RCW 18.85.230
Disciplinary action -- Grounds. (Effective
until July 1, 2010.)
In addition to the unprofessional conduct
described in RCW 18.235.130, the director may take disciplinary
action against any person engaged in the business or acting in
the capacity of a real estate broker, associate real estate
broker, or real estate salesperson, regardless of whether the
transaction was for his or her own account or in his or her
capacity as broker, associate real estate broker, or real estate
salesperson, and may impose any of the sanctions specified in RCW 18.235.110 for any holder or applicant who is guilty of:
(1) Violating any of the provisions of this chapter or any
lawful rules or regulations made by the director pursuant thereto
or violating a provision of chapter 64.36, 19.105, or 58.19 RCW
or RCW 18.86.030 or the rules adopted under those chapters or
section;
(2) Making, printing, publishing, distributing, or causing,
authorizing, or knowingly permitting the making, printing,
publication or distribution of false statements, descriptions or
promises of such character as to reasonably induce any person to
act thereon, if the statements, descriptions, or promises purport
to be made or to be performed by either the licensee or his or
her principal and the licensee then knew or, by the exercise of
reasonable care and inquiry, could have known, of the falsity of
the statements, descriptions or promises;
(3) Knowingly committing, or being a party to, any material
fraud, misrepresentation, concealment, conspiracy, collusion,
trick, scheme, or device whereby any other person lawfully relies
upon the word, representation or conduct of the licensee;
(4) Accepting the services of, or continuing in a
representative capacity, any associate broker or salesperson who
has not been granted a license, or after his or her license has
been revoked or during a suspension thereof;
(5) Conversion of any money, contract, deed, note, mortgage,
or abstract or other evidence of title, to his or her own use or
to the use of his or her principal or of any other person, when
delivered to him or her in trust or on condition, in violation of
the trust or before the happening of the condition; and failure
to return any money or contract, deed, note, mortgage, abstract,
or other evidence of title within thirty days after the owner
thereof is entitled thereto, and makes demand therefor, shall be
prima facie evidence of such conversion;
(6) Failing, upon demand, to disclose any information within
his or her knowledge to, or to produce any document, book or
record in his or her possession for inspection of the director or
his or her authorized representatives acting by authority of law;
(7) Continuing to sell any real estate, or operating
according to a plan of selling, whereby the interests of the
public are endangered, after the director has, by order in
writing, stated objections thereto;
(8) Advertising in any manner without affixing the broker's
name as licensed, and in the case of a salesperson or associate
broker, without affixing the name of the broker as licensed for
whom or under whom the salesperson or associate broker operates,
to the advertisement; except, that a real estate broker,
associate real estate broker, or real estate salesperson
advertising their personally owned real property must only
disclose that they hold a real estate license;
(9) Accepting other than cash or its equivalent as earnest
money unless that fact is communicated to the owner prior to his
or her acceptance of the offer to purchase, and such fact is
shown in the earnest money receipt;
(10) Charging or accepting compensation from more than one
party in any one transaction without first making full disclosure
in writing of all the facts to all the parties interested in the
transaction;
(11) Accepting, taking, or charging any undisclosed
commission, rebate, or direct profit on expenditures made for the
principal;
(12) Accepting employment or compensation for appraisal of
real property contingent upon reporting a predetermined value;
(13) Issuing an appraisal report on any real property in
which the broker, associate broker, or salesperson has an
interest unless his or her interest is clearly stated in the
appraisal report;
(14) Misrepresentation of his or her membership in any state
or national real estate association;
(15) Discrimination against any person in hiring or in sales
activity, on the basis of any of the provisions of any state or
federal antidiscrimination law;
(16) Failing to keep an escrow or trustee account of funds
deposited with him or her relating to a real estate transaction,
for a period of three years, showing to whom paid, and such other
pertinent information as the director may require, such records
to be available to the director, or his or her representatives,
on demand, or upon written notice given to the bank;
(17) Failing to preserve for three years following its
consummation records relating to any real estate transaction;
(18) Failing to furnish a copy of any listing, sale, lease
or other contract relevant to a real estate transaction to all
signatories thereof at the time of execution;
(19) Acceptance by a branch manager, associate broker, or
salesperson of a commission or any valuable consideration for the
performance of any acts specified in this chapter, from any
person, except the licensed real estate broker with whom he or
she is licensed;
(20) To direct any transaction involving his or her
principal, to any lending institution for financing or to any
escrow company, in expectation of receiving a kickback or rebate
therefrom, without first disclosing such expectation to his or
her principal;
(21) Buying, selling, or leasing directly, or through a
third party, any interest in real property without disclosing in
writing that he or she holds a real estate license;
(22) In the case of a broker licensee, failing to exercise
adequate supervision over the activities of his or her licensed
associate brokers and salespersons within the scope of this
chapter;
(23) Any conduct in a real estate transaction which
demonstrates bad faith, dishonesty, untrustworthiness, or
incompetency;
(24) Acting as a vehicle dealer, as defined in RCW 46.70.011, without having a license to do so; or
(25) Failing to ensure that the title is transferred under
chapter 46.12 RCW when engaging in a transaction involving a
mobile home as a broker, associate broker, or salesperson.
[2002 c 86 § 230; 1999 c 46 § 1; 1997 c 322 § 17; 1996 c 179 § 18; 1990 c 85 § 1; 1988 c 205 § 5. Prior: 1987 c 370 § 15; 1987 c 332 § 9; 1979 c 25 § 4; prior: 1977 ex.s. c 261 § 1; 1977 ex.s. c 204 § 1; 1972 ex.s. c 139 § 19; 1967 c 22 § 3; 1953 c 235 § 12; 1951 c 222 § 16; 1947 c 203 § 5; 1945 c 111 § 8; 1943 c 118 § 5; 1941 c 252 § 19; Rem. Supp. 1947 § 8340-42; prior: 1925 ex.s. c 129 § 13.]
NOTES:
Effective dates -- 2002 c 86: See note following RCW 18.08.340.
Part headings not law -- Severability -- 2002 c 86: See RCW 18.235.902 and 18.235.903.
Effective date -- 1996 c 179: See RCW 18.86.902.
False advertising: Chapter 9.04 RCW.
Obstructing justice: Chapter 9A.72 RCW.