Unless the context clearly
requires otherwise, the definitions in this section apply
throughout this chapter.
(1) "Agency" means any state board, commission, bureau,
committee, department, institution, division, or tribunal in the
legislative, executive, or judicial branch of state government.
"Agency" includes all elective offices, the state legislature,
those institutions of higher education created and supported by
the state government, and those courts that are parts of state
government.
(2) "Head of agency" means the chief executive officer of an
agency. In the case of an agency headed by a commission, board,
committee, or other body consisting of more than one natural
person, agency head means the person or board authorized to
appoint agency employees and regulate their conduct.
(3) "Assist" means to act, or offer or agree to act, in such
a way as to help, aid, advise, furnish information to, or
otherwise provide assistance to another person, believing that
the action is of help, aid, advice, or assistance to the person
and with intent so to assist such person.
(4) "Beneficial interest" has the meaning ascribed to it
under the Washington case law. However, an ownership interest in
a mutual fund or similar investment pooling fund in which the
owner has no management powers does not constitute a beneficial
interest in the entities in which the fund or pool invests.
(5) "Compensation" means anything of economic value, however
designated, that is paid, loaned, granted, or transferred, or to
be paid, loaned, granted, or transferred for, or in consideration
of, personal services to any person.
(6) "Confidential information" means (a) specific
information, rather than generalized knowledge, that is not
available to the general public on request or (b) information
made confidential by law.
(7) "Contract" or "grant" means an agreement between two or
more persons that creates an obligation to do or not to do a
particular thing. "Contract" or "grant" includes, but is not
limited to, an employment contract, a lease, a license, a
purchase agreement, or a sales agreement.
(8) "Ethics boards" means the commission on judicial
conduct, the legislative ethics board, and the executive ethics
board.
(9) "Family" has the same meaning as "immediate family" in
RCW 42.17.020.
(10) "Gift" means anything of economic value for which no
consideration is given. "Gift" does not include:
(a) Items from family members or friends where it is clear
beyond a reasonable doubt that the gift was not made as part of
any design to gain or maintain influence in the agency of which
the recipient is an officer or employee;
(b) Items related to the outside business of the recipient
that are customary and not related to the recipient's performance
of official duties;
(c) Items exchanged among officials and employees or a
social event hosted or sponsored by a state officer or state
employee for coworkers;
(d) Payments by a governmental or nongovernmental entity of
reasonable expenses incurred in connection with a speech,
presentation, appearance, or trade mission made in an official
capacity. As used in this subsection, "reasonable expenses" are
limited to travel, lodging, and subsistence expenses incurred the
day before through the day after the event;
(e) Items a state officer or state employee is authorized by
law to accept;
(f) Payment of enrollment and course fees and reasonable
travel expenses attributable to attending seminars and
educational programs sponsored by a bona fide governmental or
nonprofit professional, educational, trade, or charitable
association or institution. As used in this subsection,
"reasonable expenses" are limited to travel, lodging, and
subsistence expenses incurred the day before through the day
after the event;
(g) Items returned by the recipient to the donor within
thirty days of receipt or donated to a charitable organization
within thirty days of receipt;
(h) Campaign contributions reported under chapter 42.17 RCW;
(i) Discounts available to an individual as a member of an
employee group, occupation, or similar broad-based group; and
(j) Awards, prizes, scholarships, or other items provided in
recognition of academic or scientific achievement.
(11) "Honorarium" means money or thing of value offered to a
state officer or state employee for a speech, appearance,
article, or similar item or activity in connection with the state
officer's or state employee's official role.
(12) "Official duty" means those duties within the specific
scope of employment of the state officer or state employee as
defined by the officer's or employee's agency or by statute or
the state Constitution.
(13) "Participate" means to participate in state action or a
proceeding personally and substantially as a state officer or
state employee, through approval, disapproval, decision,
recommendation, the rendering of advice, investigation, or
otherwise but does not include preparation, consideration, or
enactment of legislation or the performance of legislative
duties.
(14) "Person" means any individual, partnership,
association, corporation, firm, institution, or other entity,
whether or not operated for profit.
(15) "Regulatory agency" means any state board, commission,
department, or officer, except those in the legislative or
judicial branches, authorized by law to conduct adjudicative
proceedings, issue permits or licenses, or to control or affect
interests of identified persons.
(16) "Responsibility" in connection with a transaction
involving the state, means the direct administrative or operating
authority, whether intermediate or final, and either exercisable
alone or through subordinates, effectively to approve,
disapprove, or otherwise direct state action in respect of such
transaction.
(17) "State action" means any action on the part of an
agency, including, but not limited to:
(a) A decision, determination, finding, ruling, or order;
and
(b) A grant, payment, award, license, contract, transaction,
sanction, or approval, or the denial thereof, or failure to act
with respect to a decision, determination, finding, ruling, or
order.
(18) "State officer" means every person holding a position
of public trust in or under an executive, legislative, or
judicial office of the state. "State officer" includes judges of
the superior court, judges of the court of appeals, justices of
the supreme court, members of the legislature together with the
secretary of the senate and the chief clerk of the house of
representatives, holders of elective offices in the executive
branch of state government, chief executive officers of state
agencies, members of boards, commissions, or committees with
authority over one or more state agencies or institutions, and
employees of the state who are engaged in supervisory,
policy-making, or policy-enforcing work. For the purposes of
this chapter, "state officer" also includes any person exercising
or undertaking to exercise the powers or functions of a state
officer.
(19) "State employee" means an individual who is employed by
an agency in any branch of state government. For purposes of
this chapter, employees of the superior courts are not state
officers or state employees.
(20) "University" includes "state universities" and "regional
universities" as defined in RCW 28B.10.016 and also includes any
research or technology institute affiliated with a university,
including without limitation, the Spokane Intercollegiate
Research and Technology Institute and the Washington Technology
Center.
(21) "University research employee" means a state officer or
state employee employed by a university, but only to the extent
the state officer or state employee is engaged in research,
technology transfer, approved consulting activities related to
research and technology transfer, or other incidental activities.
(22) "Thing of economic value," in addition to its ordinary
meaning, includes:
(a) A loan, property interest, interest in a contract or
other chose in action, and employment or another arrangement
involving a right to compensation;
(b) An option, irrespective of the conditions to the
exercise of the option; and
(c) A promise or undertaking for the present or future
delivery or procurement.
(23)(a) "Transaction involving the state" means a
proceeding, application, submission, request for a ruling or
other determination, contract, claim, case, or other similar
matter that the state officer, state employee, or former state
officer or state employee in question believes, or has reason to
believe:
(i) Is, or will be, the subject of state action; or
(ii) Is one to which the state is or will be a party; or
(iii) Is one in which the state has a direct and substantial
proprietary interest.
(b) "Transaction involving the state" does not include the
following: Preparation, consideration, or enactment of
legislation, including appropriation of moneys in a budget, or
the performance of legislative duties by an officer or employee;
or a claim, case, lawsuit, or similar matter if the officer or
employee did not participate in the underlying transaction
involving the state that is the basis for the claim, case, or
lawsuit.
[2005 c 106 § 1; 1998 c 7 § 1; 1996 c 213 § 1; 1994 c 154 § 101.]