
| 460-21B-050 | Books and records of broker-dealers. |
| 460-21B-060 | Dishonest or unethical business practices -- Broker-dealers. |
| 460-21B-070 | Supervision of securities salespersons. |
| 460-21B-080 | Written procedures. [Statutory Authority: RCW 21.20.070 and 21.20.450. 95-16-026, § 460-21B-080, filed 7/21/95, effective 8/21/95.] Repealed by 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.020.450. |