(1) Governmental agencies, including law
enforcement agencies, prosecuting agencies, and the executive
branch, whether state, local, or federal shall have access to
information or records deemed private and confidential under this
chapter if the information or records are needed by the agency
for official purposes and:
(a) The agency submits an application in writing to the
employment security department for the records or information
containing a statement of the official purposes for which the
information or records are needed and specific identification of
the records or information sought from the department; and
(b) The director, commissioner, chief executive, or other
official of the agency has verified the need for the specific
information in writing either on the application or on a separate
document; and
(c) The agency requesting access has served a copy of the
application for records or information on the individual or
employing unit whose records or information are sought and has
provided the department with proof of service. Service shall be
made in a manner which conforms to the civil rules for superior
court. The requesting agency shall include with the copy of the
application a statement to the effect that the individual or
employing unit may contact the public records officer of the
employment security department to state any objections to the
release of the records or information. The employment security
department shall not act upon the application of the requesting
agency until at least five days after service on the concerned
individual or employing unit. The employment security department
shall consider any objections raised by the concerned individual
or employing unit in deciding whether the requesting agency needs
the information or records for official purposes.
(2) The requirements of subsections (1) and (9) of this
section shall not apply to the state legislative branch. The
state legislature shall have access to information or records
deemed private and confidential under this chapter, if the
legislature or a legislative committee finds that the information
or records are necessary and for official purposes. If the
employment security department does not make information or
records available as provided in this subsection, the legislature
may exercise its authority granted by chapter 44.16 RCW.
(3) In cases of emergency the governmental agency requesting
access shall not be required to formally comply with the
provisions of subsection (1) of this section at the time of the
request if the procedures required by subsection (1) of this
section are complied with by the requesting agency following the
receipt of any records or information deemed private and
confidential under this chapter. An emergency is defined as a
situation in which irreparable harm or damage could occur if
records or information are not released immediately.
(4) The requirements of subsection (1)(c) of this section
shall not apply to governmental agencies where the procedures
would frustrate the investigation of possible violations of
criminal laws or to the release of employing unit names,
addresses, number of employees, and aggregate employer wage data
for the purpose of state governmental agencies preparing small
business economic impact statements under chapter 19.85 RCW or
preparing cost-benefit analyses under RCW 34.05.328(1) (c) and
(d). Information provided by the department and held to be
private and confidential under state or federal laws must not be
misused or released to unauthorized parties. A person who
misuses such information or releases such information to
unauthorized parties is subject to the sanctions in RCW 50.13.080.
(5) Governmental agencies shall have access to certain
records or information, limited to such items as names,
addresses, social security numbers, and general information about
benefit entitlement or employer information possessed by the
department, for comparison purposes with records or information
possessed by the requesting agency to detect improper or
fraudulent claims, or to determine potential tax liability or
employer compliance with registration and licensing requirements.
In those cases the governmental agency shall not be required to
comply with subsection (1)(c) of this section, but the
requirements of the remainder of subsection (1) of this section
must be satisfied.
(6) Governmental agencies may have access to certain records
and information, limited to employer information possessed by the
department for purposes authorized in chapter 50.38 RCW. Access
to these records and information is limited to only those
individuals conducting authorized statistical analysis, research,
and evaluation studies. Only in cases consistent with the
purposes of chapter 50.38 RCW are government agencies not
required to comply with subsection (1)(c) of this section, but
the requirements of the remainder of subsection (1) of this
section must be satisfied. Information provided by the
department and held to be private and confidential under state or
federal laws shall not be misused or released to unauthorized
parties subject to the sanctions in RCW 50.13.080.
(7) Disclosure to governmental agencies of information or
records obtained by the employment security department from the
federal government shall be governed by any applicable federal
law or any agreement between the federal government and the
employment security department where so required by federal law.
When federal law does not apply to the records or information
state law shall control.
(8) The department may provide information for purposes of
statistical analysis and evaluation of the WorkFirst program or
any successor state welfare program to the department of social
and health services, the office of financial management, and
other governmental entities with oversight or evaluation
responsibilities for the program in accordance with RCW 43.20A.080. The confidential information provided by the
department shall remain the property of the department and may be
used by the authorized requesting agencies only for statistical
analysis, research, and evaluation purposes as provided in RCW 74.08A.410 and 74.08A.420. The department of social and health
services, the office of financial management, or other
governmental entities with oversight or evaluation
responsibilities for the program are not required to comply with
subsection (1)(c) of this section, but the requirements of the
remainder of subsection (1) of this section and applicable
federal laws and regulations must be satisfied. The confidential
information used for evaluation and analysis of welfare reform
supplied to the authorized requesting entities with regard to the
WorkFirst program or any successor state welfare program are
exempt from public inspection and copying under chapter 42.56 RCW.
(9) The disclosure of any records or information by a
governmental agency which has obtained the records or information
under this section is prohibited unless the disclosure is
directly connected to the official purpose for which the records
or information were obtained.
(10) In conducting periodic salary or fringe benefit studies
pursuant to law, the department of personnel shall have access to
records of the employment security department as may be required
for such studies. For such purposes, the requirements of
subsection (1)(c) of this section need not apply.
(11)(a) To promote the reemployment of job seekers, the
commissioner may enter into data-sharing contracts with partners
of the one-stop career development system. The contracts shall
provide for the transfer of data only to the extent that the
transfer is necessary for the efficient provisions of workforce
programs, including but not limited to public labor exchange,
unemployment insurance, worker training and retraining,
vocational rehabilitation, vocational education, adult education,
transition from public assistance, and support services. The
transfer of information under contracts with one-stop partners is
exempt from subsection (1)(c) of this section.
(b) An individual who applies for services from the
department and whose information will be shared under (a) of this
subsection (11) must be notified that his or her private and
confidential information in the department's records will be
shared among the one-stop partners to facilitate the delivery of
one-stop services to the individual. The notice must advise the
individual that he or she may request that private and
confidential information not be shared among the one-stop
partners and the department must honor the request. In addition,
the notice must:
(i) Advise the individual that if he or she requests that
private and confidential information not be shared among one-stop
partners, the request will in no way affect eligibility for
services;
(ii) Describe the nature of the information to be shared,
the general use of the information by one-stop partner
representatives, and among whom the information will be shared;
(iii) Inform the individual that shared information will be
used only for the purpose of delivering one-stop services and
that further disclosure of the information is prohibited under
contract and is not subject to disclosure under chapter 42.56 RCW; and
(iv) Be provided in English and an alternative language
selected by the one-stop center or job service center as
appropriate for the community where the center is located.
If the notice is provided in-person, the individual who does
not want private and confidential information shared among the
one-stop partners must immediately advise the one-stop partner
representative of that decision. The notice must be provided to
an individual who applies for services telephonically,
electronically, or by mail, in a suitable format and within a
reasonable time after applying for services, which shall be no
later than ten working days from the department's receipt of the
application for services. A one-stop representative must be
available to answer specific questions regarding the nature,
extent, and purpose for which the information may be shared.
(12) To facilitate improved operation and evaluation of
state programs, the commissioner may enter into data-sharing
contracts with other state agencies only to the extent that such
transfer is necessary for the efficient operation or evaluation
of outcomes for those programs. The transfer of information by
contract under this subsection is exempt from subsection (1)(c)
of this section.
(13) The misuse or unauthorized release of records or
information by any person or organization to which access is
permitted by this chapter subjects the person or organization to
a civil penalty of five thousand dollars and other applicable
sanctions under state and federal law. Suit to enforce this
section shall be brought by the attorney general and the amount
of any penalties collected shall be paid into the employment
security department administrative contingency fund. The
attorney general may recover reasonable attorneys' fees for any
action brought to enforce this section.
[2005 c 274 § 322; 2003 c 165 § 3; 2000 c 134 § 2. Prior: 1997 c 409 § 605; 1997 c 58 § 1004; 1996 c 79 § 1; 1993 c 281 § 59; 1981 c 177 § 1; 1979 ex.s. c 177 § 1; 1977 ex.s. c 153 § 6.]
NOTES:
Part headings not law -- Effective date--2005 c 274: See RCW 42.56.901 and 42.56.902.
Findings -- 2000 c 134: "The legislature finds that individuals in need of employment and related services would be better served by integrating employment and training services to form a comprehensive network of state and local programs, called a one-stop career development system. Successful integration of employment and training services demands prompt and efficient exchange of information among service providers. The legislature further finds that efficient operation of state programs and their evaluation demand at times information held by the employment security department. Current restrictions on information exchange hamper this coordination, resulting in increased administrative costs, reduced levels of service, and fewer positive outcomes than could otherwise be achieved." [2000 c 134 § 1.]
Conflict with federal requirements -- 2000 c 134: "If any part of this act is found to be in conflict with federal requirements that are a prescribed condition to the allocation of federal funds to the state or the eligibility of employers in this state for federal unemployment tax credits, the conflicting part of this act is inoperative solely to the extent of the conflict, and the finding or determination does not affect the operation of the remainder of this act. Rules adopted under this act must meet federal requirements that are a necessary condition to the receipt of federal funds by the state or the granting of federal unemployment tax credits to employers in this state." [2000 c 134 § 4.]
Severability -- 2000 c 134: "If any provision of this act or its application to any person or circumstance is held invalid, the remainder of the act or the application of the provision to other persons or circumstances is not affected." [2000 c 134 § 5.]
Effective date -- 1997 c 409 § 605: "Section 605 of this act is necessary for the immediate preservation of the public peace, health, or safety, or support of the state government and its existing public institutions, and takes effect immediately [May 19, 1997]." [1997 c 409 § 608.]
Part headings -- Severability--1997 c 409: See notes following RCW 43.22.051.
Short title--Part headings, captions, table of contents not law -- Exemptions and waivers from federal law--Conflict with federal requirements--Severability--1997 c 58: See RCW 74.08A.900 through 74.08A.904.
Conflict with federal requirements -- 1996 c 79: "If any part of this act is found to be in conflict with federal requirements that are a prescribed condition to the allocation of federal funds to the state or the eligibility of employers in this state for federal unemployment tax credits, the conflicting part of this act is hereby declared to be inoperative solely to the extent of the conflict, and such finding or determination shall not affect the operation of the remainder of this act. The rules under this act shall meet federal requirements that are a necessary condition to the receipt of federal funds by the state or the granting of federal unemployment tax credits to employers in this state." [1996 c 79 § 3.]
Effective date -- 1996 c 79: "This act shall take effect July 1, 1996." [1996 c 79 § 4.]
Effective date -- 1993 c 281: See note following RCW 41.06.022.