Chapter 460-20B WAC
BROKER-DEALER REGISTRATION
Last Update: 7/17/96

WAC SECTIONS

460-20B-010 Application.
460-20B-020 Definitions.
460-20B-030 Registration procedure.
460-20B-035 Canadian broker-dealers and salespersons.
460-20B-040 Examination requirements.
460-20B-050 Expiration of broker-dealer license, renewal procedure, and delinquency fees.
460-20B-060 Notice of changes by broker-dealers.